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Southwest Airlines (NYSE: LUV) grants CEO 28,321 restricted stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jordan Robert E reported acquisition or exercise transactions in this Form 4 filing.

Southwest Airlines CEO & President Robert E. Jordan received a grant of 28,321 restricted stock units on August 5, 2026 under the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan.

The units vest in three equal annual installments beginning August 21, 2027. After the award he directly owned 534,055 shares, plus 113,768 additional shares held indirectly through a Retirement Savings Plan.

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Insider Jordan Robert E
Role CEO & President
Type Security Shares Price Value
Grant/Award Common Stock F1 28,321 $0.00 $0.00
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 534,055 shares (Direct); Common Stock — 113,768 shares (Indirect, By Retirement Savings Plan)
Footnotes (2)
  1. F1. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on August 21, 2027, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
  2. F2. Holdings reflect exempt transactions under the Issuer's Retirement Savings Plan.
Restricted stock units granted 28,321 units Grant to CEO Robert E. Jordan on August 5, 2026
Direct holdings after award 534,055 shares Common stock directly owned following the grant
Indirect Retirement Plan holdings 113,768 shares Common stock held via Retirement Savings Plan
Vesting start date August 21, 2027 RSUs vest one-third annually starting on this date
Vesting schedule One-third annually over 3 years For the 28,321 restricted stock units granted
restricted stock units financial
"Reflects the exempt acquisition of restricted stock units pursuant to the plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Amended and Restated 2007 Equity Incentive Plan financial
"pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan"
Retirement Savings Plan financial
"Holdings reflect exempt transactions under the Issuer's Retirement Savings Plan"

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FAQ

What insider equity grant did Southwest Airlines (LUV) report for CEO Robert E. Jordan?

Southwest reported that CEO Robert E. Jordan received a grant of 28,321 restricted stock units on August 5, 2026. The grant was issued under the Amended and Restated 2007 Equity Incentive Plan and entitles him to one share of common stock for each unit that vests.

When do Robert E. Jordan's new Southwest (LUV) restricted stock units vest?

The 28,321 restricted stock units vest in three equal annual installments beginning on August 21, 2027. Each vesting tranche converts into one share of Southwest common stock per unit, provided standard vesting conditions are met over the three-year period.

How many Southwest Airlines (LUV) shares does Robert E. Jordan hold directly after this Form 4?

Following the August 5, 2026 award, Robert E. Jordan directly holds 534,055 shares of Southwest Airlines common stock. This total reflects his position after the exempt acquisition of restricted stock units reported in the filing.

What are Robert E. Jordan's indirect Southwest (LUV) holdings through the Retirement Savings Plan?

Robert E. Jordan has 113,768 shares of Southwest common stock held indirectly through the issuer's Retirement Savings Plan. The filing notes these plan holdings reflect exempt transactions carried out within that qualified retirement arrangement.

Did Robert E. Jordan pay cash for his latest Southwest (LUV) equity award?

No cash was paid; the 28,321 restricted stock units were granted at a reported price of $0.00 per share. This indicates the award is part of his compensation under Southwest’s equity incentive plan rather than an open-market purchase.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jordan Robert E

(Last)(First)(Middle)
2702 LOVE FIELD DRIVE
HDQ 4GC

(Street)
DALLAS TEXAS 75235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO [ LUV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO & President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026A28,321(1)A$0534,055D
Common Stock113,768(2)IBy Retirement Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on August 21, 2027, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
2. Holdings reflect exempt transactions under the Issuer's Retirement Savings Plan.
Remarks:
/s/ Blair Hendrix, on behalf of and as attorney-in-fact for Robert E. Jordan08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)