Southwest Airlines (NYSE: LUV) awards 9,506 RSUs to customer & brand chief
Rhea-AI Filing Summary
Roach Anthony reported acquisition or exercise transactions in this Form 4 filing.
Anthony Roach, Chief Customer & Brand Officer of Southwest Airlines, received a grant of 9,506 restricted stock units under the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. These RSUs vest in three equal annual installments starting August 21, 2027 and entitle him to one share of common stock for each unit that vests. After this exempt award, Roach holds 73,178.543 common shares directly and 79 shares indirectly through the company’s Retirement Savings Plan.
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Insider Trade Summary
Net Buyer: 9,506 shares
Net Buy
2 txns
Insider
Roach Anthony
Role
Chief Customer & Brand Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 9,506 | $0.00 | $0.00 |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 73,178.543 shares (Direct);
Common Stock — 79 shares (Indirect, By Retirement Savings Plan)
Footnotes (2)
- F1. Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The restricted stock units will vest with respect to one-third of the shares covered thereby annually, beginning on August 21, 2027, and will entitle the reporting person to one share of common stock for each restricted stock unit that vests.
- F2. Holdings reflect exempt transactions under the Issuer's Retirement Savings Plan.
Key Figures
Restricted stock units granted: 9,506 shares
Direct common shares after award: 73,178.543 shares
Indirect common shares after award: 79 shares
+1 more
4 metrics
Restricted stock units granted
9,506 shares
Exempt award on 2026-08-05 under equity incentive plan
Direct common shares after award
73,178.543 shares
Direct holdings reported following RSU grant
Indirect common shares after award
79 shares
Held indirectly through Retirement Savings Plan
RSU vesting start date
August 21, 2027
First vesting date; one-third of RSUs vest annually
Key Terms
restricted stock units, Amended and Restated 2007 Equity Incentive Plan, Retirement Savings Plan
3 terms
restricted stock units financial
"Reflects the exempt acquisition of restricted stock units pursuant to the Southwest Airlines Co."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Amended and Restated 2007 Equity Incentive Plan financial
"pursuant to the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan."
Retirement Savings Plan financial
"Holdings reflect exempt transactions under the Issuer's Retirement Savings Plan."
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did LUV executive Anthony Roach report?
Anthony Roach reported an exempt award of 9,506 restricted stock units under Southwest Airlines’ equity incentive plan. The RSUs will settle in common stock as they vest in three equal annual installments beginning on August 21, 2027.
What are the vesting terms of Anthony Roach’s new RSUs at Southwest Airlines (LUV)?
The 9,506 restricted stock units granted to Anthony Roach vest in three equal annual installments. Vesting begins on August 21, 2027, and each vested RSU entitles him to receive one share of Southwest Airlines common stock.
Under which plan were Anthony Roach’s RSUs at LUV granted?
The RSUs were granted under the Southwest Airlines Co. Amended and Restated 2007 Equity Incentive Plan. The award is characterized as an exempt acquisition of restricted stock units that will convert into common shares upon vesting.
Does Anthony Roach have indirect holdings in Southwest Airlines (LUV)?
Yes. In addition to his direct holdings, Anthony Roach has 79 Southwest Airlines common shares held indirectly through the issuer’s Retirement Savings Plan, which the filing notes as exempt plan-related transactions.