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LiveOne, Inc. 8-K Filings

LVO NASDAQ

Every 8-K that LiveOne, Inc. (LVO) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A 8-K covers material events a company has to report between its quarterly reports, so if you follow LVO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LVO filings page.

Rhea-AI Summary

LiveOne, Inc. adopted its 2026 Equity Incentive Plan on September 17, 2026, and stockholders approved it, reserving 4,000,000 common shares for awards. The plan received 4,511,114 votes for, 624,075 against, 20,777 abstentions and 3,408,981 broker non-votes. It authorizes options, restricted stock awards and units, performance shares and units, and stock appreciation rights; employees, directors, consultants and advisors are eligible, but incentive stock options are limited to employees.

All seven nominees—Robert S. Ellin, Jay Krigsman, Ramin Arani, Patrick Wachsberger, Kenneth Solomon, Bridget Baker and Kristopher Wright—were elected. Stockholders ratified Macias Gini & O’Connell, LLP as independent registered public accounting firm for the fiscal year ending March 31, 2027, and approved a proposal to adjourn if votes were insufficient to approve meeting proposals, allowing further proxy solicitation and voting.

Rhea-AI Summary

LiveOne, Inc. reported Q1 Fiscal 2027 results for the quarter ended June 30, 2026. Revenue was $19.4 million, slightly above $19.2 million a year earlier, driven primarily by higher PodcastOne revenue. Operating loss improved to $3.7 million from $4.0 million.

Net loss narrowed to $3.1 million, or $(0.23) per share, compared with $3.9 million, or $(0.40) per share, in Q1 Fiscal 2026. Adjusted EBITDA turned positive at $4.3 million versus a loss of $1.8 million, including Audio Division Adjusted EBITDA of $6.3 million offset by negative contributions from other operations and corporate.

Contribution Margin rose to $7.6 million from $3.3 million as cost of sales declined. Cash and cash equivalents increased to $8.6 million from $5.4 million at March 31, 2026, and total equity deficit improved to $(5.0) million from $(12.4) million, though liabilities of $53.8 million still exceeded assets of $48.7 million.

Rhea-AI Summary

LiveOne, Inc. entered into a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Music Story SAS under which LiveOne will issue 70,000 shares of common stock at a deemed price of $7.50 per share. The stock compensates Music Story for outstanding amounts under a metadata license and prepays a portion of future fees.

The parties extended the license term through February 24, 2028. Net cash proceeds from Music Story’s sales of the shares will offset amounts owed under the license, and sales are limited to no more than 3.5% of average daily trading volume over the prior 20 trading days. The shares will be issued under LiveOne’s existing Form S-3 shelf, with settlement expected on or about July 29, 2026, and LiveOne will not receive cash proceeds from the issuance.

Rhea-AI Summary

LiveOne reported mixed Q4 and fiscal 2026 results while raising its outlook for fiscal 2027. Q4 fiscal 2026 revenue was $18.9 million versus $19.3 million a year earlier, with operating loss improving to $4.9 million from $10.8 million, helped by lower impairment expense. Q4 Adjusted EBITDA turned slightly positive at $0.3 million versus a $0.5 million loss.

For fiscal 2026, revenue declined to $77.1 million from $114.4 million and net loss widened modestly to $21.3 million. Adjusted EBITDA moved to a $0.9 million loss from $8.4 million profit in fiscal 2025. As of March 31, 2026, cash and cash equivalents were $5.4 million against total liabilities of $59.3 million and a stockholders’ deficit.

Looking ahead, LiveOne raised fiscal 2027 guidance, targeting revenue of $85–$95+ million and expected Adjusted EBITDA of $8–$10+ million excluding corporate overhead, signaling plans for improved profitability despite recent top-line pressure.

Rhea-AI Summary

LiveOne, Inc. appointed Craig Christensen as Interim Chief Financial Officer, Interim Treasurer, Interim Secretary and Principal Accounting Officer effective May 1, 2026, succeeding Ryan Carhart, who is leaving to pursue another opportunity and whose departure was not due to any dispute.

Christensen will hold similar roles at subsidiaries PodcastOne and Slacker. A month-to-month Consulting Agreement with LiveXLive provides a weekly fee of $6,250 and up to 15,000 shares of common stock as equity bonuses tied to timely filing of the companies’ Form 10-K and Form 10-Q reports.

The parties plan to discuss a potential transition to a full-time CFO role within about 90 days after the effective date. Any shares issued will be in a private placement relying on exemptions under Section 4(a)(2) of the Securities Act and/or Regulation D.

Rhea-AI Summary

LiveOne, Inc. agreed to issue 1,000,000 shares of common stock to Broadcast Music, LLC at a deemed price of $7.50 per share to fully satisfy music royalty obligations due through March 31, 2027 under existing Slacker license agreements.

The parties extended the license term through December 31, 2027, with automatic annual renewals thereafter. BMI’s daily sales of the shares are limited to 5% of 20-day average trading volume, though it may sell at least 3,500 shares per trading day. LiveOne will not receive cash proceeds from this stock issuance.

Rhea-AI Summary

LiveOne, Inc. entered a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Merlin under which LiveOne will issue 500,000 shares of common stock at a deemed price of $7.50 per share to Merlin.

The shares will be used to pay both outstanding and future music royalty fees owed by Slacker to Merlin under their Digital Music Services Agreement, whose term is extended through November 30, 2026 and may be further extended to November 30, 2027. Merlin’s sale proceeds from the shares will be offset against royalties, and Slacker may either repurchase any unsold shares or settle remaining amounts in cash at contract end.

The shares will be issued off LiveOne’s effective shelf registration, the company will receive no cash proceeds, and Merlin agreed not to sell more than 5% of the average daily trading volume over the prior 20 trading days when disposing of the shares.

Rhea-AI Summary

LiveOne, Inc. reported Q3 Fiscal 2026 revenue of $20.3 million, down from $29.5 million a year earlier, mainly from lower Slacker revenue. Net loss for the quarter was $4.1 million, while Adjusted EBITDA* was positive at $1.6 million, including Audio Division Adjusted EBITDA* of $2.6 million.

For the first nine months of Fiscal 2026, revenue totaled $58.2 million versus $95.1 million in the prior-year period, with a $13.7 million net loss and $(1.2) million Adjusted EBITDA*. The balance sheet shows $8.6 million in cash and cash equivalents and total assets of $52.3 million against total liabilities of $62.8 million, resulting in a stockholders’ deficit. Management highlighted continued share repurchases and strength in the Audio division, which generated $18.6 million of Q3 revenue and $52.2 million year-to-date revenue.

Rhea-AI Summary

LiveOne, Inc. furnished an update describing a press release with certain preliminary financial results for its fiscal quarter and nine months ended December 31, 2025. These figures are unaudited estimates prepared by management and are based on information available as of the report date.

The company notes that its financial closing procedures for the quarter are not complete, so final results may differ from the preliminary data in the press release. The information in the update and Exhibit 99.1 is provided as a furnished disclosure, is not deemed filed under securities laws, and has not been audited, reviewed, or compiled by the independent registered public accounting firm, Macias Gini & O’Connell LLP.

Rhea-AI Summary

LiveOne, Inc. (LVO) filed a Form 8-K to announce that it plans to use an updated Corporate Presentation with investors and at industry conferences. The presentation, attached as Exhibit 99.1, is furnished for information purposes and is not treated as filed under the securities laws.

The company highlights that the presentation includes forward-looking statements subject to significant risks and uncertainties. Key risk areas include dependence on its largest OEM customer, the ability to complete any proposed financing, acquisition, spin-out, special dividend, merger or other transaction, its ability to continue as a going concern, attract and retain users and paid members, and comply with debt covenants and repayment obligations.

LiveOne also notes risks tied to its digital assets treasury strategy involving Bitcoin, Ethereum and other digital assets, potential share repurchases for LiveOne and PodcastOne, legal proceedings, competition, and regulatory developments. Investors are directed to the company’s Form 10-K for the year ended March 31, 2025 and Form 10-Q for the quarter ended September 30, 2025 for a fuller description of these risks.

Rhea-AI Summary

LiveOne, Inc. (LVO) furnished an 8-K announcing quarterly results communications. The company issued a press release with operating and financial highlights for the second quarter and six months ended September 30, 2025, and furnished it as Exhibit 99.1. It also noted a separate press release (Exhibit 99.2) announcing a conference call and audio webcast to discuss second-quarter results on November 12, 2025.

The materials are furnished, not filed, under the Exchange Act, meaning they are not subject to Section 18 liabilities and are not incorporated by reference unless specifically stated. No financial figures are included in this summary excerpt.

Rhea-AI Summary

LiveOne, Inc. reports that Nasdaq staff has issued a determination to delist its common stock from The Nasdaq Capital Market after the company failed to regain compliance with the minimum $1.00 bid price rule by the September 24, 2025 deadline and did not qualify for an automatic second extension due to stockholders’ equity levels. On September 25, 2025, LiveOne filed a timely appeal to a Nasdaq Hearings Panel, which temporarily stays any delisting while the hearing process is underway and any extension granted by the Panel remains in effect.

The company implemented a previously approved one-for-ten reverse stock split on September 26, 2025, with shares beginning to trade on a split-adjusted basis that day, and it intends to present a plan to demonstrate or regain compliance at the Panel hearing. The Panel may grant up to an additional 180 days, but LiveOne cautions there is no assurance its plan will be accepted, that it will regain compliance, or that it will be able to continue meeting Nasdaq’s ongoing listing standards.

Rhea-AI Summary

LiveOne, Inc. (ticker LVO) filed an 8-K reporting a material event that includes a Certificate of Amendment to the Certificate of Incorporation dated September 22, 2025. The filing references the company's common stock with a par value of $0.001 per share and lists its trading venue as The NASDAQ Capital Market. The cover page cites Commission File Number 0001491419. The document was filed and signed by Ryan Carhart, Chief Financial Officer, dated September 23, 2025. No details of the amendment's text or its economic effects are included in the provided excerpt.

Rhea-AI Summary

LiveOne, Inc. filed a Form 8-K reporting a material event that includes disclosure of shareholdings for named insiders and a company signature block. The filing lists beneficial ownership figures for several individuals: Jay Krigsman (45,166,859 shares), Ramin Arani (47,374,434), Patrick Wachsberger (47,371,592), Kenneth Solomon (32,480,497), Bridget Baker (47,306,068), and Kristopher Wright (46,154,892). The document shows a signatory block for LiveOne, Inc. signed by Ryan Carhart, Chief Financial Officer, dated September 9, 2025. The filing does not include financial tables, transaction terms, or earnings information in the provided text.

Rhea-AI Summary

LiveOne, Inc. disclosed that it issued press releases announcing operating and financial highlights and results for the first quarter ended June 30, 2025, and that it will hold a conference call and audio webcast on August 13, 2025 to discuss those results. The Form 8-K states the press releases are furnished as exhibits and therefore are not deemed "filed" for purposes of Section 18 of the Exchange Act and are not incorporated by reference in other filings. Exhibits listed include Exhibit 99.1 (press release dated August 13, 2025), Exhibit 99.2 (press release dated August 11, 2025), and an Inline XBRL cover page. The Form does not include any financial figures or operating metrics within its text; readers are directed to the attached exhibits for details.

Rhea-AI Summary

LiveOne amended defined terms of its 11.75% Original Issue Discount Senior Secured Convertible Debentures issued May 19, 2025, to allow the company and its subsidiaries to purchase Bitcoin, Solana and Ethereum up to amounts agreed with the Purchasers under investment guidelines that are reasonably acceptable to the Purchasers. The amendment also permits LiveOne to retain one or more investment managers to pursue a Bitcoin yield strategy or otherwise actively manage purchased crypto.

The amendment leaves other Debenture and transaction terms unchanged and, pursuant to the Security Agreement, the Purchasers will have a security interest in any purchased crypto; the change is incorporated into the registrant's disclosure of a direct financial obligation/off-balance-sheet arrangement.