Director Arani awarded 22,266 RSUs at LiveOne (LVO)

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Form Type

Rhea-AI Filing Summary

Arani Ramin reported acquisition or exercise transactions in this Form 4 filing.

LiveOne, Inc. director Ramin Arani reported receiving a grant of 22,266 Restricted Stock Units (RSUs) as director fees for serving on the board from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, if he continues serving on the board through that date.

Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, as determined by the board under the company’s 2016 Equity Incentive Plan. Settlement can be deferred until Arani leaves the board or up to five years after vesting.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Arani Ramin

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	22,266	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 22,266 shares (Direct)

Footnotes (1)

F1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

FAQ

What insider transaction did LiveOne (LVO) director Ramin Arani report?

LiveOne director Ramin Arani reported receiving 22,266 Restricted Stock Units as a grant. These RSUs were awarded as director fees for his board service from October 1, 2024 to September 30, 2025, with terms tied to continued service and future vesting.

How many Restricted Stock Units did Ramin Arani receive from LiveOne (LVO)?

Ramin Arani received 22,266 Restricted Stock Units from LiveOne. The award represents his director fees for a one-year service period on the board, and all 22,266 RSUs were reported as directly owned following the transaction in the Form 4 filing.

When do Ramin Arani’s LiveOne (LVO) RSUs vest?

The 22,266 Restricted Stock Units granted to Ramin Arani vest on March 31, 2026. Vesting is conditioned on his continued service on LiveOne’s board of directors through that vesting date, aligning the award with ongoing governance responsibilities.

What can Ramin Arani receive upon settlement of his LiveOne (LVO) RSUs?

Each RSU entitles Ramin Arani to one share of LiveOne common stock or its cash value. The board decides whether settlement is in cash, stock, or a combination, under the terms of LiveOne’s 2016 Equity Incentive Plan, as amended.

Can Ramin Arani defer settlement of his LiveOne (LVO) RSUs?

Yes. Ramin Arani may defer settlement of his RSUs until he is no longer on the board or up to five years after the vesting date. This deferral option provides flexibility in timing when he actually receives stock or cash value.

What service period do the LiveOne (LVO) RSUs granted to Ramin Arani cover?

The RSUs granted to Ramin Arani compensate him for service on LiveOne’s board from October 1, 2024 to September 30, 2025. This aligns the equity award directly with a defined one-year director service period, as described in the Form 4 footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/04/2026 - 08:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Arani Ramin

(Last)

(First)

(Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS

90212

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/02/2026		A		22,266		⁽¹⁾	⁽¹⁾	Common Stock, $0.001 par value	22,266	$0	22,266	D

Explanation of Responses:

1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

	/s/ Ramin Arani	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

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