LiveOne (LVO) director converts 22,266 RSUs into common stock as board fees

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

LiveOne, Inc. director Ramin Arani exercised restricted stock units into common shares as part of board compensation. On the reported date, 22,266 Restricted Stock Units converted on a one-for-one basis into 22,266 shares of common stock as director fees for service from October 1, 2024 to September 30, 2025. After this derivative exercise and share settlement, Arani directly holds 279,867 shares of LiveOne common stock.

Insider Trade Summary

22,266 shares exercised/converted

Mixed 2 txns

Insider Arani Ramin

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	22,266	$0.00	--
Exercise	Common Stock, $0.001 par value	22,266	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, $0.001 par value — 279,867 shares (Direct)

Footnotes (1)

Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

Key Figures

RSUs exercised: 22,266 units Common shares received: 22,266 shares Shares held after transaction: 279,867 shares +2 more

5 metrics

RSUs exercised 22,266 units Restricted Stock Units converted into common stock on transaction date

Common shares received 22,266 shares Shares issued upon RSU settlement at $0.00 per share

Shares held after transaction 279,867 shares Direct ownership of LiveOne common stock following RSU conversion

Exercise price per share $0.00/share Price per share for RSU conversion to common stock

Director service period Oct 1, 2024–Sep 30, 2025 Period covered by RSU director fee grant

Key Terms

Restricted Stock Units, Exercise or conversion of derivative security, director fees, Issuer's common stock

4 terms

Restricted Stock Units financial

"Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Exercise or conversion of derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

director fees financial

"RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors"

Issuer's common stock financial

"Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock."

Form 4 Insider Transactions: What Each Field Means →

04/14/2026 - 09:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Arani Ramin

(Last)

(First)

(Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS

CALIFORNIA

90212

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	03/31/2026		M		22,266	A	⁽¹⁾	279,867	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		M			22,266	⁽²⁾	⁽²⁾	Common Stock, $0.001 par value	22,266	$0	0	D

Explanation of Responses:

1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.

2. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

	/s/ Ramin Arani	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did LiveOne (LVO) director Ramin Arani report?

Ramin Arani reported exercising 22,266 Restricted Stock Units into 22,266 shares of LiveOne common stock. The RSUs were settled as part of his director fees for serving on the board during the October 1, 2024 to September 30, 2025 period.

How many LiveOne (LVO) RSUs did Ramin Arani convert to common stock?

He converted 22,266 Restricted Stock Units into 22,266 shares of LiveOne common stock. The RSUs convert on a one-for-one basis, meaning each unit became one share upon settlement on the reported transaction date.

What was the purpose of the RSU grant reported by LiveOne (LVO) director Ramin Arani?

The Restricted Stock Units were previously granted to Ramin Arani as director fees for serving on LiveOne’s board. They covered the service period from October 1, 2024 to September 30, 2025 and were settled in common stock when they vested.

How many LiveOne (LVO) shares does Ramin Arani hold after this Form 4 transaction?

Following the RSU conversion, Ramin Arani directly holds 279,867 shares of LiveOne common stock. This figure reflects his direct ownership after receiving 22,266 shares from the settlement of vested Restricted Stock Units.

Was Ramin Arani’s LiveOne (LVO) Form 4 transaction a market sale or purchase?

The filing shows a derivative exercise, not an open-market trade. Restricted Stock Units were exercised and settled into common shares at a price per share of $0.00 as part of his previously granted director compensation.