LiveOne director exercises 20,040 RSUs into shares

LiveOne, Inc. director Kristopher Wright exercised previously granted Restricted Stock Units, converting 20,040 RSUs into an equal number of common shares at no cash exercise price.

Rhea-AI Filing Summary

LiveOne, Inc. director Kristopher Wright exercised previously granted Restricted Stock Units, converting 20,040 RSUs into an equal number of common shares at no cash exercise price. These RSUs were granted as director fees for service from October 1, 2024 to September 30, 2025. Following the settlement, Wright directly holds 175,090 shares of LiveOne common stock, and no remaining derivative position is shown in this filing. The activity reflects routine equity compensation vesting rather than an open-market purchase or sale.

Insider Trade Summary

20,040 shares exercised/converted

Exercise 2 txns

Insider Wright Kristopher

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	20,040	$0.00	$0.00
Exercise	Common Stock, $0.001 par value	20,040	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock, $0.001 par value — 175,090 shares (Direct)

Footnotes (2)

1. F1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.
2. F2. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

Key Figures

RSUs exercised: 20,040 units Common shares received: 20,040 shares Post-transaction holdings: 175,090 shares +2 more

5 metrics

RSUs exercised 20,040 units Restricted Stock Units converted to common stock on March 31, 2026

Common shares received 20,040 shares Shares issued upon RSU settlement, one-for-one conversion

Post-transaction holdings 175,090 shares Direct LiveOne common stock held after RSU settlement

Service period covered Oct 1, 2024–Sep 30, 2025 Board service period for which RSUs were granted as fees

Exercise price $0.0000 per unit RSUs settled with no cash exercise price

Key Terms

Restricted Stock Units, derivative security, director fees, common stock

4 terms

Restricted Stock Units financial

"Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

director fees financial

"previously granted to the Reporting Person as director fees for service on the Issuer's board"

common stock financial

"Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LiveOne (LVO) director Kristopher Wright report?

Kristopher Wright reported exercising 20,040 Restricted Stock Units into 20,040 LiveOne common shares. The RSUs represented equity compensation for board service and were settled at a zero exercise price, so no cash changed hands in the transaction.

Were LiveOne (LVO) shares bought or sold in the open market in this Form 4?

No open-market buy or sell was reported. The Form 4 shows a routine equity award vesting where 20,040 Restricted Stock Units converted into common shares, reflecting compensation rather than a discretionary market trade in LiveOne stock.

How many LiveOne (LVO) shares does Kristopher Wright hold after this RSU settlement?

After the RSU settlement, Kristopher Wright directly holds 175,090 shares of LiveOne common stock. This figure comes from the post-transaction share balance disclosed in the filing and reflects his direct ownership following the equity compensation event.

What period of service did the LiveOne (LVO) RSUs compensate for?

The Restricted Stock Units compensated Wright for service on LiveOne’s board of directors from October 1, 2024 to September 30, 2025. The filing notes these RSUs were granted as director fees for that period and settled into common shares on the reported date.

Do the LiveOne (LVO) RSUs convert one-for-one into common stock?

Yes. The footnotes state that each Restricted Stock Unit converts into one share of LiveOne common stock. In this filing, 20,040 RSUs converted into 20,040 common shares, confirming the one-for-one conversion ratio for these director fee awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 09:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wright Kristopher

(Last) (First) (Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS CALIFORNIA 90212

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	03/31/2026		M		20,040	A	(1)	175,090	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/31/2026		M			20,040	(2)	(2)	Common Stock, $0.001 par value	20,040	$0	0	D

Explanation of Responses:

1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.

2. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

	/s/ Kristopher Wright	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)