LiveOne director awarded 20,040 RSUs

Wright Kristopher reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Wright Kristopher reported acquisition or exercise transactions in this Form 4 filing.

LiveOne, Inc. director Kristopher Wright received a grant of 20,040 restricted stock units as board fees for service from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, subject to his continued board service.

Each RSU represents a right to receive one share of common stock or its cash value, with the board deciding the payout form under the company’s 2016 Equity Incentive Plan. Wright may defer settlement until he leaves the board or up to five years after vesting.

Insider Trade Summary

Grant/Award: 20,040 shares

Grant/Award 1 txn

Insider Wright Kristopher

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	20,040	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 20,040 contracts (Direct)

Footnotes (1)

1. F1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did LiveOne (LVO) director Kristopher Wright receive in this Form 4?

Kristopher Wright received a grant of 20,040 restricted stock units as compensation for serving on LiveOne’s board. The award is a stock-based compensation grant, not an open-market purchase or sale, and reflects standard director fee practices tied to continued service.

When do Kristopher Wright’s 20,040 LiveOne (LVO) RSUs vest?

The 20,040 restricted stock units vest on March 31, 2026, provided Wright continues serving on the board through that date. Vesting links the compensation to ongoing board service, aligning director incentives with the company’s longer-term performance and governance continuity.

How will the 20,040 RSUs for LiveOne (LVO) director Wright be settled?

Each RSU represents a right to receive one share of LiveOne common stock or its cash value. The board, under the 2016 Equity Incentive Plan, decides whether settlement occurs in cash, stock, or a combination, giving flexibility in how compensation is ultimately delivered.

Can the LiveOne (LVO) RSU award to Kristopher Wright be deferred?

Yes. Wright may defer settlement of his restricted stock units until he is no longer on the board or up to five years after the vesting date. This deferral flexibility can affect when he actually receives shares or cash from the award for tax or planning purposes.

Is this LiveOne (LVO) Form 4 a stock purchase or sale by Kristopher Wright?

No. The Form 4 reports a grant of 20,040 restricted stock units as director fees, coded as an acquisition by award (A). It does not reflect an open-market stock purchase or sale, but rather equity-based compensation for his board service during a defined period.

What period of service does Kristopher Wright’s LiveOne (LVO) RSU grant cover?

The restricted stock units were granted as director fees for service on LiveOne’s board from October 1, 2024 to September 30, 2025. This ties the equity compensation specifically to that twelve-month board service period rather than to a single meeting or short-term engagement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/26/2026 - 09:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wright Kristopher

(Last) (First) (Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS CALIFORNIA 90212

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/02/2026		A		20,040		(1)	(1)	Common Stock, $0.001 par value	20,040	$0	20,040	D

Explanation of Responses:

1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

	/s/ Kristopher Wright	03/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)