Bridget Baker gains 21,153 LiveOne (LVO) shares from RSU vesting

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

LiveOne director Bridget Baker reported a routine equity compensation event. She exercised 21,153 Restricted Stock Units, which converted on a one-for-one basis into 21,153 shares of LiveOne common stock at a price of $0.00 per share.

The vested RSUs were granted as director fees for board service from October 1, 2024 to September 30, 2025. After this settlement, Baker directly owns 268,684 shares of LiveOne common stock. The filing shows no open-market purchases or sales, only the RSU vesting and share delivery.

Insider Trade Summary

21,153 shares exercised/converted

Mixed 2 txns

Insider Baker Bridget

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	21,153	$0.00	--
Exercise	Common Stock, $0.001 par value	21,153	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock, $0.001 par value — 268,684 shares (Direct)

Footnotes (1)

Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

Key Figures

RSUs exercised: 21,153 units Common shares received: 21,153 shares Exercise/settlement price: $0.00 per share +2 more

5 metrics

RSUs exercised 21,153 units Restricted Stock Units converting into common stock on a one-for-one basis

Common shares received 21,153 shares Shares of LiveOne common stock delivered upon RSU vesting

Exercise/settlement price $0.00 per share Price per share for RSU settlement into common stock

Shares owned after transaction 268,684 shares Direct LiveOne common stock holdings following the RSU settlement

Board service period for RSUs Oct 1, 2024 – Sep 30, 2025 Service period covered by RSU director fee grant

Key Terms

Restricted Stock Units, derivative exercise/conversion, director fees

3 terms

Restricted Stock Units financial

"Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion for the RSU transaction code M."

director fees financial

"RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors."

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 09:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baker Bridget

(Last)

(First)

(Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS

CALIFORNIA

90212

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	03/31/2026		M		21,153	A	⁽¹⁾	268,684	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		M			21,153	⁽²⁾	⁽²⁾	Common Stock, $0.001 par value	21,153	$0	0	D

Explanation of Responses:

1. Restricted Stock Units convert into the Issuer's common stock on a one-for-one basis.

2. Represents vested Restricted Stock Units (the "RSUs") that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.

	/s/ Bridget Baker	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Bridget Baker report in her LiveOne (LVO) Form 4 filing?

Bridget Baker reported the exercise of 21,153 Restricted Stock Units that converted into 21,153 shares of LiveOne common stock. These shares were issued at $0.00 per share as part of her director compensation and not through an open-market transaction.

How many LiveOne (LVO) shares does Bridget Baker hold after this Form 4?

After the reported RSU settlement, Bridget Baker directly holds 268,684 shares of LiveOne common stock. This total reflects the addition of 21,153 shares delivered upon vesting of Restricted Stock Units granted as director fees for her board service period.

Were any LiveOne (LVO) shares bought or sold on the market in this Form 4?

No open-market buys or sells occurred in this Form 4. The filing reflects only the conversion of 21,153 Restricted Stock Units into an equal number of common shares, issued at $0.00 per share as part of her director fee compensation arrangement.

What period of service did the reported LiveOne (LVO) RSUs cover?

The Restricted Stock Units reported in the Form 4 were granted as director fees for service on LiveOne’s board from October 1, 2024 to September 30, 2025. They vested and were settled in shares on the reported transaction date as compensation for that service.

What is the conversion ratio for Bridget Baker’s LiveOne (LVO) RSUs?

The RSUs converted into LiveOne common stock on a one-for-one basis. Each of the 21,153 vested Restricted Stock Units was settled by delivering one share of LiveOne common stock, resulting in 21,153 new shares issued to Bridget Baker as part of her director compensation.