LiveOne (LVO) director Jay Krigsman awarded 28,946 RSUs for board service

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Krigsman Jay E. reported acquisition or exercise transactions in this Form 4 filing.

LiveOne, Inc. director Jay E. Krigsman received a grant of 28,946 Restricted Stock Units as board fees for serving on the company’s board from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026 and each unit represents one share of common stock or its cash value.

The board will decide whether the payout is in cash, stock, or a mix, under LiveOne’s 2016 Equity Incentive Plan. Krigsman may choose to defer settlement of the RSUs until he leaves the board or for up to five years after the vesting date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Krigsman Jay E.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	28,946	$0.00	--

Holdings After Transaction: Restricted Stock Units — 28,946 shares (Direct)

Footnotes (1)

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Key Figures

RSUs granted: 28,946 units Grant price per RSU: $0.00 RSUs after transaction: 28,946 units +3 more

6 metrics

RSUs granted 28,946 units Director fees for service from October 1, 2024 to September 30, 2025

Grant price per RSU $0.00 Compensation grant, not an open-market purchase

RSUs after transaction 28,946 units Total derivative shares following the reported grant

Vesting date March 31, 2026 Date the 28,946 RSUs became vested

Service period covered October 1, 2024 – September 30, 2025 Board service period tied to the RSU award

Maximum deferral period Up to five years From vesting date for RSU settlement deferral option

Key Terms

Restricted Stock Units, vested, 2016 Equity Incentive Plan, contingent right, +1 more

5 terms

Restricted Stock Units financial

"The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vested financial

"The RSUs vested on March 31, 2026."

2016 Equity Incentive Plan financial

"in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended"

contingent right financial

"Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof."

director fees financial

"The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors"

Form 4 Insider Transactions: What Each Field Means →

04/08/2026 - 09:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krigsman Jay E.

(Last)

(First)

(Middle)

C/O LIVEONE, INC.

269 SOUTH BEVERLY DRIVE, SUITE 1450

(Street)

BEVERLY HILLS

CALIFORNIA

90212

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LiveOne, Inc. [ LVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/02/2026		A		28,946		⁽¹⁾	⁽¹⁾	Common Stock, $0.001 par value	28,946	$0	28,946	D

Explanation of Responses:

1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs vested on March 31, 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.

	/s/ Jay Krigsman	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did LiveOne (LVO) director Jay E. Krigsman report?

Jay E. Krigsman reported receiving 28,946 Restricted Stock Units as director fees. These units relate to his service on LiveOne’s board from October 1, 2024 to September 30, 2025 and represent compensation rather than an open-market stock purchase or sale.

How many Restricted Stock Units did LiveOne (LVO) grant to director Jay E. Krigsman?

LiveOne granted 28,946 Restricted Stock Units to director Jay E. Krigsman. This award is tied to his board service for the period from October 1, 2024 through September 30, 2025 and results in 28,946 derivative shares reported following the transaction.

When did the Restricted Stock Units for LiveOne (LVO) director Jay E. Krigsman vest?

The 28,946 Restricted Stock Units granted to Jay E. Krigsman vested on March 31, 2026. Vesting means the units became earned compensation, subject to later settlement into LiveOne common stock or an equivalent cash payment, as determined under the company’s equity plan.

How will Jay E. Krigsman’s LiveOne (LVO) RSUs be settled?

Each RSU represents a contingent right to receive one share of LiveOne common stock or the cash value of that share. The board will decide the payout form under the 2016 Equity Incentive Plan, choosing between cash, stock, or a combination of both for settlement.

Can LiveOne (LVO) director Jay E. Krigsman defer settlement of his RSUs?

Yes. Jay E. Krigsman may defer settlement of his Restricted Stock Units. He can delay receiving stock or cash until he no longer serves on the board, or for up to five years from the March 31, 2026 vesting date, according to the plan terms.

Is the LiveOne (LVO) Form 4 for Jay E. Krigsman an open-market stock purchase or sale?

No. The Form 4 reflects a grant of 28,946 Restricted Stock Units as director fees, not an open-market trade. The award is compensation-based, carries a zero dollar grant price per unit, and will convert into stock or cash at settlement rather than involving immediate market transactions.