Lightwave Logic (LWLG) notice: 100,000 option shares and 229,355 RSUs

Rhea-AI Filing Summary

Lightwave Logic notice of proposed sale of common stock tied to option exercise and RSU vesting. The filing lists an Option Exercise for 100,000 shares dated 03/12/2026 and an RSU vesting of 229,355 shares dated 12/31/2025.

The excerpt also reports a sale by James Marcelli of 90,000 shares on 02/14/2026. The filing is a resale/notice submission by UBS Financial Services Inc. as broker for the transactions.

Insights

Equity Transactions Analyst

Form 144 lists proposed dispositions tied to option exercise and RSU vesting.

The filing records an Option Exercise of 100,000 shares (dated 03/12/2026) and vested RSUs of 229,355 shares (dated 12/31/2025). It also shows a prior sale of 90,000 shares by James Marcelli on 02/14/2026.

Cash‑flow treatment and planned sale timing beyond the listed dates are not described in the excerpt; subsequent SEC filings or broker disclosures may specify execution details.

Corporate Counsel (Securities)

Document functions as a broker notice for resale under Section 144 rules.

The cover identifies UBS Financial Services Inc. as the broker handling the transactions and lists resale‑related events: an exercise and RSU vesting with specific share counts and dates. The excerpt does not state any additional conditions or proceeds recipients beyond broker involvement.

Regulatory compliance implications are administrative; the filing notifies intent to sell shares consistent with resale procedures.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	329355	2330996	145555625	03/12/2026	nsdq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Option Exercise	Lightwave Logic			100000	03/12/2026	Wire
Common	12/31/2025	RSU Vesting	Lightwave Logic			229355	12/31/2025	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James Marcelli 369 Inverness Pkwy Suite 350 Englewood CO 80112	Common	02/14/2026	90000	302062

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Lightwave Logic (LWLG) Form 144 disclose?

The filing discloses proposed resale activity: 100,000 shares from an option exercise dated 03/12/2026 and 229,355 vested RSUs dated 12/31/2025. It also records a prior sale of 90,000 shares on 02/14/2026.

Who is listed as the broker on the LWLG Form 144?

The broker is listed as UBS Financial Services Inc. at the provided address. The excerpt identifies UBS as the intermediary filing the resale notice for the listed transactions.

Did any insider sales occur recently for LWLG in this filing?

Yes, the excerpt reports a sale by James Marcelli of 90,000 shares on 02/14/2026. That sale is recorded under "Securities Sold During The Past 3 Months."

Are the RSUs and exercised options in LWLG already vested or exercised?

The filing lists an RSU vesting dated 12/31/2025 for 229,355 shares and an Option Exercise dated 03/12/2026 for 100,000 shares, indicating the events tied to resale are dated as shown.