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  4. [Form 3] LexinFintech Holdings Ltd. Initial Statement of Beneficial Ownership

LexinFintech (LX) director Annabelle Yu Long reports RSU and share stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LexinFintech Holdings Ltd. director Annabelle Yu Long filed an initial ownership report showing equity interests in the company. The filing lists restricted share units tied to 45,000 and 60,000 underlying Class A ordinary shares and direct ownership of 65,000 Class A ordinary shares.

Footnotes explain that some restricted share units were granted on August 18, 2024 and vest in equal installments on August 18, 2026, 2027 and 2028, while additional restricted share units were granted on March 18, 2026 and vest on August 18, 2029, 2030, 2031 and 2032. Each restricted share unit represents a contingent right to receive one Class A ordinary share, with certain vested units held in the form of American depositary shares.

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Insider Long Annabelle Yu
Role Director
Type Security Shares Price Value
holding Restricted Share Units -- -- --
holding Restricted Share Units -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: Restricted Share Units — 45,000 shares (Direct); Class A ordinary shares — 65,000 shares (Direct)
Footnotes (1)
  1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares. These restricted share units were granted on August 18, 2024 and will vest in equal installments on August 18, 2026, 2027 and 2028. They do not have an expiration date. Each restricted share unit represents contingent rights to receive one Class A ordinary share. These restricted share units were granted on March 18, 2026 and will vest in equal installments on August 18, 2029, 2030, 2031 and 2032. They do not have an expiration date.

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FAQ

What does Annabelle Yu Long report owning in LexinFintech (LX) on this Form 3?
The Form 3 shows Annabelle Yu Long holding restricted share units linked to 45,000 and 60,000 underlying Class A ordinary shares, plus direct ownership of 65,000 Class A ordinary shares. These positions reflect her initial reported equity interests as a director.

Are there any stock purchases or sales reported for LexinFintech (LX) in this Form 3?
No purchases or sales are reported; the entries are classified as holdings. The transaction summary shows zero buy and sell transactions and three holding entries, indicating this filing simply establishes Annabelle Yu Long’s existing positions rather than new market activity.

What are the vesting terms of Annabelle Yu Long’s 2024 restricted share units in LexinFintech (LX)?
Restricted share units granted on August 18, 2024 will vest in equal installments on August 18, 2026, 2027 and 2028. These units carry no expiration date and each represents a contingent right to receive one Class A ordinary share upon vesting.

What are the vesting terms of the 2026 restricted share units reported for LexinFintech (LX)?
Restricted share units granted on March 18, 2026 will vest in equal installments on August 18, 2029, 2030, 2031 and 2032. These units also have no expiration date and each unit corresponds to one Class A ordinary share when the vesting conditions are met.

How are some of the vested LexinFintech (LX) restricted share units held by Annabelle Yu Long?
Some vested restricted share units were acquired upon vesting and are held as American depositary shares, each representing two Class A ordinary shares. This structure allows exposure to Class A shares through ADSs instead of directly holding all underlying ordinary shares.

What does each restricted share unit represent in this LexinFintech (LX) Form 3 filing?
Each restricted share unit represents a contingent right to receive one Class A ordinary share. Delivery depends on meeting vesting conditions over the specified schedules in 2026–2028 and 2029–2032, aligning compensation with longer-term company performance and service.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Long Annabelle Yu
(Last)(First)(Middle)
27/F CES TOWER
NO. 3099 KEYUAN SOUTH ROAD
(Street)
SHENZHEN518057
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
LexinFintech Holdings Ltd. [ LX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares(1)65,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (2) (2)Class A ordinary shares45,000(3)D
Restricted Share Units (4) (4)Class A ordinary shares60,000(3)D
Explanation of Responses:
1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares.
2. These restricted share units were granted on August 18, 2024 and will vest in equal installments on August 18, 2026, 2027 and 2028. They do not have an expiration date.
3. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
4. These restricted share units were granted on March 18, 2026 and will vest in equal installments on August 18, 2029, 2030, 2031 and 2032. They do not have an expiration date.
/s/ Annabelle Yu Long03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR