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  4. [Form 3] LexinFintech Holdings Ltd. Initial Statement of Beneficial Ownership

LexinFintech (LX) CFO reports Class A share and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LexinFintech Holdings Ltd. director and Chief Financial Officer James Zheng filed an initial ownership report on Form 3. The filing lists direct holdings of Class A ordinary shares and American depositary shares, plus several grants of restricted share units that each represent rights to receive Class A ordinary shares.

The report shows restricted share units tied to 400,000, 125,000, and 135,000 Class A ordinary shares, all with a conversion price of zero and no expiration date. These awards were granted on January 31, 2023, December 29, 2023 and January 26, 2025, and are scheduled to vest between December 1, 2026 and January 26, 2029. Additional holdings include 1,119,912 Class A ordinary shares directly and American depositary shares held both directly and by Zheng’s spouse, with each ADS representing two Class A ordinary shares.

Positive

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Insider Zheng James
Role Chief Financial Officer
Type Security Shares Price Value
holding Restricted Share Units -- -- --
holding Restricted Share Units -- -- --
holding Restricted Share Units -- -- --
holding Class A ordinary shares -- -- --
holding American depositary shares -- -- --
holding American depostiary shares -- -- --
Holdings After Transaction: Restricted Share Units — 660,000 shares (Direct); Class A ordinary shares — 1,119,912 shares (Direct); American depositary shares — 750 shares (Direct); American depostiary shares — 4,000 shares (Indirect, By spouse)
Footnotes (6)
  1. F1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares.
  2. F2. Each American depositary share represents two Class A oridnary shares
  3. F3. These restricted share units were granted on January 31, 2023 and will vest on January 1, 2027. They do not have an expiration date.
  4. F4. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
  5. F5. These restricted share units were granted on December 29, 2023 and will vest on December 1, 2026 and 2027 in equal installments. They do not have an expiration date.
  6. F6. These restricted share units were granted on January 26, 2025 and will vest in equal installments on January 26, 2027, 2028 and 2029. They do not have an expiration date.

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FAQ

What does the LexinFintech (LX) Form 3 filing by CFO James Zheng show?
The Form 3 shows James Zheng’s initial ownership in LexinFintech, including direct Class A ordinary shares, American depositary shares, and multiple restricted share unit grants that convert into Class A ordinary shares over several future vesting dates.

How many Class A ordinary shares underlie James Zheng’s RSU grants at LexinFintech (LX)?
The filing lists restricted share units linked to 400,000, 125,000 and 135,000 underlying Class A ordinary shares. Each restricted share unit represents a contingent right to receive one Class A ordinary share upon vesting, with no stated expiration date.

When do James Zheng’s restricted share units in LexinFintech (LX) vest?
One grant made on January 31, 2023 vests on January 1, 2027. A second grant from December 29, 2023 vests on December 1, 2026 and 2027, and a third from January 26, 2025 vests on January 26, 2027, 2028 and 2029.

How are LexinFintech (LX) American depositary shares described in the Form 3?
The Form 3 states each American depositary share represents two Class A ordinary shares. Some ADSs were acquired upon vesting of restricted share units and are held directly, while additional ADSs are held indirectly through James Zheng’s spouse.

Does the LexinFintech (LX) Form 3 indicate any insider buying or selling by James Zheng?
The Form 3 functions as an initial ownership report and only lists existing holdings and awards. The transactions are categorized as holdings with unknown transaction codes, and the summary shows no buy or sell transactions in this filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zheng James
(Last)(First)(Middle)
27/F CES TOWER
NO. 3099 KEYUAN SOUTH ROAD
(Street)
SHENZHENCHINA518057
(City)(State)(Zip)
CHINA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
LexinFintech Holdings Ltd. [ LX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares(1)1,119,912D
American depositary shares(2)750D
American depostiary shares(2)4,000IBy spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (3) (3)Class A ordinary shares400,000(4)D
Restricted Share Units (5) (5)Class A ordinary shares125,000(4)D
Restricted Share Units (6) (6)Class A ordinary shares135,000(4)D
Explanation of Responses:
1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares.
2. Each American depositary share represents two Class A oridnary shares
3. These restricted share units were granted on January 31, 2023 and will vest on January 1, 2027. They do not have an expiration date.
4. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
5. These restricted share units were granted on December 29, 2023 and will vest on December 1, 2026 and 2027 in equal installments. They do not have an expiration date.
6. These restricted share units were granted on January 26, 2025 and will vest in equal installments on January 26, 2027, 2028 and 2029. They do not have an expiration date.
/s/ James Zheng03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR