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  4. [Form 3] LexinFintech Holdings Ltd. Initial Statement of Beneficial Ownership

LexinFintech (LX) CRO discloses RSU grants and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LexinFintech Holdings Ltd. director and Chief Risk Officer Qiao Zhanwen filed an initial ownership report showing a significant equity position. He directly holds 1,050,000 Class A ordinary shares, including shares acquired upon vesting of restricted share units and held as American depositary shares, each ADS representing two Class A ordinary shares.

He also holds restricted share units covering 1,000,000, 150,000 and 300,000 underlying Class A ordinary shares. One grant made on January 29, 2024 vests in equal installments on December 1, 2026 and 2027. A second grant made on January 26, 2025 vests in equal installments on January 26, 2027, 2028 and 2029, and a third grant made on February 13, 2026 vests in equal installments on February 13, 2027, 2028, 2029 and 2030. Each restricted share unit represents a contingent right to receive one Class A ordinary share and the units do not have an expiration date.

Positive

  • None.

Negative

  • None.
Insider Qiao Zhanwen
Role Chief Risk Officer
Type Security Shares Price Value
holding Restricted Share Units -- -- --
holding Restricted Share Units -- -- --
holding Restricted Share Units -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: Restricted Share Units — 1,450,000 shares (Direct); Class A ordinary shares — 1,050,000 shares (Direct)
Footnotes (5)
  1. F1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares.
  2. F2. These restricted share units were granted on January 29, 2024 and will vest on December 1, 2026 and 2027 in equal installments. They do not have an expiration date.
  3. F3. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
  4. F4. These restricted share units were granted on January 26, 2025 and will vest in equal installments on January 26, 2027, 2028 and 2029. They do not have an expiration date.
  5. F5. These restricted share units were granted on February 13, 2026 and will vest in equal installments on February 13, 2027, 2028, 2029 and 2030. They do not have an expiration date.

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FAQ

What does the LexinFintech (LX) Form 3 filing by Qiao Zhanwen report?
The Form 3 reports Chief Risk Officer Qiao Zhanwen’s initial equity holdings in LexinFintech, including direct Class A ordinary shares and multiple restricted share unit awards that vest over several years and convert into Class A ordinary shares.

How many LexinFintech Class A ordinary shares does Qiao Zhanwen directly hold?
Qiao Zhanwen directly holds 1,050,000 Class A ordinary shares of LexinFintech. Some of these shares were acquired upon vesting of restricted share units and are held in the form of American depositary shares representing two Class A ordinary shares each.

What restricted share unit (RSU) awards are disclosed for LexinFintech’s CRO?
The filing shows three RSU awards covering 1,000,000, 150,000 and 300,000 underlying Class A ordinary shares. Each RSU represents a contingent right to receive one Class A ordinary share upon vesting, with no expiration date disclosed for the units.

What are the vesting schedules of the RSUs held by LexinFintech CRO Qiao Zhanwen?
RSUs granted on January 29, 2024 vest on December 1, 2026 and 2027. RSUs granted on January 26, 2025 vest on January 26, 2027, 2028 and 2029, and those granted on February 13, 2026 vest on February 13, 2027, 2028, 2029 and 2030.

Do LexinFintech restricted share units held by the CRO have an expiration date?
The filing states that the restricted share units granted on January 29, 2024, January 26, 2025 and February 13, 2026 do not have an expiration date. They vest in scheduled installments and then can settle into Class A ordinary shares.

How do LexinFintech RSUs held by the CRO convert into shares?
Each restricted share unit represents a contingent right to receive one Class A ordinary share of LexinFintech. Upon vesting according to the specified schedules, the RSUs can settle into Class A ordinary shares, some of which may be held as American depositary shares.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Qiao Zhanwen
(Last)(First)(Middle)
27/F CES TOWER
NO. 3099 KEYUAN SOUTH ROAD
(Street)
SHENZHENCHINA518057
(City)(State)(Zip)
CHINA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
LexinFintech Holdings Ltd. [ LX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Risk Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares(1)1,050,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (2) (2)Class A ordinary shares1,000,000(3)D
Restricted Share Units (4) (4)Class A ordinary shares150,000(3)D
Restricted Share Units (5) (5)Class A ordinary shares300,000(3)D
Explanation of Responses:
1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares.
2. These restricted share units were granted on January 29, 2024 and will vest on December 1, 2026 and 2027 in equal installments. They do not have an expiration date.
3. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
4. These restricted share units were granted on January 26, 2025 and will vest in equal installments on January 26, 2027, 2028 and 2029. They do not have an expiration date.
5. These restricted share units were granted on February 13, 2026 and will vest in equal installments on February 13, 2027, 2028, 2029 and 2030. They do not have an expiration date.
/s/ Zhanwen Qiao03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR