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LexinFintech (LX) director discloses 110,000 shares and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LexinFintech Holdings Ltd. director Wu Xiaoguang has filed an initial ownership report detailing his equity interests in the company. The filing shows direct holdings of 110,000 Class A ordinary shares and restricted share units linked to 60,000 underlying Class A shares.

Footnotes explain that some shares were acquired upon vesting of restricted share units and are held as American depositary shares, each representing two Class A ordinary shares. They also note 15,000 restricted share units vesting on March 20, 2026, and an additional restricted share unit grant made on March 18, 2026 that vests in equal installments on March 20 of 2027, 2028, 2029 and 2030. Each restricted share unit represents a contingent right to receive one Class A ordinary share.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Wu Xiaoguang

(Last)(First)(Middle)
27/F CES TOWER
NO. 3099 KEYUAN SOUTH ROAD

(Street)
SHENZHENCHINA518057

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
LexinFintech Holdings Ltd. [ LX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares(1)110,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (2) (2)Class A ordinary shares60,000(3)D
Explanation of Responses:
1. Acquired upon vesting of restricted shares units and held in the form of American depositary shares, each representing two Class A ordinary shares, including 15,000 restricted share units that vest on March 20, 2026.
2. These restricted share units were granted on March 18, 2026 and will vest in equal installments on March 20, 2027, 2028, 2029 and 2030. They do not have an expiration date.
3. Each restricted share unit represents contingent rights to receive one Class A ordinary share.
/s/ Xiaoguang Wu03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What did LexinFintech (LX) director Wu Xiaoguang report in this Form 3?

He reported his initial ownership of LexinFintech securities, including 110,000 Class A ordinary shares and restricted share units tied to 60,000 underlying Class A shares. This establishes his baseline equity position as a company director for regulatory disclosure purposes.

How many LexinFintech Class A ordinary shares does Wu Xiaoguang hold?

He holds 110,000 Class A ordinary shares directly. Footnotes indicate some of these shares were acquired when restricted share units vested and are held as American depositary shares, with each American depositary share representing two Class A ordinary shares in LexinFintech.

What restricted share unit (RSU) holdings did Wu Xiaoguang disclose for LexinFintech (LX)?

He disclosed restricted share units linked to 60,000 underlying Class A ordinary shares. Footnotes specify that each restricted share unit is a contingent right to receive one Class A ordinary share, providing equity-based compensation that will convert into shares as vesting conditions are satisfied.

When do Wu Xiaoguang’s LexinFintech restricted share units vest?

15,000 restricted share units vest on March 20, 2026. Another grant of restricted share units made on March 18, 2026 will vest in equal installments on March 20 of 2027, 2028, 2029 and 2030, creating a multi-year vesting schedule for his equity awards.

How are LexinFintech restricted share units and American depositary shares related in this filing?

Some shares were acquired when restricted share units vested and are held as American depositary shares. Each American depositary share represents two Class A ordinary shares, while each restricted share unit itself represents a contingent right to receive one Class A ordinary share upon vesting.

Does this LexinFintech Form 3 show insider buying or selling by Wu Xiaoguang?

The filing records his existing holdings rather than explicit market purchases or sales. It lists direct ownership of Class A ordinary shares and restricted share units with specified vesting schedules, providing a snapshot of his equity position as a director at the reporting date.
Lexinfintch Hold

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