Welcome to our dedicated page for LexinFintech Holdings Ltd. SEC filings (Ticker: LX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on LexinFintech Holdings Ltd.'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into LexinFintech Holdings Ltd.'s regulatory disclosures and financial reporting.
LexinFintech Holdings Ltd. director and Chief Financial Officer James Zheng filed an initial ownership report on Form 3. The filing lists direct holdings of Class A ordinary shares and American depositary shares, plus several grants of restricted share units that each represent rights to receive Class A ordinary shares.
The report shows restricted share units tied to 400,000, 125,000, and 135,000 Class A ordinary shares, all with a conversion price of zero and no expiration date. These awards were granted on January 31, 2023, December 29, 2023 and January 26, 2025, and are scheduled to vest between December 1, 2026 and January 26, 2029. Additional holdings include 1,119,912 Class A ordinary shares directly and American depositary shares held both directly and by Zheng’s spouse, with each ADS representing two Class A ordinary shares.
LexinFintech Holdings Ltd. director Wu Xiaoguang has filed an initial ownership report detailing his equity interests in the company. The filing shows direct holdings of 110,000 Class A ordinary shares and restricted share units linked to 60,000 underlying Class A shares.
Footnotes explain that some shares were acquired upon vesting of restricted share units and are held as American depositary shares, each representing two Class A ordinary shares. They also note 15,000 restricted share units vesting on March 20, 2026, and an additional restricted share unit grant made on March 18, 2026 that vests in equal installments on March 20 of 2027, 2028, 2029 and 2030. Each restricted share unit represents a contingent right to receive one Class A ordinary share.
LexinFintech Holdings Ltd. director and Chief Executive Officer Xiao Wenjie filed an initial statement of beneficial ownership, detailing his equity position in the company. The filing lists direct holdings of Class A ordinary shares, restricted share units (RSUs), and stock options, as well as large indirect stakes held through Installment Payment Investment Inc.
Direct derivative positions include options over 200,000 and 83,334 Class A ordinary shares at an exercise price of $0.50 per share and 200,000 Class A ordinary shares at $1.51 per share, with expirations between 2029 and 2033. He also holds RSUs over 87,500, 60,000 and 18,000 Class A ordinary shares, which vest in installments in 2026–2028 and have no expiration date. Indirectly, Installment Payment Investment Inc. holds 71,342,227 Class B ordinary shares and 6,689,076 American depositary shares, each representing two Class A ordinary shares.
LexinFintech Holdings Ltd. director and Chief Risk Officer Qiao Zhanwen filed an initial ownership report showing a significant equity position. He directly holds 1,050,000 Class A ordinary shares, including shares acquired upon vesting of restricted share units and held as American depositary shares, each ADS representing two Class A ordinary shares.
He also holds restricted share units covering 1,000,000, 150,000 and 300,000 underlying Class A ordinary shares. One grant made on January 29, 2024 vests in equal installments on December 1, 2026 and 2027. A second grant made on January 26, 2025 vests in equal installments on January 26, 2027, 2028 and 2029, and a third grant made on February 13, 2026 vests in equal installments on February 13, 2027, 2028, 2029 and 2030. Each restricted share unit represents a contingent right to receive one Class A ordinary share and the units do not have an expiration date.
LexinFintech Holdings Ltd. director Wang Neng reported his initial equity position. He directly holds 110,000 Class A ordinary shares and restricted share units linked to 60,000 Class A ordinary shares.
Some units were acquired upon vesting and are held as American depositary shares, including 15,000 restricted share units that vest on March 20, 2026. An additional grant made on March 18, 2026 vests in equal installments on March 20, 2027, 2028, 2029 and 2030. Each restricted share unit gives the right to receive one Class A ordinary share.
LexinFintech Holdings Ltd. director Annabelle Yu Long filed an initial ownership report showing equity interests in the company. The filing lists restricted share units tied to 45,000 and 60,000 underlying Class A ordinary shares and direct ownership of 65,000 Class A ordinary shares.
Footnotes explain that some restricted share units were granted on August 18, 2024 and vest in equal installments on August 18, 2026, 2027 and 2028, while additional restricted share units were granted on March 18, 2026 and vest on August 18, 2029, 2030, 2031 and 2032. Each restricted share unit represents a contingent right to receive one Class A ordinary share, with certain vested units held in the form of American depositary shares.
LexinFintech Holdings Ltd. director WU Wei has filed an initial ownership report showing an equity-based stake in the company. The filing lists 60,000 Class A ordinary shares held directly, acquired upon vesting of restricted share units and held in the form of American depositary shares, each ADS representing two Class A ordinary shares.
WU Wei also holds 60,000 restricted share units, each representing a contingent right to receive one Class A ordinary share. These units were granted on March 18, 2026 and are scheduled to vest in equal installments on December 20, 2026, 2027, 2028 and 2029. This filing reflects ownership and compensation structure rather than a market buy or sell transaction.
LexinFintech Holdings Ltd. reported a proposed sale of 50,000 ADS to be executed through Citigroup Global Markets on 09/19/2025, with an indicated aggregate market value of $287,000 and 340,489,447 ADS outstanding. The securities were acquired on 09/19/2025 under a company incentive plan from LexinFintech Holdings Ltd. and the consideration method is described as a cashless exercise.
The filer states there were no ADS sold in the past three months and affirms no undisclosed material adverse information concerning the issuer. The notice provides broker details (Citigroup Global Markets, New York) and the transaction is presented as a routine Rule 144 sale notice.