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  4. [Form 5] LSI Industries Inc Annual Statement of Beneficial Ownership

LSI Industries (LYTS) Form 5 shows deferred‑compensation share allocations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

LSI Industries Inc. (LYTS) filing reports James E. Galeese, Executive VP and CFO, on the annual Form 5 covering the fiscal year ended 06/30/2025. The statement shows a disposition entry of 134,788 common shares and a series of periodic small acquisitions recorded between 07/12/2024 and 06/27/2025, with individual purchases generally in the 180–268 share range.

The filing notes the shares are held in the company’s Non‑Qualified Deferred Compensation Plan and reports a year‑end beneficial ownership balance of 74,333 common shares. The form is signed by an attorney‑in‑fact on behalf of Mr. Galeese.

Positive

  • None.

Negative

  • None.

Insights

Routine insider reporting: periodic deferred‑compensation allocations led to modest net holdings of 74,333 shares; no material event disclosed.

The Form 5 documents scheduled, small acquisitions across fiscal 2025 under the issuer’s Non‑Qualified Deferred Compensation Plan, and a prior disposition entry of 134,788 shares. Transactions are incremental and appear administrative rather than strategic; the filing does not present earnings, financing, or governance changes that would materially alter investor valuation based on the information provided.

Disclosure is procedural and compliant: annual reporting of beneficial ownership with attorney‑in‑fact signature; no governance concerns stated.

The report identifies the reporting person as Executive VP and CFO and explains the indirect ownership vehicle as the company’s Non‑Qualified Deferred Compensation Plan. The filing reflects regular plan allocations and includes an attorney‑in‑fact signature, indicating representative execution rather than a substantive governance action.

Insider Galeese James E
Role Executive VP; CFO
Type Security Shares Price Value
holding Common Stock -- -- --
Grant/Award Common Stock 234 $17.08 $4K
Grant/Award Common Stock 248 $16.11 $4K
Grant/Award Common Stock 244 $16.27 $4K
Grant/Award Common Stock 246 $16.26 $4K
Grant/Award Common Stock 250 $15.95 $4K
Grant/Award Common Stock 253 $15.80 $4K
Grant/Award Common Stock 259 $15.39 $4K
Grant/Award Common Stock 229 $17.33 $4K
Grant/Award Common Stock 228 $17.53 $4K
Grant/Award Common Stock 207 $19.26 $4K
Grant/Award Common Stock 189 $21.03 $4K
Grant/Award Common Stock 180 $22.08 $4K
Grant/Award Common Stock 218 $18.26 $4K
Grant/Award Common Stock 205 $19.43 $4K
Grant/Award Common Stock 198 $20.12 $4K
Grant/Award Common Stock 195 $20.44 $4K
Grant/Award Common Stock 199 $20.07 $4K
Grant/Award Common Stock 241 $16.49 $4K
Grant/Award Common Stock 238 $16.72 $4K
Grant/Award Common Stock 242 $16.40 $4K
Grant/Award Common Stock 248 $16.04 $4K
Grant/Award Common Stock 252 $15.33 $4K
Grant/Award Common Stock 252 $15.39 $4K
Grant/Award Common Stock 268 $14.38 $4K
Grant/Award Common Stock 240 $16.10 $4K
Grant/Award Common Stock 254 $15.16 $4K
Holdings After Transaction: Common Stock — 134,788 shares (Direct)
Footnotes (1)
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SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Galeese James E
(Last) (First) (Middle)
LSI INDUSTRIES INC.
10000 ALLIANCE RD
(Street)
CINCINNATI OH 45242
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP; CFO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 134,788 D
Common Stock(1) 07/12/2024 A 254 A $15.16 68,570 D
Common Stock(1) 07/26/2024 A 240 A $16.1 68,811 D
Common Stock(1) 08/09/2024 A 268 A $14.38 69,079 D
Common Stock(1) 08/23/2024 A 252 A $15.39 69,331 D
Common Stock(1) 09/06/2024 A 252 A $15.33 69,582 D
Common Stock(1) 09/20/2024 A 248 A $16.04 69,830 D
Common Stock(1) 10/04/2024 A 242 A $16.4 70,073 D
Common Stock(1) 10/18/2024 A 238 A $16.72 70,310 D
Common Stock(1) 11/01/2024 A 241 A $16.49 70,551 D
Common Stock(1) 11/15/2024 A 199 A $20.07 70,750 D
Common Stock(1) 11/29/2024 A 195 A $20.44 70,945 D
Common Stock(1) 12/13/2024 A 198 A $20.12 71,143 D
Common Stock(1) 12/27/2024 A 205 A $19.43 71,348 D
Common Stock(1) 01/10/2025 A 218 A $18.26 71,566 D
Common Stock(1) 01/24/2025 A 180 A $22.08 71,747 D
Common Stock(1) 02/07/2025 A 189 A $21.03 71,936 D
Common Stock(1) 02/21/2025 A 207 A $19.26 72,143 D
Common Stock(1) 03/07/2025 A 228 A $17.53 72,371 D
Common Stock(1) 03/21/2025 A 229 A $17.33 72,600 D
Common Stock(1) 04/04/2025 A 259 A $15.39 72,858 D
Common Stock(1) 04/18/2025 A 253 A $15.8 73,111 D
Common Stock(1) 05/02/2025 A 250 A $15.95 73,361 D
Common Stock(1) 05/16/2025 A 246 A $16.26 73,607 D
Common Stock(1) 05/30/2025 A 244 A $16.27 73,851 D
Common Stock(1) 06/13/2025 A 248 A $16.11 74,099 D
Common Stock(1) 06/27/2025 A 234 A $17.08 74,333 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
/s/ F. Mark Reuter as Attorney-in-Fact for James E. Galeese 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does the LYTS Form 5 disclose about James E. Galeese's holdings?

The Form 5 shows Mr. Galeese held 74,333 common shares at year‑end and documents a prior disposition of 134,788 shares plus periodic small acquisitions.

How were the shares acquired according to the filing for LYTS?

The filing states acquisitions occurred through the company’s Non‑Qualified Deferred Compensation Plan, with purchase entries dated between 07/12/2024 and 06/27/2025.

What is James E. Galeese's role at LSI Industries (LYTS)?

The document identifies the reporting person as Executive VP; CFO of LSI Industries Inc.

Are there any derivative securities reported on the Form 5 for LYTS?

No derivative securities are listed in Table II; the filing only reports common stock transactions in Table I and an explanatory note about the deferred compensation plan.

Who signed the Form 5 for James E. Galeese?

The filing is signed by F. Mark Reuter as attorney‑in‑fact for James E. Galeese, per the signature block in the document.