MAIN insider Form 4: DRIP acquisitions and updated holdings

Rhea-AI Filing Summary

Main Street Capital (MAIN) reported an insider transaction on 10/15/2025. A director acquired common stock through a dividend reinvestment plan, a transaction exempt from Section 16 under Rule 16a-11.

The filing lists two acquisitions coded J: 11.847 shares and 1,264.84 shares, each at a price of $58.38 per share. Following these transactions, the director beneficially owned 1,730,761.3404 shares directly.

Additional indirect holdings are reported via family trusts: MS Trust I held 35,307.4742 shares, MS Trust II held 34,557 shares, MS Trust III held 34,557 shares, and MS Trust V held 33,300 shares.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider FOSTER VINCENT D

Role Director

Type	Security	Shares	Price	Value
Other	Common Stock	11.847	$58.38	$691.63
Other	Common Stock	1,264.84	$58.38	$74K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,729,496.5 shares (Direct); Common Stock — 35,307.474 shares (Indirect, MS Trust I)

Footnotes (1)

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Family trust

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/14/2025 - 04:30 PM Learn about SEC filing dates

FAQ

What did MAIN’s director report on Form 4?

The director acquired common stock through a dividend reinvestment plan on 10/15/2025, a transaction coded J and exempt under Rule 16a-11.

How many MAIN shares were acquired and at what price?

Two acquisitions were reported: 11.847 shares and 1,264.84 shares at $58.38 per share.

What is the director’s direct beneficial ownership after the transactions?

Direct beneficial ownership was 1,730,761.3404 shares following the reported transactions.

Were any indirect holdings disclosed for MAIN?

Yes. Indirect holdings via family trusts were disclosed: MS Trust I 35,307.4742, MS Trust II 34,557, MS Trust III 34,557, and MS Trust V 33,300 shares.

What does transaction code J mean on this Form 4?

It indicates a transaction such as a dividend reinvestment; here it is tied to a dividend reinvestment plan and exempt under Rule 16a-11.

Is this a 10b5-1 plan trade for MAIN?

The form includes a checkbox for 10b5‑1 plans, but the reported acquisitions are identified as dividend reinvestment transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOSTER VINCENT D

(Last) (First) (Middle)

1300 POST OAK BLVD

8TH FLOOR

(Street)

HOUSTON TX 77056

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/15/2025		J(1)	V	11.847	A	$58.38	1,729,496.5004	D
Common Stock	10/15/2025		J(1)	V	1,264.84	A	$58.38	1,730,761.3404	D
Common Stock								35,307.4742	I	MS Trust I(2)
Common Stock								34,557	I	MS Trust II(2)
Common Stock								34,557	I	MS Trust III(2)
Common Stock								33,300	I	MS Trust V(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

2. Family trust

	/s/ Jason B. Beauvais, Attorney-in-Fact	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.