Welcome to our dedicated page for Main Str Cap SEC filings (Ticker: MAIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Main Street Capital Corporation (NYSE: MAIN) SEC filings page provides access to the company’s official U.S. Securities and Exchange Commission disclosures, including current reports on Form 8‑K and other registered offerings. These documents explain how Main Street reports its investment results, capital structure changes and material corporate events as a principal investment firm focused on lower middle market and private loan investments.
Form 8‑K current reports are a central source for Main Street’s updates on preliminary financial results, quarterly and annual performance, and significant financing transactions. Recent 8‑K filings have described preliminary estimates of net investment income (NII), distributable net investment income (DNII), net asset value (NAV) per share and return on equity, as well as the entry into underwriting agreements for unsecured notes, redemptions of existing notes and changes to its at‑the‑market equity distribution agreements.
Investors reviewing Main Street’s filings can see how the company structures its notes offerings and credit arrangements, including maturity dates, interest rates, redemption provisions and key covenants tied to asset coverage requirements under the Investment Company Act of 1940. Filings also reference the use of proceeds from offerings, such as repayment of outstanding indebtedness under credit facilities.
As a Regulated Investment Company and a principal investment firm, Main Street’s SEC reports complement its press releases by providing formal, standardized disclosure. On this page, AI-powered tools can help summarize lengthy filings, highlight key terms in 8‑K disclosures, and surface important information about Main Street’s investment performance metrics, leverage, equity issuance programs and note offerings without requiring users to read every line of each document.
Use this filings feed to monitor new Main Street 8‑K submissions and related SEC documents as they are posted to EDGAR, and to quickly understand the implications of each filing through AI-generated overviews and extracted highlights.
Main Street Capital CORP director Vincent D. Foster increased his stake through dividend reinvestments. On March 13 and March 27, he acquired a total of 3,136.0254 shares of common stock at prices of $54.66 and $52.92 per share under a dividend reinvestment plan.
Following these transactions, Foster directly owned 1,740,359.2838 shares of Main Street Capital common stock. Additional shares are held indirectly in several family trusts, reflecting a substantial ongoing equity position aligned with dividend payouts rather than open-market trading.
Main Street Capital managing director Nicholas Meserve received 21,762 shares of common stock as a grant under the company’s 2022 Equity and Incentive Plan. The shares were issued at no cash cost to him.
On the same date, 7,700 shares were withheld at $52.96 per share to cover tax obligations upon the vesting of restricted shares, a transaction approved by the Board’s Compensation Committee under Rule 16b-3. After these entries, Meserve directly owns 96,444.7027 shares of Main Street Capital common stock.
Main Street Capital Corporation CFO and Treasurer Ryan Robert Nelson reported equity compensation activity involving company common stock. He received a grant of 13,602 shares at no cost under the Main Street Capital Corporation 2022 Equity and Incentive Plan. In a related move, 2,352 shares were withheld at a price of $52.96 per share to cover tax liabilities triggered by the vesting of restricted shares, as approved by the Compensation Committee under Rule 16b-3 of the Securities Exchange Act of 1934. After these transactions, he directly holds 30,535 shares of Main Street Capital common stock. These events reflect routine equity compensation and associated tax withholding rather than open-market buying or selling.
Main Street Capital Corp VP, CAO & Assistant Treasurer Ryan McHugh reported several stock transactions involving the company’s common stock. On April 1, he received a grant of 7,254 shares issued under the Main Street Capital Corporation 2022 Equity and Incentive Plan, increasing his direct holdings.
On the same date, 780 shares were withheld at $52.96 per share to cover tax liabilities upon vesting of restricted shares, a non‑market disposition approved by the board’s Compensation Committee. Additional smaller transactions in March reflect other acquisitions or dispositions, including shares acquired through a dividend reinvestment plan under an exemption from Section 16. After these transactions, McHugh directly holds 19,721.0019 shares of Main Street Capital common stock.
Main Street Capital EVP and COO Jesse E. Morris received 54,406 shares of Common Stock as an equity award. The shares were issued under the Main Street Capital Corporation 2022 Equity and Incentive Plan at no cash cost to him.
On the same date, 22,536 shares were withheld to satisfy tax obligations upon vesting of restricted shares, at a value of $52.96 per share. After these compensation-related transactions, Morris directly holds 267,568.4258 shares of Main Street Capital common stock.
Main Street Capital CORP President and CIO David L. Magdol reported routine equity compensation and related share movements. He received a grant of 58,940 shares of common stock at $0.00 per share under the Main Street Capital Corporation 2022 Equity and Incentive Plan.
On the same date, 23,596 shares were withheld at $52.96 per share to cover tax liabilities upon vesting of restricted shares, as approved by the board’s Compensation Committee under Rule 16b-3. Additional small transactions classified as “other” reflect dividend reinvestment plan activity. Following these transactions, Magdol directly holds about 440,437 shares of common stock.
Main Street Capital Corporation entered into an underwriting agreement to issue and sell an additional $200,000,000 of its 6.95% notes due 2029, increasing this note series to $550,000,000 in aggregate principal amount. These new unsecured notes carry a fixed annual interest rate of 6.95%, paid in cash semiannually starting on September 1, 2026, and mature on March 1, 2029, unless earlier redeemed or repurchased.
Main Street received approximately $202.8 million in net proceeds, which it initially plans to use to repay outstanding indebtedness, including amounts under its credit facilities. The notes may be redeemed at a make-whole premium before February 1, 2029 and at par thereafter, and investors receive a 100% cash repurchase right if a defined change of control repurchase event occurs.
Main Street Capital Corporation is offering $200,000,000 of additional 6.95% Notes due 2029 as a further issuance of its existing 2029 notes, which will result in $550,000,000 aggregate outstanding principal. The Notes pay interest semiannually, are unsecured senior obligations, are fungible with the existing series, and were priced at 102.061% (yield to worst 6.146%). Net proceeds (approximately $202.8 million) are expected to be used initially to repay amounts outstanding under its credit facilities and then for investments, marketable securities, operating expenses and general corporate purposes.
Main Street Capital Corporation is offering additional 6.95% Notes due March 1, 2029 that will be treated as a single series with the $350,000,000 aggregate principal amount of 6.95% notes issued on January 12, 2024. The Notes pay interest semiannually on March 1 and September 1, beginning September 1, 2026, and will be issued in minimum denominations of $2,000.
The Notes are unsecured, rank pari passu with existing unsecured senior debt and are effectively subordinated to secured borrowings and structurally subordinated to subsidiary indebtedness. Holders have a put right on a Change of Control Repurchase Event at 100% of principal plus accrued interest. Net proceeds are intended initially to repay amounts under the Corporate Facility and SPV Facility and thereafter to support new investments and general corporate purposes.
Main Street Capital Corporation is asking stockholders to vote at its 2026 Annual Meeting on May 4, 2026 in San Antonio, Texas. Stockholders of record on March 3, 2026 may vote on three key items: electing seven directors for one-year terms, ratifying Grant Thornton LLP as independent auditor for the year ending December 31, 2026, and approving an advisory vote on executive compensation.
The board has five independent and two interested directors, led by a non-executive chairman and a lead independent director. Committees (audit, compensation, nominating and governance) are fully independent. The company highlights stock ownership guidelines for directors and executives, an executive compensation clawback policy, an insider trading and anti‑hedging policy, annual say‑on‑pay, and no poison pill. Non‑employee directors receive cash retainers, committee fees and restricted stock awards.