Welcome to our dedicated page for Main Str Cap SEC filings (Ticker: MAIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Main Street Capital Corporation (NYSE: MAIN) SEC filings page provides access to the company’s official U.S. Securities and Exchange Commission disclosures, including current reports on Form 8‑K and other registered offerings. These documents explain how Main Street reports its investment results, capital structure changes and material corporate events as a principal investment firm focused on lower middle market and private loan investments.
Form 8‑K current reports are a central source for Main Street’s updates on preliminary financial results, quarterly and annual performance, and significant financing transactions. Recent 8‑K filings have described preliminary estimates of net investment income (NII), distributable net investment income (DNII), net asset value (NAV) per share and return on equity, as well as the entry into underwriting agreements for unsecured notes, redemptions of existing notes and changes to its at‑the‑market equity distribution agreements.
Investors reviewing Main Street’s filings can see how the company structures its notes offerings and credit arrangements, including maturity dates, interest rates, redemption provisions and key covenants tied to asset coverage requirements under the Investment Company Act of 1940. Filings also reference the use of proceeds from offerings, such as repayment of outstanding indebtedness under credit facilities.
As a Regulated Investment Company and a principal investment firm, Main Street’s SEC reports complement its press releases by providing formal, standardized disclosure. On this page, AI-powered tools can help summarize lengthy filings, highlight key terms in 8‑K disclosures, and surface important information about Main Street’s investment performance metrics, leverage, equity issuance programs and note offerings without requiring users to read every line of each document.
Use this filings feed to monitor new Main Street 8‑K submissions and related SEC documents as they are posted to EDGAR, and to quickly understand the implications of each filing through AI-generated overviews and extracted highlights.
Insider purchases via dividend reinvestment increased holdings of Main Street Capital (MAIN). Director Vincent D. Foster acquired shares on 08/15/2025 under a dividend reinvestment plan reported as exempt under Rule 16a-11. Two non-derivative purchases are listed at a reported price of $67.15: an entry showing 10.1745 shares and another showing 1,464.53 shares. After these transactions, the filing reports Mr. Foster's direct beneficial ownership as 1,727,011.6429 shares and earlier as 1,725,547.1129 shares. The filing also discloses indirect beneficial holdings through family trusts totaling 137,721.4742 shares (sum of trust amounts shown). The Form 4 was signed by an attorney-in-fact on 09/02/2025.
Main Street Capital Corporation (MAIN) director Stephen B. Solcher acquired 145.885 shares of the issuer's common stock on 08/15/2025 through a dividend reinvestment plan at an effective price of $66.10 per share. After the transaction Mr. Solcher beneficially owned 48,843.3127 shares. The filing notes the dividend reinvestment transaction is exempt from Section 16 under Rule 16a-11.
Main Street Capital Corp (MAIN) reporting person Jason B. Beauvais (EVP, GC, Secretary and director) disclosed two non-derivative transactions. On 08/15/2025 he acquired 90.255 shares through the company's dividend reinvestment plan at an indicated price of $67.15, increasing his reported beneficial ownership to 181,330.3619 shares. On 09/02/2025 he transferred 115 shares as a gift, reducing his reported beneficial ownership to 181,215.3619. The Form 4 notes both transactions are exempt from Section 16(b) or treated under Rule 16a-11 as applicable.
Main Street Capital Corporation (MAIN) Form 4: Reporting person Ryan McHugh, identified as a director and officer (VP, CAO & Assistant Treasurer), reported two non-derivative acquisitions of Common Stock on 08/15/2025 under transaction code J(1). The acquisitions were made through a dividend reinvestment plan exempt under Rule 16a-11 at a per-share price of $67.15. Following the transactions the reported beneficial ownership amounts are 12,720.4008 and 12,740.5128 shares respectively. The Form 4 was signed by an attorney-in-fact on 09/02/2025.
Main Street Capital reporting person Dwayne L. Hyzak (a director and CEO) acquired 320.365 shares of Main Street Capital common stock on 08/15/2025 under the issuer's dividend reinvestment plan at an implied price of $67.15 per share. Following the transaction, the reporting person beneficially owns 449,675.6076 shares. The filing states the shares were acquired pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/02/2025.
David L. Magdol, President, CIO and SMD of Main Street Capital Corporation (MAIN), reported multiple Form 4 transactions. On 08/15/2025 he acquired 93.914 shares in two dividend-reinvestment transactions (45.389 shares at $67.15 and 48.525 shares at $67.3399), bringing his post-transaction direct holdings to 404,150.9241 shares. On 08/29/2025 he transferred 2,182 shares as a gift (reported at $0), reducing holdings to 404,057.0101 shares. The filing was signed by an attorney-in-fact on 09/02/2025. All transactions are reported as direct ownership and the filing cites Rule 16a-11 for the dividend reinvestment and Rule 16b-5 for the gift exemption.
Lane Brian E., a director of Main Street Capital Corporation (MAIN), acquired additional common stock on 08/15/2025 through the company's dividend reinvestment plan. Two non-derivative purchases were reported: 48.716 shares at $67.15 and 131.696 shares at $66.10, bringing his total beneficial ownership to 47,702.6648 shares after the transactions. The filing notes these reinvestment transactions are exempt from Section 16 under Rule 16a-11.
Main Street Capital Corporation (MAIN) director Dunia A. Shive acquired 71.885 shares of the issuer's common stock on 08/15/2025 through a dividend reinvestment plan. The reported price per share for the transaction is $66.10 and the filing shows 24,107.6811 shares beneficially owned following the transaction in a direct ownership form. The form notes the purchase was exempt under Rule 16a-11 as a dividend reinvestment transaction.
Main Street Capital Corporation reported that it entered into an underwriting agreement and completed an offering of $350.0 million in aggregate principal amount of 5.40% notes due 2028. The notes are unsecured obligations maturing on August 15, 2028, paying cash interest at 5.40% per year, with payments every February 15 and August 15 starting February 15, 2026.
Main Street may redeem the notes before maturity, including a make-whole call before July 15, 2028 and redemption at par on or after that date. Noteholders can require repurchase at 100% of principal upon a defined change of control repurchase event. Net proceeds were approximately $347.7 million, which Main Street intends to initially use to repay outstanding indebtedness, including amounts under its credit facilities.
Main Street Capital Corporation (MAIN) Form 144 notice reports a proposed sale of 14,000 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $940,083.19. The filing shows 89,430,382 shares outstanding and an approximate sale date of 08/14/2025 on the NYSE. The shares were acquired by the reporting person as restricted stock vesting: 2,406 shares on 04/01/2023 and 11,594 shares on 04/01/2024, with payment characterized as compensation. The filer states no securities sold in the past three months and includes the standard representation that the person signing does not possess undisclosed material adverse information about the issuer.
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