Welcome to our dedicated page for Main Str Cap SEC filings (Ticker: MAIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Main Street Capital Corporation's SEC filings document a principal investment firm's financial results, portfolio activity, dividends and capital structure. Current reports furnish operating results and preliminary estimates, announce monthly and supplemental dividend actions, and report private loan portfolio activity tied to its lower middle market and private loan investment strategies.
Other filings cover material debt agreements, including unsecured senior notes, and proxy governance matters such as director elections, auditor ratification, executive compensation and shareholder voting results. The filings also identify the company's Maryland incorporation, common stock voting matters and registered investment adviser activities conducted through MSC Adviser I, LLC.
Main Street Capital CORP President and CIO David L. Magdol reported routine equity compensation and related share movements. He received a grant of 58,940 shares of common stock at $0.00 per share under the Main Street Capital Corporation 2022 Equity and Incentive Plan.
On the same date, 23,596 shares were withheld at $52.96 per share to cover tax liabilities upon vesting of restricted shares, as approved by the board’s Compensation Committee under Rule 16b-3. Additional small transactions classified as “other” reflect dividend reinvestment plan activity. Following these transactions, Magdol directly holds about 440,437 shares of common stock.
Main Street Capital Corporation entered into an underwriting agreement to issue and sell an additional $200,000,000 of its 6.95% notes due 2029, increasing this note series to $550,000,000 in aggregate principal amount. These new unsecured notes carry a fixed annual interest rate of 6.95%, paid in cash semiannually starting on September 1, 2026, and mature on March 1, 2029, unless earlier redeemed or repurchased.
Main Street received approximately $202.8 million in net proceeds, which it initially plans to use to repay outstanding indebtedness, including amounts under its credit facilities. The notes may be redeemed at a make-whole premium before February 1, 2029 and at par thereafter, and investors receive a 100% cash repurchase right if a defined change of control repurchase event occurs.
Main Street Capital Corporation is offering $200,000,000 of additional 6.95% Notes due 2029 as a further issuance of its existing 2029 notes, which will result in $550,000,000 aggregate outstanding principal. The Notes pay interest semiannually, are unsecured senior obligations, are fungible with the existing series, and were priced at 102.061% (yield to worst 6.146%). Net proceeds (approximately $202.8 million) are expected to be used initially to repay amounts outstanding under its credit facilities and then for investments, marketable securities, operating expenses and general corporate purposes.
Main Street Capital Corporation is offering additional 6.95% Notes due March 1, 2029 that will be treated as a single series with the $350,000,000 aggregate principal amount of 6.95% notes issued on January 12, 2024. The Notes pay interest semiannually on March 1 and September 1, beginning September 1, 2026, and will be issued in minimum denominations of $2,000.
The Notes are unsecured, rank pari passu with existing unsecured senior debt and are effectively subordinated to secured borrowings and structurally subordinated to subsidiary indebtedness. Holders have a put right on a Change of Control Repurchase Event at 100% of principal plus accrued interest. Net proceeds are intended initially to repay amounts under the Corporate Facility and SPV Facility and thereafter to support new investments and general corporate purposes.
Main Street Capital Corporation is asking stockholders to vote at its 2026 Annual Meeting on May 4, 2026 in San Antonio, Texas. Stockholders of record on March 3, 2026 may vote on three key items: electing seven directors for one-year terms, ratifying Grant Thornton LLP as independent auditor for the year ending December 31, 2026, and approving an advisory vote on executive compensation.
The board has five independent and two interested directors, led by a non-executive chairman and a lead independent director. Committees (audit, compensation, nominating and governance) are fully independent. The company highlights stock ownership guidelines for directors and executives, an executive compensation clawback policy, an insider trading and anti‑hedging policy, annual say‑on‑pay, and no poison pill. Non‑employee directors receive cash retainers, committee fees and restricted stock awards.
Main Street Capital CORP director Dunia A. Shive reported a small, automatic share increase through a dividend reinvestment plan. On this transaction date, 84.361 shares of common stock were acquired at a referenced price of $59.44 per share via dividend reinvestment, rather than an open‑market trade.
Following this dividend reinvestment, Shive’s directly held position rose to 24,772.7053 common shares. Because the transaction is classified as an “other” restructuring event under Section 16 and is exempt as a dividend reinvestment under Rule 16a‑11, it reflects routine participation in the company’s dividend program rather than an active buy or sell decision.
Main Street Capital Corp director Jon Kevin Griffin reported two "other" transactions in Common Stock tied to a dividend reinvestment plan. On February 13, 2026, he acquired 18.3480 shares at $60.8900 per share and 209.9140 shares at $59.4400 per share under a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Following these transactions, he directly holds 70,828.1840 shares of Main Street Capital Corp common stock.
Main Street Capital Corp director Stephen B. Solcher reported a routine dividend reinvestment transaction. On February 13, 2026, he acquired 171.2050 shares of Common Stock at $59.44 per share through the company’s dividend reinvestment plan. After this transaction, he directly holds 50,192.9227 shares of Main Street Capital common stock. Because this was an automatic reinvestment of dividends, it reflects a mechanical program rather than an open-market trade.
Main Street Capital’s VP, CAO & Assistant Treasurer Ryan McHugh reported small common stock transactions tied to the company’s dividend reinvestment plan. On the stated date, he acquired 18.6140 and 23.4000 shares of common stock at $60.89 per share through automatic dividend reinvestment, bringing his direct holdings to 13,139.6849 shares. These are routine reinvestment entries rather than open-market purchases or sales.
Main Street Capital director Brian E. Lane increased his holdings through a dividend reinvestment plan. On February 13, 2026, he recorded two Form 4 transactions coded J in the company’s common stock. These covered 56.681 shares at $60.89 and 154.553 shares at $59.44.
The footnote explains the shares were acquired under a dividend reinvestment plan in a transaction exempt from Section 16 under Rule 16a-11, indicating a routine, automatic reinvestment of cash dividends rather than an open-market trade.