Welcome to our dedicated page for Main Str Cap SEC filings (Ticker: MAIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Main Street Capital Corporation (NYSE: MAIN) SEC filings page provides access to the company’s official U.S. Securities and Exchange Commission disclosures, including current reports on Form 8‑K and other registered offerings. These documents explain how Main Street reports its investment results, capital structure changes and material corporate events as a principal investment firm focused on lower middle market and private loan investments.
Form 8‑K current reports are a central source for Main Street’s updates on preliminary financial results, quarterly and annual performance, and significant financing transactions. Recent 8‑K filings have described preliminary estimates of net investment income (NII), distributable net investment income (DNII), net asset value (NAV) per share and return on equity, as well as the entry into underwriting agreements for unsecured notes, redemptions of existing notes and changes to its at‑the‑market equity distribution agreements.
Investors reviewing Main Street’s filings can see how the company structures its notes offerings and credit arrangements, including maturity dates, interest rates, redemption provisions and key covenants tied to asset coverage requirements under the Investment Company Act of 1940. Filings also reference the use of proceeds from offerings, such as repayment of outstanding indebtedness under credit facilities.
As a Regulated Investment Company and a principal investment firm, Main Street’s SEC reports complement its press releases by providing formal, standardized disclosure. On this page, AI-powered tools can help summarize lengthy filings, highlight key terms in 8‑K disclosures, and surface important information about Main Street’s investment performance metrics, leverage, equity issuance programs and note offerings without requiring users to read every line of each document.
Use this filings feed to monitor new Main Street 8‑K submissions and related SEC documents as they are posted to EDGAR, and to quickly understand the implications of each filing through AI-generated overviews and extracted highlights.
Main Street Capital Corporation (MAIN) director Dunia A. Shive acquired 71.885 shares of the issuer's common stock on 08/15/2025 through a dividend reinvestment plan. The reported price per share for the transaction is $66.10 and the filing shows 24,107.6811 shares beneficially owned following the transaction in a direct ownership form. The form notes the purchase was exempt under Rule 16a-11 as a dividend reinvestment transaction.
Main Street Capital Corporation reported that it entered into an underwriting agreement and completed an offering of $350.0 million in aggregate principal amount of 5.40% notes due 2028. The notes are unsecured obligations maturing on August 15, 2028, paying cash interest at 5.40% per year, with payments every February 15 and August 15 starting February 15, 2026.
Main Street may redeem the notes before maturity, including a make-whole call before July 15, 2028 and redemption at par on or after that date. Noteholders can require repurchase at 100% of principal upon a defined change of control repurchase event. Net proceeds were approximately $347.7 million, which Main Street intends to initially use to repay outstanding indebtedness, including amounts under its credit facilities.
Main Street Capital Corporation (MAIN) Form 144 notice reports a proposed sale of 14,000 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $940,083.19. The filing shows 89,430,382 shares outstanding and an approximate sale date of 08/14/2025 on the NYSE. The shares were acquired by the reporting person as restricted stock vesting: 2,406 shares on 04/01/2023 and 11,594 shares on 04/01/2024, with payment characterized as compensation. The filer states no securities sold in the past three months and includes the standard representation that the person signing does not possess undisclosed material adverse information about the issuer.
Meserve Nicholas, a managing director and director of Main Street Capital Corporation (MAIN), reported two transactions on 08/14/2025. He transferred 1,000 shares as a gift (transaction code G) at no cash consideration and sold 14,000 shares (transaction code S) for a weighted-average price of $67.15 (reported range $67.06–$67.28). The filing shows 96,382.7027 shares beneficially owned after the gift and 82,382.7027 shares after the sale. The Form 4 was signed by an attorney-in-fact, Jason B. Beauvais. The filer notes the gift was exempt under Rule 16b-5 and discloses the weighted-average sale pricing across multiple trades.
Main Street Capital Corp. director Jon K. Griffin reported multiple changes in his beneficial ownership of MAIN common stock. He acquired 16.591 shares and 185.449 shares through a dividend reinvestment plan at prices of $63.57 and $63.50 per share, respectively, and later transferred 1,505.091 shares as a gift at $0, reducing his beneficial holdings to 68,831.841 shares. The Form 4 indicates the dividend reinvestment purchases were exempt under Rule 16a-11 and the gift transfer was exempt under Rule 16b-5. The submission was filed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation director Shive Dunia A acquired 74.529 shares of the issuer's common stock on 07/15/2025 through a dividend reinvestment plan. The transaction was reported on a Form 4 filed under Section 16 and is described as a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Following the purchase, the reporting person directly beneficially owned 24,035.7961 shares. The form was signed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation (MAIN) reporting person Ryan McHugh, who serves as VP, CAO & Assistant Treasurer and a director, reported acquisitions of Common Stock on 07/15/2025. The filings show two non-derivative transactions coded J(1) indicating acquisitions under a dividend reinvestment plan exempt under Rule 16a-11. Each transaction lists a price of $63.57. The Form 4 shows beneficial ownership amounts following the reported transactions of 12,674.1998 and 12,695.3598 shares respectively. The form is signed by an attorney-in-fact on 08/14/2025 and includes an explicit explanation that the shares were acquired via dividend reinvestment.
Main Street Capital Corp (MAIN) director Stephen B. Solcher acquired 151.251 shares of Main Street common stock on 07/15/2025 through the issuer's dividend reinvestment plan. The transaction was reported on Form 4 and is described as a dividend reinvestment exempt under Rule 16a-11. After the purchase, the reporting person is shown as beneficially owning 48,697.4277 shares. The Form 4 was signed by an attorney-in-fact on 08/14/2025.
Main Street Capital director and CEO Dwayne L. Hyzak reported an acquisition of 337.055 shares of Main Street Capital (MAIN) on 07/15/2025 at an average price of $63.57 per share. After the transaction, Hyzak beneficially owned 449,355.2426 shares. The filing states the shares were acquired under the issuer's dividend reinvestment plan, and the transaction was exempt from Section 16 under Rule 16a-11. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation (MAIN) director Brian E. Lane acquired additional common stock through the company's dividend reinvestment plan on 07/15/2025. The Form 4 reports two dividend reinvestment transactions: 51.254 shares acquired at $63.57 per share and 136.54 shares acquired at $63.50 per share. The filings list beneficial ownership amounts following the transactions of 47,385.7128 shares and 47,522.2528 shares, respectively. The reporting person is identified as a director and the transactions are described as exempt under Rule 16a-11 because they resulted from a dividend reinvestment.
The form is signed by an attorney-in-fact on 08/14/2025. No other types of transactions, derivative positions, or amendments are reported in the provided content.