[8-K] MOELIS & COMPANY Reports Material Event
JPMorgan Chase & Co. filed Amendment No. 1 to its Schedule 13G reporting its beneficial ownership in Yum! Brands, Inc. (YUM) as of 30 June 2025. The bank and its subsidiaries disclose aggregate beneficial ownership of 18,165,911 common shares, representing 6.5 % of YUM’s outstanding stock. Within this total, JPMorgan has sole voting power over 16,397,437 shares and shared voting power over 157,631 shares; it holds sole dispositive power over 18,055,947 shares and shared dispositive power over 104,615 shares. The filer is organized in Delaware and certifies that the shares were acquired and are held in the ordinary course of business, without intent to influence control of the issuer. Subsidiaries listed as holding or managing the securities include J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., multiple international asset-management units, and others. The filing is made pursuant to Rule 13d-1(b) as JPMorgan qualifies as a parent holding company/control person. Signature was provided by Vice President Rachel Tsvaygoft on 24 July 2025.
JPMorgan Chase & Co. ha presentato l'Emendamento n. 1 al suo Schedule 13G, dichiarando la proprietà effettiva in Yum! Brands, Inc. (YUM) al 30 giugno 2025. La banca e le sue controllate comunicano una proprietà aggregata di 18.165.911 azioni ordinarie, pari al 6,5% del capitale sociale di YUM. Di questo totale, JPMorgan detiene il potere di voto esclusivo su 16.397.437 azioni e il potere di voto condiviso su 157.631 azioni; possiede il potere dispositive esclusivo su 18.055.947 azioni e il potere dispositive condiviso su 104.615 azioni. Il dichiarante è costituito nel Delaware e certifica che le azioni sono state acquisite e sono detenute nell'ordinaria attività commerciale, senza intenzione di influenzare il controllo dell'emittente. Tra le controllate che detengono o gestiscono i titoli figurano J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., diverse unità internazionali di gestione patrimoniale e altre. La dichiarazione è stata effettuata ai sensi della Regola 13d-1(b), in quanto JPMorgan si qualifica come società madre/persona di controllo. La firma è stata apposta dalla Vicepresidente Rachel Tsvaygoft il 24 luglio 2025.
JPMorgan Chase & Co. presentó la Enmienda No. 1 a su Schedule 13G, informando sobre su propiedad beneficiaria en Yum! Brands, Inc. (YUM) al 30 de junio de 2025. El banco y sus subsidiarias revelan una propiedad beneficiaria agregada de 18,165,911 acciones ordinarias, que representan el 6,5% de las acciones en circulación de YUM. Dentro de este total, JPMorgan tiene poder de voto exclusivo sobre 16,397,437 acciones y poder de voto compartido sobre 157,631 acciones; posee poder dispositivo exclusivo sobre 18,055,947 acciones y poder dispositivo compartido sobre 104,615 acciones. El declarante está organizado en Delaware y certifica que las acciones fueron adquiridas y se mantienen en el curso ordinario del negocio, sin intención de influir en el control del emisor. Las subsidiarias que figuran como poseedoras o gestoras de los valores incluyen J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., varias unidades internacionales de gestión de activos, entre otras. La presentación se realiza conforme a la Regla 13d-1(b), ya que JPMorgan califica como empresa matriz/persona de control. La firma fue proporcionada por la Vicepresidenta Rachel Tsvaygoft el 24 de julio de 2025.
JPMorgan Chase & Co.는 2025년 6월 30일 기준으로 Yum! Brands, Inc. (YUM)에 대한 실질 소유권을 보고하는 Schedule 13G의 수정안 1호를 제출했습니다. 은행과 그 자회사는 총 18,165,911 보통주를 보유하고 있으며, 이는 YUM의 발행 주식의 6.5%에 해당합니다. 이 중 JPMorgan은 16,397,437주에 대한 단독 의결권과 157,631주에 대한 공동 의결권을 가지고 있으며, 18,055,947주에 대한 단독 처분권과 104,615주에 대한 공동 처분권을 보유하고 있습니다. 제출자는 델라웨어에 조직되어 있으며, 주식은 사업의 정상적인 과정에서 취득 및 보유되었으며, 발행사의 지배권에 영향을 미칠 의도가 없음을 증명합니다. 증권을 보유하거나 관리하는 자회사에는 J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., 여러 국제 자산 관리 부서 등이 포함됩니다. 이 제출은 규칙 13d-1(b)에 따라 이루어졌으며, JPMorgan은 모회사/지배인으로 자격을 갖추고 있습니다. 서명은 2025년 7월 24일 부사장 Rachel Tsvaygoft가 제공했습니다.
JPMorgan Chase & Co. a déposé l'Amendement n° 1 à son Schedule 13G, déclarant sa propriété bénéficiaire dans Yum! Brands, Inc. (YUM) au 30 juin 2025. La banque et ses filiales déclarent une propriété bénéficiaire agrégée de 18 165 911 actions ordinaires, représentant 6,5 % du capital social en circulation de YUM. Sur ce total, JPMorgan détient le pouvoir de vote exclusif sur 16 397 437 actions et le pouvoir de vote conjoint sur 157 631 actions ; elle détient le pouvoir discrétionnaire exclusif sur 18 055 947 actions et le pouvoir discrétionnaire conjoint sur 104 615 actions. Le déclarant est organisé dans le Delaware et certifie que les actions ont été acquises et sont détenues dans le cours normal des affaires, sans intention d'influencer le contrôle de l'émetteur. Parmi les filiales détenant ou gérant les titres figurent J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., plusieurs unités internationales de gestion d'actifs et d'autres. Le dépôt est effectué conformément à la règle 13d-1(b), JPMorgan se qualifiant de société mère/personne de contrôle. La signature a été fournie par la vice-présidente Rachel Tsvaygoft le 24 juillet 2025.
JPMorgan Chase & Co. hat Änderung Nr. 1 zu seinem Schedule 13G eingereicht und meldet damit seinen wirtschaftlichen Eigentumsanteil an Yum! Brands, Inc. (YUM) zum 30. Juni 2025. Die Bank und ihre Tochtergesellschaften geben einen aggregierten wirtschaftlichen Eigentumsanteil von 18.165.911 Stammaktien an, was 6,5 % des ausstehenden Aktienkapitals von YUM entspricht. Innerhalb dieser Gesamtzahl hat JPMorgan alleinige Stimmrechte über 16.397.437 Aktien und gemeinsame Stimmrechte über 157.631 Aktien; es hält alleinige Verfügungsgewalt über 18.055.947 Aktien und gemeinsame Verfügungsgewalt über 104.615 Aktien. Der Meldende ist in Delaware organisiert und bestätigt, dass die Aktien im normalen Geschäftsverlauf erworben und gehalten werden, ohne die Absicht, die Kontrolle des Emittenten zu beeinflussen. Zu den Tochtergesellschaften, die die Wertpapiere halten oder verwalten, gehören J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., mehrere internationale Vermögensverwaltungseinheiten und andere. Die Meldung erfolgt gemäß Regel 13d-1(b), da JPMorgan als Muttergesellschaft/Kontrollperson qualifiziert. Die Unterschrift wurde von Vizepräsidentin Rachel Tsvaygoft am 24. Juli 2025 geleistet.
- JPMorgan’s 18.2 million-share position confirms institutional support exceeding the 5 % threshold.
- None.
Insights
TL;DR — JPMorgan discloses 6.5 % stake in YUM; information-only filing, no change-of-control intent.
The amendment confirms JPMorgan Chase & Co. remains a >5 % holder of Yum! Brands with 18.2 million shares. Voting and dispositive powers are largely sole, suggesting holdings are spread across trading and asset-management accounts rather than client-directed index positions. As this is an information update required under Rule 13d-1(b), it signals no activism or strategic shift. The size of the position is material to ownership tables but does not by itself alter YUM’s governance dynamics or capital structure.
JPMorgan Chase & Co. ha presentato l'Emendamento n. 1 al suo Schedule 13G, dichiarando la proprietà effettiva in Yum! Brands, Inc. (YUM) al 30 giugno 2025. La banca e le sue controllate comunicano una proprietà aggregata di 18.165.911 azioni ordinarie, pari al 6,5% del capitale sociale di YUM. Di questo totale, JPMorgan detiene il potere di voto esclusivo su 16.397.437 azioni e il potere di voto condiviso su 157.631 azioni; possiede il potere dispositive esclusivo su 18.055.947 azioni e il potere dispositive condiviso su 104.615 azioni. Il dichiarante è costituito nel Delaware e certifica che le azioni sono state acquisite e sono detenute nell'ordinaria attività commerciale, senza intenzione di influenzare il controllo dell'emittente. Tra le controllate che detengono o gestiscono i titoli figurano J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., diverse unità internazionali di gestione patrimoniale e altre. La dichiarazione è stata effettuata ai sensi della Regola 13d-1(b), in quanto JPMorgan si qualifica come società madre/persona di controllo. La firma è stata apposta dalla Vicepresidente Rachel Tsvaygoft il 24 luglio 2025.
JPMorgan Chase & Co. presentó la Enmienda No. 1 a su Schedule 13G, informando sobre su propiedad beneficiaria en Yum! Brands, Inc. (YUM) al 30 de junio de 2025. El banco y sus subsidiarias revelan una propiedad beneficiaria agregada de 18,165,911 acciones ordinarias, que representan el 6,5% de las acciones en circulación de YUM. Dentro de este total, JPMorgan tiene poder de voto exclusivo sobre 16,397,437 acciones y poder de voto compartido sobre 157,631 acciones; posee poder dispositivo exclusivo sobre 18,055,947 acciones y poder dispositivo compartido sobre 104,615 acciones. El declarante está organizado en Delaware y certifica que las acciones fueron adquiridas y se mantienen en el curso ordinario del negocio, sin intención de influir en el control del emisor. Las subsidiarias que figuran como poseedoras o gestoras de los valores incluyen J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., varias unidades internacionales de gestión de activos, entre otras. La presentación se realiza conforme a la Regla 13d-1(b), ya que JPMorgan califica como empresa matriz/persona de control. La firma fue proporcionada por la Vicepresidenta Rachel Tsvaygoft el 24 de julio de 2025.
JPMorgan Chase & Co.는 2025년 6월 30일 기준으로 Yum! Brands, Inc. (YUM)에 대한 실질 소유권을 보고하는 Schedule 13G의 수정안 1호를 제출했습니다. 은행과 그 자회사는 총 18,165,911 보통주를 보유하고 있으며, 이는 YUM의 발행 주식의 6.5%에 해당합니다. 이 중 JPMorgan은 16,397,437주에 대한 단독 의결권과 157,631주에 대한 공동 의결권을 가지고 있으며, 18,055,947주에 대한 단독 처분권과 104,615주에 대한 공동 처분권을 보유하고 있습니다. 제출자는 델라웨어에 조직되어 있으며, 주식은 사업의 정상적인 과정에서 취득 및 보유되었으며, 발행사의 지배권에 영향을 미칠 의도가 없음을 증명합니다. 증권을 보유하거나 관리하는 자회사에는 J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., 여러 국제 자산 관리 부서 등이 포함됩니다. 이 제출은 규칙 13d-1(b)에 따라 이루어졌으며, JPMorgan은 모회사/지배인으로 자격을 갖추고 있습니다. 서명은 2025년 7월 24일 부사장 Rachel Tsvaygoft가 제공했습니다.
JPMorgan Chase & Co. a déposé l'Amendement n° 1 à son Schedule 13G, déclarant sa propriété bénéficiaire dans Yum! Brands, Inc. (YUM) au 30 juin 2025. La banque et ses filiales déclarent une propriété bénéficiaire agrégée de 18 165 911 actions ordinaires, représentant 6,5 % du capital social en circulation de YUM. Sur ce total, JPMorgan détient le pouvoir de vote exclusif sur 16 397 437 actions et le pouvoir de vote conjoint sur 157 631 actions ; elle détient le pouvoir discrétionnaire exclusif sur 18 055 947 actions et le pouvoir discrétionnaire conjoint sur 104 615 actions. Le déclarant est organisé dans le Delaware et certifie que les actions ont été acquises et sont détenues dans le cours normal des affaires, sans intention d'influencer le contrôle de l'émetteur. Parmi les filiales détenant ou gérant les titres figurent J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., plusieurs unités internationales de gestion d'actifs et d'autres. Le dépôt est effectué conformément à la règle 13d-1(b), JPMorgan se qualifiant de société mère/personne de contrôle. La signature a été fournie par la vice-présidente Rachel Tsvaygoft le 24 juillet 2025.
JPMorgan Chase & Co. hat Änderung Nr. 1 zu seinem Schedule 13G eingereicht und meldet damit seinen wirtschaftlichen Eigentumsanteil an Yum! Brands, Inc. (YUM) zum 30. Juni 2025. Die Bank und ihre Tochtergesellschaften geben einen aggregierten wirtschaftlichen Eigentumsanteil von 18.165.911 Stammaktien an, was 6,5 % des ausstehenden Aktienkapitals von YUM entspricht. Innerhalb dieser Gesamtzahl hat JPMorgan alleinige Stimmrechte über 16.397.437 Aktien und gemeinsame Stimmrechte über 157.631 Aktien; es hält alleinige Verfügungsgewalt über 18.055.947 Aktien und gemeinsame Verfügungsgewalt über 104.615 Aktien. Der Meldende ist in Delaware organisiert und bestätigt, dass die Aktien im normalen Geschäftsverlauf erworben und gehalten werden, ohne die Absicht, die Kontrolle des Emittenten zu beeinflussen. Zu den Tochtergesellschaften, die die Wertpapiere halten oder verwalten, gehören J.P. Morgan Securities LLC, JPMorgan Chase Bank N.A., mehrere internationale Vermögensverwaltungseinheiten und andere. Die Meldung erfolgt gemäß Regel 13d-1(b), da JPMorgan als Muttergesellschaft/Kontrollperson qualifiziert. Die Unterschrift wurde von Vizepräsidentin Rachel Tsvaygoft am 24. Juli 2025 geleistet.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On July 24, 2025, Moelis & Company issued a press release announcing financial results for the second quarter ended June 30, 2025.
A copy of the press release is attached hereto as Exhibit 99.1. All information in the press release is furnished but not filed.
Item 7.01 Regulation FD Disclosure.
On July 24, 2025, Moelis & Company (the “Company”) updated the investor presentation available under “Events and Presentations” on the Investor Relations section of its website. The updated presentation is available using the following link: http://investors.moelis.com/event. The information in this Item 7.01 of this Form 8-K is furnished as of the date hereof, and the Company disclaims any obligation to correct or update this information, its website or the presentation in the future. The contents of the Company’s website are not included or incorporated by reference into this Form 8-K, and any references to such website are intended to be inactive textual references only. All information in this Item 7.01 of this Form 8-K is furnished but not filed.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
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99.1 |
Press release of Moelis & Company dated July 24, 2025 |
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MOELIS & COMPANY |
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/s Christopher Callesano |
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Christopher Callesano |
FAQ
How many Yum! Brands shares does JPMorgan Chase & Co. own?
What percentage of YUM’s outstanding stock does JPMorgan hold?
Does JPMorgan have sole or shared voting power over its YUM shares?
Why did JPMorgan file this Schedule 13G/A for Yum! Brands?
Which JPMorgan subsidiaries are listed as holding or managing YUM shares?
