[144] MOELIS & COMPANY SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Moelis & Company (MC) reports a proposed sale of 2,615 common shares, to be executed on 08/22/2025 through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $189,639.80. The shares represent restricted stock acquired from the issuer on 07/03/2023 and were paid in full on that date. The filing shows 78,502,449 shares outstanding. Key identifying fields for the filer and issuer (CIK, names, contact details) are not populated in the provided content, leaving the selling person's identity and the filer contact information unspecified.

Positive

• Transaction disclosed publicly: Proposed sale of 2,615 common shares valued at $189,639.80 reported via Form 144.
• Acquisition details provided: Shares were acquired as restricted stock on 07/03/2023 and paid in full on that date.
• Broker and execution details included: Sale planned through Morgan Stanley Smith Barney on the NYSE on 08/22/2025.

Negative

• Identifying information missing in provided extract: Filer CIK, filer name, issuer name, and contact details are not populated in the content supplied.
• Seller identity unspecified: The person for whose account the securities are to be sold is not identified in the provided text.

Insights

Securities Analyst

TL;DR: Routine insider notice: small sale of restricted shares valued at about $190k, unlikely to be market-moving.

The filing documents a proposed sale of 2,615 restricted common shares acquired 07/03/2023, with an aggregate value of $189,639.80, to be sold on 08/22/2025 via Morgan Stanley Smith Barney on the NYSE. Against an outstanding share count of 78,502,449, the position is immaterial in size. The form provides transaction and acquisition dates and confirms payment on acquisition. Because the filer and issuer contact fields are blank in the provided extract, the filing lacks attribution, which limits immediate market interpretation.

Compliance Officer

TL;DR: The notice meets Rule 144 transaction reporting but omits identifying filer/issuer details in the provided extract.

The document records a proposed Rule 144 sale and supplies the required sale and acquisition specifics: class, quantity, acquisition method (restricted stock), acquisition and proposed sale dates, broker name, exchange, aggregate value, and outstanding shares. The representation regarding material nonpublic information is included in the signature/remarks section. However, key filer and issuer identification data are not shown in the content provided, which would be necessary for complete compliance traceability in practice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2615	189639.80	78502449	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/03/2023	Restricted Stock	Issuer			2615	07/03/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Moelis & Company (MC) report?

The filing reports a proposed sale of 2,615 common shares valued at $189,639.80, to be sold on 08/22/2025 through Morgan Stanley Smith Barney on the NYSE.

When were the shares acquired that are being sold under Form 144?

The shares were acquired as restricted stock from the issuer on 07/03/2023, with payment completed on that date.

How large is the position being sold relative to outstanding shares for MC?

The filing shows 78,502,449 shares outstanding; the 2,615 shares to be sold are a de minimis portion of that total.

Which broker and exchange are identified for the proposed sale?

The broker is Morgan Stanley Smith Barney LLC Executive Financial Services and the sale is to occur on the NYSE.

Does the document state whether the seller knows any material nonpublic information?

Yes. The remarks include the representation that the seller does not know any material adverse information about the issuer that has not been publicly disclosed.