[144] Metropolitan Bank Holding Corp. SEC Filing

Rhea-AI Filing Summary

Form 144 notice from Metropolitan Bank Holding Corp. (MCB) reports a proposed sale of 5,000 common shares through J.P. Morgan Securities LLC with an aggregate market value of $363,700, scheduled approximately for 08/19/2025 on the NYSE. The filing shows those 5,000 shares equal the cumulative shares received as board compensation across multiple grant dates between 2017 and 2023. The issuer has 10,421,384 shares outstanding, and the filer reports no securities sold in the past three months. The signer also certifies they are not aware of any undisclosed material adverse information about the issuer.

Positive

• Full disclosure of acquisition dates and amounts for all 5,000 shares being offered
• No sales reported in the past three months, indicating this is an isolated planned sale
• Shares acquired as board compensation, which clarifies the origin of the securities

Negative

• None.

Insights

Financial Analyst

TL;DR: Director intends to sell a small block of shares worth $363,700; impact on market likely immaterial.

The transaction is a Form 144 notice for 5,000 common shares valued at $363,700, to be executed via J.P. Morgan Securities on the NYSE around 08/19/2025. The shares were received as board compensation across 2017–2023 and total the 5,000 being offered, matching the listed acquisition history. With 10,421,384 shares outstanding, the proposed sale represents a de minimis portion of the company equity, suggesting limited direct valuation impact. The filing includes the standard attestation regarding absence of undisclosed material adverse information and reports no sales in the prior three months.

Corporate Governance Expert

TL;DR: Routine director sale notice tied to compensation grants; governance disclosure is standard and complete.

The Form 144 documents a planned sale by a person who acquired shares as board compensation on multiple dates. The filing lists acquisition dates, amounts, and payment nature (compensation), totaling 5,000 shares offered for sale. The absence of recent sales and the explicit representation about material information align with routine insider disclosure practices. Given the small size relative to outstanding shares, this appears to be a routine liquidity action rather than a governance red flag.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	5000	363700	10421384	08/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/14/2023	Received as Board of Director member	Issuer			500	03/14/2023	Compensation
Common Stock	09/30/2019	Received as Board of Director member	Issuer			250	09/30/2019	Compensation
Common Stock	06/30/2019	Received as Board of Director member	Issuer			250	06/30/2019	Compensation
Common Stock	03/31/2019	Received as Board of Director member	Issuer			250	03/31/2019	Compensation
Common Stock	05/29/2018	Received as Board of Director member	Issuer			817	05/29/2018	Compensation
Common Stock	05/29/2018	Received as Board of Director member	Issuer			500	02/23/2018	Compensation
Common Stock	12/29/2017	Received as Board of Director member	Issuer			833	12/29/2017	Compensation
Common Stock	11/08/2017	Received as Board of Director member	Issuer			1600	11/08/2017	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the MCB Form 144 report?

The filing reports a proposed sale of 5,000 common shares of Metropolitan Bank Holding Corp. with an aggregate market value of $363,700 to be executed around 08/19/2025 on the NYSE.

Who is the broker handling the sale in the MCB Form 144?

The broker named is J.P. Morgan Securities LLC located at 390 Madison Avenue, New York, NY.

How were the shares being sold acquired?

All listed shares were received as board compensation on various dates between 2017 and 2023, as detailed in the filing.

How large is the proposed sale relative to MCB's outstanding shares?

The issuer has 10,421,384 shares outstanding; the proposed sale of 5,000 shares represents a very small fraction of outstanding equity.

Has the filer sold any MCB securities in the past three months?

The filing states Nothing to Report for securities sold during the past three months.