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Barings Corporate Investors (MCI) President Reports 36.407 Deferred Units

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

Form 4 — Barings Corporate Investors (MCI) On 08/07/2025, Emery Christina (President) reported a derivative transaction under the Barings Non-Qualified Thrift Plan. The filing records 36.407 derivative units at a price of $20.64 and shows 4,556.9577 shares beneficially owned following the transaction. Ownership form is reported as Direct. The filing states the derivative is notional, exercisable only upon termination/retirement or other plan-permitted events, and that plan holdings do not represent actual share ownership but are valued by reference to MCI common shares and reinvested dividends.

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Insights

TL;DR: Routine officer deferral reported; derivative units represent plan holdings, not actual shares, totaling 4,556.9577 shares equivalent.

The Form 4 discloses a non-qualified thrift plan allocation by President Emery Christina on 08/07/2025: 36.407 derivative units at $20.64 and 4,556.9577 shares equivalent held following the transaction. The filing explicitly states these are notional plan investments exercisable only upon termination/retirement and do not convey actual share ownership. From a trading-impact perspective, the disclosure is procedural and provides transparency on deferred compensation exposure to MCI equity value.

TL;DR: Compliance-focused filing showing officer participation in deferred-compensation plan; disclosures align with Section 16 reporting.

The report identifies Emery Christina as an officer (President) and documents a derivative position under the Barings Non-Qualified Thrift Plan. The form includes mandatory explanatory language that plan holdings are not actual shares and are exercisable only on termination/retirement. The filing is a standard insider disclosure evidencing adherence to reporting obligations and clarifying the indirect economic linkage between the plan investment option and MCI common shares.

Insider Emery Christina
Role President
Type Security Shares Price Value
Other Barings Non-Qualified Thrift Plan 36.407 $20.64 $751.44
Holdings After Transaction: Barings Non-Qualified Thrift Plan — 4,556.9577 shares (Direct)
Footnotes (2)
  1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
  2. F2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What did Emery Christina report on the Form 4 for MCI?
Emery Christina reported a derivative transaction under the Barings Non-Qualified Thrift Plan on 08/07/2025: 36.407 derivative units at $20.64, with 4,556.9577 shares beneficially owned following the transaction.

What is Emery Christina's relationship to Barings Corporate Investors (MCI)?
The filing lists Emery Christina as an Officer with title President.

Are the plan holdings actual shares of MCI common stock?
No. The filing states the thrift-plan derivative is notional and that the plans and participants do not have an actual ownership interest in the common shares; values are represented by a plan investment option tied to MCI shares.

When was the Form 4 signed and by whom?
The form was signed by Stacy Standridge, as Attorney-in-fact on 08/08/2025.

What transaction code and plan are referenced on the Form 4?
The derivative transaction references the Barings Non-Qualified Thrift Plan and is recorded with transaction code J as shown on the filing.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Emery Christina
(Last) (First) (Middle)
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
(Street)
CHARLOTTE NC 28202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Barings Non-Qualified Thrift Plan (1) 08/07/2025 J(2) 36.407 (1) (1) Common Shares ("Shares of Beneficial Interest") 36.407 $20.64 4,556.9577 D
Explanation of Responses:
1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Stacy Standridge, as Attorney-in-fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR