[144] Moody's Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 notice from Moody's Corporation (MCO) reports a proposed Rule 144 sale of 415 common shares through Fidelity Brokerage Services with an aggregate market value of $216,401.75, scheduled approximately for 08/15/2025 on the NYSE. The filing shows there are 179,400,000 shares outstanding, and documents how the shares were acquired: 134 shares vested as restricted stock on 03/01/2024 (compensation) and the remainder tied to option grants dated 2016–2017 with cash payment dates of 08/15/2025. The notice also lists six prior sales by Robert Fauber in the past three months, each for 415 shares, with gross proceeds shown for each transaction. The filer attests to lack of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Routine insider sale under Rule 144; quantity is small relative to outstanding shares and follows prior periodic sales.

This Form 144 documents a planned sale of 415 common shares (aggregate value ~$216k) to be executed through Fidelity. Acquisition history indicates a mix of restricted stock vesting and option exercises, with prior identical 415-share sales by Robert Fauber over the past three months. From a market-impact perspective the position is immaterial relative to the 179.4 million shares outstanding, suggesting limited dilution or market pressure from this sale alone. Disclosure complies with Rule 144 reporting requirements.

Corporate Governance Expert

TL;DR: Disclosure appears consistent with Rule 144 mechanics; signer affirms no undisclosed material information.

The filing identifies the nature of acquisitions (restricted stock vesting and option grants) and enumerates recent sales by the same person, which supports transparency on insider liquidity. The signer’s attestation about not possessing undisclosed material adverse information is included as required. There is no indication in the document of unusual trading arrangements or deviations from standard insider reporting protocols.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	415	216401.75	179400000	08/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted Stock Vesting	Issuer			134	03/01/2024	Compensation
Common	08/15/2025	Option Granted - 02/12/2016	Issuer			56	08/15/2025	Cash
Common	08/15/2025	Option Granted - 07/01/2016	Issuer			134	08/15/2025	Cash
Common	08/15/2025	Option Granted - 02/23/2017	Issuer			91	08/15/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	05/15/2025	415	198805.75
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	06/02/2025	415	196855.25
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	06/16/2025	415	197818.05
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/01/2025	415	206296.50
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/15/2025	415	208911.00
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/01/2025	415	211728.85

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the MCO Form 144 report?

The filing reports a proposed sale of 415 common shares through Fidelity with an aggregate market value of $216,401.75, to occur about 08/15/2025 on the NYSE.

Who conducted recent sales disclosed in the filing?

The filing lists six prior sales by Robert Fauber, each of 415 common shares, occurring between 05/15/2025 and 08/01/2025 with gross proceeds shown for each sale.

How were the securities to be sold acquired?

Acquisitions include 134 shares from restricted stock vesting on 03/01/2024 (compensation) and several tranches tied to option grants from 2016–2017 with cash payment dates of 08/15/2025.

How many shares outstanding does the filing cite?

The document reports 179,400,000 shares outstanding for the issuer.

Does the filer attest to possession of undisclosed material information?

Yes. The person for whose account the securities are to be sold represents by signing the notice that they do not know any undisclosed material adverse information regarding the issuer.