MCO Form 144 Filing: Insider Sale Plans and Prior Trades Disclosed

Rhea-AI Filing Summary

Form 144 for Moody's Corporation (MCO) reports a proposed sale of 414 common shares through Fidelity Brokerage Services on the NYSE with an aggregate market value of $197,879.58. The filing lists how the securities were acquired: 134 shares from a restricted stock vesting (03/01/2024) and 55, 91 and 134 shares tied to option grants (dates of grant shown) with cash payment noted on 10/01/2025. The filing also discloses six prior sales by Robert Fauber during Jul–Sep 2025, each of 415 shares with listed gross proceeds. The notice includes the required representation regarding material nonpublic information.

Positive

• Compliance disclosure filed under Rule 144 with broker details and acquisition history
• Full disclosure of prior three-month sales by the same seller, including gross proceeds

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale notification; reported quantities are immaterial relative to outstanding shares.

The Form 144 documents a planned sale of 414 shares and details acquisition sources (restricted vesting and option exercises). Given 179.4 million shares outstanding, the size is immaterial and unlikely to affect market valuation. Six prior small trades by the same person during Jul–Sep 2025 are disclosed with gross proceeds listed. This filing appears to be a standard compliance disclosure under Rule 144 rather than a material corporate event.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 requirements and includes the standard attestation about nonpublic material information.

The notice provides the required biography of the securities to be sold, provenance of the shares, broker information, and prior three-month sales by the seller. The inclusion of acquisition dates and payment nature (compensation, cash) supports clear traceability. No governance red flags or unusual trading patterns are evident from the provided data alone.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	414	197879.58	179400000	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted Stock Vesting	Issuer			134	03/01/2024	Compensation
Common	10/01/2025	Option Granted 02/12/2016	Issuer			55	10/01/2025	Cash
Common	10/01/2025	Option Granted 02/23/2017	Issuer			91	10/01/2025	Cash
Common	10/01/2025	Option Granted 07/01/2016	Issuer			134	10/01/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/01/2025	415	206296.50
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/15/2025	415	208911.00
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/01/2025	415	211728.85
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/15/2025	415	216401.75
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	09/02/2025	415	208877.80
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	09/15/2025	415	212749.75

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Moody's (MCO) report?

It reports a proposed sale of 414 common shares via Fidelity on the NYSE with an aggregate market value of $197,879.58.

Who is the reported seller in this Form 144?

The past three-month sales listed were by Robert Fauber at an address shown in New York; the proposed sale lists the broker as Fidelity Brokerage Services LLC.

How were the shares being sold originally acquired?

The filing shows 134 shares from restricted stock vesting on 03/01/2024 and additional shares from option grants (amounts 55, 91, 134) with cash payment noted on 10/01/2025.

Are there recent sales by the same person?

Yes; six sales between 07/01/2025 and 09/15/2025, each of 415 shares, with gross proceeds listed for each transaction.

Does the filing state whether the seller has material nonpublic information?

The signer represents they do not know any material adverse nonpublic information regarding the issuer as part of the Form 144 attestation.