MCO Insider Notice: 415 Common Shares Routed to Fidelity, Sale Date 09/15/2025

Rhea-AI Filing Summary

Form 144 filed for Moody's Corporation (MCO): The notice records a proposed sale of 415 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $212,749.75, and an approximate sale date of 09/15/2025 on the NYSE. The filer reports acquiring those 415 shares through a combination of restricted stock vesting (134 shares on 03/01/2024) and option-related transactions recorded for 09/15/2025 (56, 134 and 91 shares), with payment shown as compensation or cash. The filing also lists six prior sales during the past three months by the same seller, each of 415 shares with gross proceeds ranging from $197,818.05 to $216,401.75. The issuer's total shares outstanding are reported as 179,400,000.

Positive

• Brokerage disclosure: Proposed sale routed through Fidelity Brokerage Services LLC, providing a clear execution venue
• Full acquisition trace: Acquisition dates and transaction types (restricted vesting and specific option grants) are itemized for the 415 shares
• Prior sales disclosed: Six prior sales in the past three months are listed with gross proceeds, supporting transparency

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale of 415 shares via brokerage; not materially large relative to outstanding shares.

This Form 144 documents a planned sale of 415 common shares valued at $212,749.75, executed through a major broker. The shares were acquired through standard compensation mechanisms (restricted stock vesting and option exercises). The filing includes a sequence of prior small sales by the same individual over recent months, which suggests a programmatic disposition pattern rather than a single large liquidation. On the numbers provided, 415 shares are immaterial versus the reported 179.4 million shares outstanding, so the filing alone is unlikely to move valuation metrics.

Compliance/Risk Analyst

TL;DR: Disclosure appears complete for Rule 144 requirements; broker and acquisition details are documented.

The filing supplies required broker information, acquisition dates and nature (restricted vesting and option grants), and past three-month sales, enabling standard compliance review. The signer represents no undisclosed material adverse information. The record lacks an explicit "Date of Notice" entry in the provided text, but otherwise contains the core transaction and historical sale details needed for regulatory transparency.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	415	212749.75	179400000	09/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	Restricted Stock Vesting	Issuer			134	03/01/2024	Compensation
Common	09/15/2025	Option Granted - 02/12/2016	Issuer			56	09/15/2025	Cash
Common	09/15/2025	Option Granted - 07/01/2016	Issuer			134	09/15/2025	Cash
Common	09/15/2025	Option Granted - 02/23/2017	Issuer			91	09/15/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	06/16/2025	415	197818.05
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/01/2025	415	206296.50
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/15/2025	415	208911.00
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/01/2025	415	211728.85
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/15/2025	415	216401.75
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	09/02/2025	415	208877.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Moody's (MCO) shares are proposed for sale in this Form 144?

The notice proposes sale of 415 common shares with an aggregate market value of $212,749.75.

Who is the broker handling the proposed sale for MCO Form 144?

The broker named is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI.

When is the approximate sale date listed for the proposed MCO share sale?

The approximate date of sale is listed as 09/15/2025 and the securities exchange is the NYSE.

How were the 415 shares acquired according to the filing?

They were acquired via restricted stock vesting (134 shares on 03/01/2024) and option-related acquisitions recorded for 09/15/2025 (56, 134 and 91 shares); payment noted as compensation or cash.

Does the Form 144 list prior sales by the same person?

Yes; six prior sales in the past three months are listed, each of 415 shares, with gross proceeds ranging from $197,818.05 to $216,401.75.

How many Moody's shares are outstanding per this filing?

The filing reports 179,400,000 shares outstanding.