Fauber files Form 144 reporting MCO insider sales

Robert Fauber submitted a Form 144 notice reporting intended and recent transactions in Common Stock of MCO.

Rhea-AI Filing Summary

Robert Fauber submitted a Form 144 notice reporting intended and recent transactions in Common Stock of MCO. The filing lists proposed sales tied to vesting and option exercises and discloses recent sales of 5,213 and two blocks of 1,467 shares on 03/03/2026, 04/01/2026, and 05/01/2026.

The filing identifies specific grant/vesting events dated 03/01/2026, 02/23/2017, and 02/16/2018 and shows cash proceeds for the recent sales as listed in the table.

Insights

Corporate Governance Analyst

Form 144 discloses scheduled and completed insider sales by Robert Fauber.

The filing lists intended dispositions tied to restricted stock vesting and option exercises dated 03/01/2026, 02/23/2017, and 02/16/2018

Recent completed sales include 5,213 shares on 03/03/2026 and two sales of 1,467 shares on 04/01/2026 and 05/01/2026. Cash amounts are shown alongside each sale in the excerpt.

Key Figures

Sale - 03/03/2026: 5,213 shares Proceeds - 03/03/2026: $2,380,829.23 Sale - 04/01/2026: 1,467 shares +6 more

9 metrics

Sale - 03/03/2026 5,213 shares sold on 03/03/2026

Proceeds - 03/03/2026 $2,380,829.23 cash amount listed for 5,213-share sale

Sale - 04/01/2026 1,467 shares sold on 04/01/2026

Proceeds - 04/01/2026 $642,208.59 cash amount listed for 1,467-share sale

Sale - 05/01/2026 1,467 shares sold on 05/01/2026

Proceeds - 05/01/2026 $684,194.13 cash amount listed for 1,467-share sale

Restricted stock vesting 300 shares Restricted Stock Vesting on 03/01/2026

Option-related shares 592 shares Option Granted - 02/23/2017, listed 06/01/2026

Option-related shares 575 shares Option Granted - 02/16/2018, listed 06/01/2026

Key Terms

Form 144, Restricted Stock Vesting, Option Granted, Proceeds (cash amounts)

4 terms

Form 144 regulatory

"submitted a Form 144 notice reporting intended and recent transactions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 300 | 03/01/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Option Granted financial

"Option Granted - 02/23/2017 | Issuer | 592 | 06/01/2026"

Proceeds (cash amounts) financial

"5213 | 2380829.23 and 1467 | 642208.59"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Robert Fauber's Form 144 for MCO report?

It reports intended and recent sales of common stock by Robert Fauber. The excerpt shows planned dispositions tied to vesting and option grants and recorded sales of 5,213 and 1,467 shares on listed dates.

How many shares did Fauber sell in the past three months according to the filing?

The filing shows sales of 5,213 shares on 03/03/2026 and two sales of 1,467 shares on 04/01/2026 and 05/01/2026. Dollar proceeds are listed next to each sale in the table.

Are the proposed sales linked to awards or option exercises?

Yes. The filing ties proposed dispositions to a Restricted Stock vesting event on 03/01/2026 and to option grants dated 02/23/2017 and 02/16/2018, as shown in the excerpt.

Does the filing state the cash proceeds from recent sales?

Yes. The excerpt lists cash amounts: $2,380,829.23 for 5,213 shares, $642,208.59 for 1,467 shares, and $684,194.13 for 1,467 shares, next to each reported sale.

Is the Form 144 an indication of immediate market transactions?

Form 144 notifies the SEC of intended resale under Rule 144 and records recent sales. The filing shows both planned dispositions and sales already executed on the listed dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 10:53 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001481153
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOODYS CORP /DE/
SEC File Number	001-14037
Address of Issuer	7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NEW YORK 10007
Phone	2125530300
Name of Person for Whose Account the Securities are To Be Sold	Fauber Robert
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1467	665533.89	174700000	06/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			300	03/01/2026	Compensation
Common	06/01/2026	Option Granted - 02/23/2017	Issuer			592	06/01/2026	Cash
Common	06/01/2026	Option Granted - 02/16/2018	Issuer			575	06/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	03/03/2026	5213	2380829.23
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	04/01/2026	1467	642208.59
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	05/01/2026	1467	684194.13

144: Remarks and Signature

Remarks
Date of Notice	06/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/30/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Fauber
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)