MCO insider filing: Leslie Seidman records RSU and dividend-equivalent accruals

Rhea-AI Filing Summary

Leslie Seidman, a director of Moody's Corporation (MCO), reported securities transactions on Form 4 dated 09/05/2025. The filing shows acquisitions of common stock and related dividend-equivalent accruals tied to restricted stock and RSU dividend reinvestment arrangements. Two non-derivative entries list post-transaction beneficial ownership of 11,633.682 and 11,634.753 shares, with reported transaction prices of $502.22 and $498.37 respectively. A derivative entry reports 0.824 dividend-equivalent shares accrued on an exempt grant of unvested RSUs. The form is signed by Elizabeth McCarroll by power of attorney for Ms. Seidman on 09/08/2025. The filing identifies the reporting person as a director and is a single-person Form 4 filing.

Positive

• Director alignment: The report shows acquisitions tied to restricted stock and RSU dividend reinvestment, indicating continued ownership by a board member.
• Transparent disclosure: Form 4 lists prices, post-transaction beneficial ownership, and explains that entries are deferred dividend reinvestment accruals.

Negative

• No material negatives reported: The filing contains no sales, large transfers, or events that materially reduce ownership or indicate governance issues.

Insights

Financial Analyst

TL;DR: Routine insider acquisitions and dividend-equivalent accruals; no material change to control or capital structure.

The Form 4 documents scheduled acquisitions tied to restricted stock and RSU dividend reinvestment accruals rather than open-market discretionary purchases. Reported post-transaction beneficial ownership totals near 11.6k shares, and a small dividend-equivalent accrual of 0.824 shares is recorded. Transaction prices shown reflect internal accounting of deferred dividend reinvestment rather than market-driven block trades. There is no indication of stock sales, new option exercises, or large ownership shifts that would materially affect Moody's outstanding share count or governance.

Corporate Governance Expert

TL;DR: Disclosure is consistent with routine compensation-related accruals for a director; governance impact is minimal.

The report identifies the reporting person as a director and documents accruals from restricted stock and RSU dividend reinvestment plans. The small magnitude of additional beneficial ownership and the use of a power of attorney signature are common in director filings. There is no indication of accelerated vesting, related-party transactions, or transfers that would raise governance concerns. This appears to be a standard disclosure of stock compensation mechanics.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Seidman Leslie

(Last) (First) (Middle)

7 WORLD TRADE CENTER,

250 GREENWICH STREET

(Street)

NEW YORK NY 10007

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2025		A		14(1)	A	$502.22	11,633.682	D
Common Stock	09/05/2025		A		1.071(2)	A	$498.37	11,634.753	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent	(3)	09/05/2025		A		0.824		(3)	(3)	Common Stock	0.824	$0	2.578	D

Explanation of Responses:

1. Restricted Stock deferred dividend reinvestment accrual.

2. RSU deferred dividend reinvestment accrual.

3. Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Remarks:

	Elizabeth McCarroll, by power of attorney for Leslie Seidman	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Leslie Seidman report on Form 4 for MCO?

The Form 4 reports acquisitions on 09/05/2025 of common stock related to restricted stock and RSU dividend reinvestment accruals, plus a 0.824 dividend-equivalent accrual.

How many Moody's shares does Leslie Seidman beneficially own after the transactions?

The filing shows post-transaction beneficial ownership amounts of 11,633.682 shares and 11,634.753 shares for the two non-derivative entries.

What were the reported prices for the acquisitions on the Form 4?

The two non-derivative entries list prices of $502.22 and $498.37 respectively; the derivative dividend-equivalent entry shows $0 price.

Who signed the Form 4 and when was it filed?

The form is signed by Elizabeth McCarroll by power of attorney for Leslie Seidman on 09/08/2025.

Does the Form 4 indicate any sales or reduction in ownership by the director?

No. The filing reports acquisitions and accruals only; there are no disposals or sales listed.