Moody's director receives 1.206 RSU shares

Moody's Corporation director Lisa P. Sawicki reported an acquisition of common stock through a compensation-related adjustment.

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Form Type

Rhea-AI Filing Summary

Moody's Corporation director Lisa P. Sawicki reported an acquisition of common stock through a compensation-related adjustment. On June 5, 2026, she received 1.206 shares of Common Stock at a price of $0.00 per share, described as an RSU deferred dividend reinvestment accrual. Following this small award, her direct holdings increased to 529.206 shares of Moody's common stock, reflecting a routine, non-market grant rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 1.206 shares

Grant/Award 1 txn

Insider Sawicki Lisa P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1.206	$0.00	$0.00

Holdings After Transaction: Common Stock — 529.206 shares (Direct)

Footnotes (1)

F1. RSU deferred dividend reinvestment accrual.

Key Figures

Shares acquired: 1.206 shares Price per share: $0.00 per share Shares after transaction: 529.206 shares +1 more

4 metrics

Shares acquired 1.206 shares Common Stock grant on June 5, 2026

Price per share $0.00 per share RSU deferred dividend reinvestment accrual

Shares after transaction 529.206 shares Total direct holdings following acquisition

Acquire transactions in filing 1 transaction Non-derivative, grant/award acquisition

Key Terms

RSU, deferred dividend reinvestment accrual, Common Stock, Form 4

4 terms

RSU financial

"RSU deferred dividend reinvestment accrual."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

deferred dividend reinvestment accrual financial

"RSU deferred dividend reinvestment accrual."

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Moody's (MCO) director Lisa P. Sawicki report?

Lisa P. Sawicki reported receiving 1.206 shares of Moody’s common stock. The shares were a routine RSU deferred dividend reinvestment accrual, not an open-market purchase, and were added to her existing direct holdings.

How many Moody's (MCO) shares does Lisa P. Sawicki hold after this Form 4?

After the transaction, Lisa P. Sawicki directly holds 529.206 shares of Moody’s common stock. This reflects the addition of 1.206 shares granted as an RSU deferred dividend reinvestment accrual.

Was Lisa P. Sawicki’s Moody's (MCO) transaction a market buy or a grant?

The transaction was a grant-type acquisition, not a market buy. It is described as an RSU deferred dividend reinvestment accrual with a transaction price of $0.00 per share, indicating a compensation-related adjustment.

What does RSU deferred dividend reinvestment accrual mean for Moody's (MCO) director shares?

RSU deferred dividend reinvestment accrual means dividends tied to restricted stock units are credited in additional shares. In this case, 1.206 Moody’s common shares were added to Lisa P. Sawicki’s holdings as part of that mechanism.

Does the Lisa P. Sawicki Form 4 indicate selling of Moody's (MCO) shares?

No, the Form 4 does not report any sale of Moody’s shares. It shows only an acquisition of 1.206 shares through an RSU deferred dividend reinvestment accrual, increasing her direct position to 529.206 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 04:06 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sawicki Lisa P

(Last)

(First)

(Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK

10007

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/05/2026		A⁽¹⁾		1.206	A	$0	529.206	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. RSU deferred dividend reinvestment accrual.

Remarks:

	Elizabeth McCarroll by power of attorney for Lisa P. Sawicki	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR