Moody's accounting chief Phillips sells 195 shares

The reported sale price was $509.2320 per share, and no Rule 10b5-1 plan is reported for the transaction.

Available on EDGAR 11/03/2026 - 04:23 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Moody's Corporation Chief Accounting Officer and Controller Jason D. Phillips reported selling 195 common shares on November 2, 2026, at $509.2320 per share. The transaction is described as a sale in the open market or a private transaction, and no Rule 10b5-1 plan is reported. His direct holdings after the sale were 1,893.9385 shares; that total includes shares acquired under the employee stock purchase plan.

Insider Trade Summary

Net Seller: 195 shares

Net Sell 1 txn

Insider Phillips Jason D

Role Chief Acctg Off & Controller

Sold 195 shs ($99K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	195	$509.232	$99K

Holdings After Transaction: Common Stock — 1,893.9385 shares (Direct)

Footnotes (1)

1. F1. This total includes shares acquired under the Moodys Corporation employee stock purchase plan.

Key Figures

Common shares sold: 195 shares Sale price: $509.2320 per share Direct shares after sale: 1,893.9385 shares

3 metrics

Common shares sold 195 shares Sale on November 2, 2026

Sale price $509.2320 per share Sale on November 2, 2026

Direct shares after sale 1,893.9385 shares Includes shares acquired under the employee stock purchase plan

Key Terms

Rule 10b5-1 plan, employee stock purchase plan

2 terms

Rule 10b5-1 plan regulatory

"no Rule 10b5-1 plan is reported for the sale"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

employee stock purchase plan financial

"shares acquired under the Moodys Corporation employee stock purchase plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MCO shares did Jason D. Phillips sell, and at what price?

Jason D. Phillips sold 195 Moody's common shares at $509.2320 per share on November 2, 2026.

How many shares did Jason D. Phillips hold after the MCO sale?

His reported direct holdings after the sale were 1,893.9385 shares. The total includes shares acquired under the employee stock purchase plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips Jason D

(Last) (First) (Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Acctg Off & Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		S		195	D	$509.232	1,893.9385(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This total includes shares acquired under the Moodys Corporation employee stock purchase plan.

Remarks:

	Elizabeth McCarroll by power of attorney for Jason D. Phillips	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)