STOCK TITAN

Moody's Corp (MCO) director logs small stock grants from dividend reinvestment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moody's Corp director Bruce Van Saun reported routine stock accruals tied to existing awards. On June 5, 2026, he acquired 14.585 shares of common stock through a restricted stock deferred dividend reinvestment accrual and 7.000 shares through an RSU deferred dividend reinvestment accrual, both at a stated price of $0.00 per share. Following these non-cash grants, his reported direct common stock holdings were 9,880.493 shares and 9,865.908 shares on the respective grant lines.

Positive

  • None.

Negative

  • None.
Insider VAN SAUN BRUCE
Role null
Type Security Shares Price Value
Grant/Award Common Stock 7 $0.00 --
Grant/Award Common Stock 14.585 $0.00 --
Holdings After Transaction: Common Stock — 9,865.908 shares (Direct, null)
Footnotes (1)
  1. Restricted Stock deferred dividend reinvestment accrual. RSU deferred dividend reinvestment accrual.
Restricted stock dividend accrual 14.585 shares Grant coded A on June 5, 2026
RSU dividend accrual 7.000 shares Grant coded A on June 5, 2026
Price per share on grants $0.00 per share Both accrual transactions
Holdings after first transaction 9,880.493 shares Common stock following restricted stock accrual
Holdings after second transaction 9,865.908 shares Common stock following RSU accrual
Restricted Stock financial
"Restricted Stock deferred dividend reinvestment accrual."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
RSU financial
"RSU deferred dividend reinvestment accrual."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
deferred dividend reinvestment accrual financial
"Restricted Stock deferred dividend reinvestment accrual."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VAN SAUN BRUCE

(Last)(First)(Middle)
7 WORLD TRADE CENTER,
250 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A7(1)A$09,865.908D
Common Stock06/05/2026A14.585(2)A$09,880.493D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock deferred dividend reinvestment accrual.
2. RSU deferred dividend reinvestment accrual.
Remarks:
Elizabeth McCarroll, by power of attorney for Bruce Van Saun06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Moody's (MCO) director Bruce Van Saun report in this Form 4?

Bruce Van Saun reported small, non-cash acquisitions of Moody’s common stock. These came from dividend reinvestment accruals on restricted stock and RSU awards, rather than open-market purchases or sales, indicating routine compensation-related activity rather than a trading decision.

How many Moody's (MCO) shares did Bruce Van Saun acquire in the latest filing?

He acquired 14.585 shares of common stock via restricted stock deferred dividend reinvestment and 7.000 shares via RSU deferred dividend reinvestment. Both transactions were reported at a price of $0.00 per share as part of award-related accruals, not market trades.

Were Bruce Van Saun’s Moody's (MCO) transactions open-market buys or sells?

They were not open-market trades. Both entries are coded as grants or awards (code A) and described as deferred dividend reinvestment accruals on restricted stock and RSUs, meaning they reflect automatic award-related share credits rather than discretionary buying or selling in the market.

What are deferred dividend reinvestment accruals in the Moody's (MCO) Form 4?

Deferred dividend reinvestment accruals are share credits that accumulate when dividends on restricted stock or RSUs are reinvested into additional shares. In this filing, they produced 14.585 restricted stock shares and 7.000 RSU-related shares for Bruce Van Saun at no stated cash cost.

How many Moody's (MCO) shares does Bruce Van Saun hold after these transactions?

The filing shows direct common stock holdings of 9,880.493 shares following one grant line and 9,865.908 shares following the other. These reported figures give context for the relatively small size of the new award-related share accruals compared to his overall position.