STOCK TITAN

Moody's (NYSE: MCO) director adds shares from dividend reinvestment awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moody's Corporation director Jorge A. Bermudez reported two compensation-related acquisitions of common stock on June 5, 2026. He received 1.416 shares as a restricted stock deferred dividend reinvestment accrual and 19 shares as an RSU deferred dividend reinvestment accrual, both at a stated price of $0.00 per share. Following these awards, he directly holds a total of 22,938.668 shares of Moody's common stock.

Positive

  • None.

Negative

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Insider Bermudez Jorge A.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 19 $0.00 --
Grant/Award Common Stock 1.416 $0.00 --
Holdings After Transaction: Common Stock — 22,937.252 shares (Direct, null)
Footnotes (1)
  1. Restricted Stock deferred dividend reinvestment accrual. RSU deferred dividend reinvestment accrual.
Restricted stock dividend accrual 1.416 shares Common Stock grant on June 5, 2026
RSU dividend accrual 19 shares Common Stock grant on June 5, 2026
Holdings after transactions 22,938.668 shares Common Stock directly held after June 5, 2026 awards
Award price per share $0.00 per share Reported for both stock and RSU dividend accrual grants
Restricted Stock financial
"Restricted Stock deferred dividend reinvestment accrual."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
RSU financial
"RSU deferred dividend reinvestment accrual."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
deferred dividend reinvestment accrual financial
"Restricted Stock deferred dividend reinvestment accrual."
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bermudez Jorge A.

(Last)(First)(Middle)
MOODY'S CORPORATION, C/O
7 WORLD TRADE CENTER, 250 GREENWICH ST

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A19(1)A$022,937.252D
Common Stock06/05/2026A1.416(2)A$022,938.668D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock deferred dividend reinvestment accrual.
2. RSU deferred dividend reinvestment accrual.
Remarks:
Elizabeth McCarroll, by power of attorney for Jorge A. Bermudez06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Moody's (MCO) director Jorge A. Bermudez report?

Jorge A. Bermudez reported two acquisitions of Moody's common stock as compensation-related awards. These consisted of small share accruals tied to dividend reinvestment on restricted stock and RSUs rather than open-market purchases or sales.

How many Moody's (MCO) shares did Jorge A. Bermudez acquire in this Form 4?

He acquired 1.416 shares and 19 shares of Moody's common stock in two separate entries. Both are described as deferred dividend reinvestment accruals on restricted stock and RSUs, reflecting automatic compensation-related adjustments instead of discretionary market trades.

What was the reported price per share for Jorge A. Bermudez’s Moody's (MCO) grants?

The reported price per share for both grant entries was $0.00. This indicates the shares were issued as compensation-related awards, not bought in the open market, and represent dividend reinvestment accruals on existing restricted stock and RSU positions.

What are Jorge A. Bermudez’s total Moody's (MCO) holdings after these transactions?

After these transactions, Jorge A. Bermudez directly holds 22,938.668 shares of Moody's common stock. This total reflects his position following the small additional awards attributed to restricted stock and RSU deferred dividend reinvestment accruals reported in the filing.

Are the Moody's (MCO) insider transactions by Jorge A. Bermudez open-market trades?

No, the transactions are coded as awards, not open-market trades. The filing describes them as restricted stock and RSU deferred dividend reinvestment accruals, meaning they are automatic compensation-related share credits rather than discretionary buying or selling activity.