MDB Capital director exercises 20,000 RSUs
MDB Capital Holdings, LLC director Daniel Thomas Torpey exercised restricted stock units (RSUs) into 20,000 shares of Common Stock.
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Form Type
4
Rhea-AI Filing Summary
MDB Capital Holdings, LLC director Daniel Thomas Torpey exercised restricted stock units (RSUs) into 20,000 shares of Common Stock. The Form 4 shows this as a derivative exercise, not an open‑market purchase or sale, with total directly held Common Stock rising to 27,100 shares after the transaction.
The filing also reports 80,000 RSUs remaining after this exercise. According to the footnote, each RSU converts into Common Stock on a one‑for‑one basis, meaning these awards function as stock-based compensation rather than cash transactions in the market.
Insider Trade Summary
20,000 shares exercised/converted
Exercise
2 txns
Insider
Torpey Daniel Thomas
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | RSU | 20,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 20,000 | $0.00 | $0.00 |
Holdings After Transaction:
RSU — 80,000 contracts (Direct);
Common Stock — 27,100 shares (Direct)
Footnotes (1)
- F1. RSU converts into common stock on one-par-one basis.
Key Figures
RSUs exercised: 20,000 shares
Common Stock after transaction: 27,100 shares
Remaining RSUs: 80,000 RSUs
+2 more
5 metrics
RSUs exercised
20,000 shares
RSUs converted into Common Stock on exercise date
Common Stock after transaction
27,100 shares
Direct Common Stock holdings following RSU exercise
Remaining RSUs
80,000 RSUs
RSU balance after reported derivative exercise
RSU conversion ratio
1 RSU : 1 share
Footnote states RSUs convert into Common Stock one-for-one
Exercise price
$0.00 per share
Stated transaction price per share for RSU conversion
Key Terms
RSU, derivative security, Common Stock, Form 4, +1 more
5 terms
RSU financial
"Transaction lists security title as RSU with 20,000 units exercised."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
derivative security financial
"Transaction code description notes exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"Non-derivative table reports 20,000 Common Stock shares acquired."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"Insider activity is disclosed through a Form 4 filing."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
restricted stock units financial
"Footnote explains RSU converts into Common Stock on one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did MDBH director Daniel Thomas Torpey report in this Form 4?
Daniel Thomas Torpey reported exercising RSUs into 20,000 MDB Capital Holdings Common Stock shares. This was a derivative exercise, not an open-market trade, increasing his directly held Common Stock to 27,100 shares following the transaction.
Was the MDBH Form 4 transaction a stock purchase or sale on the market?
The MDBH Form 4 did not report any open-market purchase or sale. Instead, it shows a derivative exercise: RSUs converting into 20,000 Common Stock shares at a stated price of $0.00 per share, reflecting stock-based compensation rather than a market trade.
How many MDBH RSUs remain outstanding for Daniel Thomas Torpey after this filing?
The Form 4 shows 80,000 RSUs remaining for Daniel Thomas Torpey after the transaction. A footnote explains each RSU converts into one Common Stock share, meaning these awards could become 80,000 shares if fully settled in stock.
What does an RSU exercise mean in the MDBH Form 4 context?
In this MDBH Form 4, an RSU exercise means restricted stock units converted into Common Stock on a one-for-one basis. No cash market trade occurred; it reflects stock-based compensation becoming actual shares owned directly by the reporting person.
AI-generated analysis. How Rhea-AI works. Not financial advice.
