Welcome to our dedicated page for MDB Capital Holdings LLC-A SEC filings (Ticker: MDBH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MDB Capital Holdings, LLC (NASDAQ: MDBH) files regulatory reports with the U.S. Securities and Exchange Commission as a Delaware limited liability company in the investment banking and securities dealing sector. These SEC filings provide formal information on the company’s governance, capital structure, shareholder voting, and financial reporting, and are a key resource for understanding MDB’s public venture platform and its broker-dealer and intellectual property service activities.
Among the important documents for MDBH are annual reports on Form 10-K and quarterly reports on Form 10-Q, which present audited and interim financial statements, segment information for the broker dealer & intellectual property service and technology development segments, and discussions of risk factors and business strategy. Investors also review current reports on Form 8-K for material events, such as significant transactions, strategic initiatives, or changes affecting shareholders.
Proxy statements on Schedule 14A, such as MDB Capital Holdings’ definitive proxy statement for its annual meeting of shareholders, detail matters submitted to a shareholder vote. These include the election of directors, ratification of the independent registered public accounting firm, and information on board structure, executive compensation, and security ownership. The proxy materials also explain voting procedures for holders of Class A and Class B shares and describe how quorums and vote counts are determined.
On this SEC filings page, users can access MDBH filings as they are made available through EDGAR. AI-powered tools can help summarize lengthy documents, highlight key sections on topics like governance, segment reporting, and shareholder rights, and make it easier to interpret complex proxy and annual report disclosures related to MDB Capital Holdings’ public venture and intellectual property-focused business model.
MDB Capital Holdings, LLC director Daniel Thomas Torpey exercised restricted stock units (RSUs) into 20,000 shares of Common Stock. The Form 4 shows this as a derivative exercise, not an open‑market purchase or sale, with total directly held Common Stock rising to 27,100 shares after the transaction.
The filing also reports 80,000 RSUs remaining after this exercise. According to the footnote, each RSU converts into Common Stock on a one‑for‑one basis, meaning these awards function as stock-based compensation rather than cash transactions in the market.
MDB Capital Holdings, LLC director Daniel Thomas Torpey received a grant of 100,000 Restricted Stock Units on June 17, 2024 as equity compensation. The RSUs have an exercise price of $0.00 and are tied to 100,000 underlying Class A shares.
The award vests on multiple dates between June 17, 2024 and June 17, 2029, meaning the director earns the shares over time rather than all at once. Following this grant, his reported holdings in these RSUs are 100,000 units.
MDB Capital Holdings, LLC director Daniel Thomas Torpey has filed an initial ownership report showing his equity stake in the company. The filing lists direct ownership of 7,100 Class A Common Shares as of the reported date. It functions as a baseline statement of his holdings rather than a record of recent trades.
MDB Capital Holdings, LLC co-founder and director Christopher A. Marlett reported an indirect acquisition of an employee stock option covering 100,000 Class A shares on May 1, 2026. The option was granted at $0.00 per option with an exercise price of $3.56 per share and was issued to his spouse.
The grant vests over time: 20,000 shares vest one year after the grant date, and the remaining 80,000 shares vest in equal quarterly installments of 5,000 shares following each completed subsequent quarter of Continuous Service under the 2022 Equity Performance Plan. After this award, indirect holdings in this option series total 1,000,000 underlying shares, and the option expires on May 1, 2036.
MDB Capital Holdings CFO James Jeremy William reported equity-based acquisitions of company stock. On February 9, 2026, he received 10,000 shares of Common Stock as a grant at $3.90 per share, increasing his direct holdings to 39,839 shares.
On April 20, 2026, he exercised 10,000 RSUs into 10,000 shares of Class A Common Stock at a conversion price of $0.00. Following this derivative exercise, his direct ownership rose to 50,000 shares. The filing shows only acquisitions, with no reported sales or tax-withholding dispositions.
MDB Capital Holdings, LLC director Torpey Daniel Thomas reported acquiring additional equity in the company. On April 20, 2026, he received 10,000 shares of Common Stock at a stated value of $3.90 per share as a grant or award, bringing his direct Common Stock holdings to 47,100 shares after the transaction. The same day, he also exercised 10,000 RSUs at a conversion price of $0.00 per unit into 10,000 underlying Class A shares, a derivative exercise that increased his equity exposure without any reported open-market buying or selling.
MDB Capital Holdings director Sean James Magennis increased his direct stake through compensation-related equity events. On April 20, 2026, he exercised 10,000 RSUs into Class A shares at an exercise price of $0.00 per share. Earlier, on February 9, 2026, he received a grant of 10,000 shares of common stock at a reference price of $3.90 per share. After these acquisitions, he directly owned 50,000 shares of MDB Capital Holdings common stock.
MDB Capital Holdings, LLC director Terry Jeb Barton Sr. filed an initial Form 3 reporting his beneficial ownership in the company. The filing shows indirect ownership of 4,166 Class A Common Shares of MDB Capital Holdings, held through his spouse as of the reported date.
Terry Jeb Barton Sr. reported acquisition or exercise transactions in this Form 4 filing.
MDB Capital Holdings, LLC director Terry Jeb Barton Sr. received an award of 100,000 Employee Stock Options on February 1, 2026. The options are exercisable at $3.19 per share for 100,000 Class A shares and expire on February 1, 2031. Following this grant, he holds 100,000 derivative securities directly.
MDB Capital Holdings, LLC files its annual report outlining a public venture capital platform built around founding and financing early-stage technology companies. Through subsidiaries Public Ventures and PatentVest, MDB sources disruptive IP, structures partner companies, and raises capital from a long-term, community-oriented investor base.
The company highlights its Big Idea Pipeline, prior billion‑dollar partner outcomes, and a new longevity-focused partner, MDB Minnesota One, which licensed anti-senescence technology from Mayo Clinic. MDB operates as a Delaware LLC intended to be taxed as a partnership, with detailed risk factors on taxation, regulation, cybersecurity, and capital needs.
MDB Capital Holdings, LLC files its annual report outlining a public venture capital platform built around founding and financing early-stage technology companies. Through subsidiaries Public Ventures and PatentVest, MDB sources disruptive IP, structures partner companies, and raises capital from a long-term, community-oriented investor base.
The company highlights its Big Idea Pipeline, prior billion‑dollar partner outcomes, and a new longevity-focused partner, MDB Minnesota One, which licensed anti-senescence technology from Mayo Clinic. MDB operates as a Delaware LLC intended to be taxed as a partnership, with detailed risk factors on taxation, regulation, cybersecurity, and capital needs.