Director at MDB Capital (MDBH) granted 100K RSUs over 5 years

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

MDB Capital Holdings, LLC director Daniel Thomas Torpey received a grant of 100,000 Restricted Stock Units on June 17, 2024 as equity compensation. The RSUs have an exercise price of $0.00 and are tied to 100,000 underlying Class A shares.

The award vests on multiple dates between June 17, 2024 and June 17, 2029, meaning the director earns the shares over time rather than all at once. Following this grant, his reported holdings in these RSUs are 100,000 units.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Torpey Daniel Thomas

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	100,000	$0.00	--

Holdings After Transaction: Restricted Stock Units — 100,000 shares (Direct, null)

Footnotes (1)

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Key Figures

RSUs granted: 100,000 units Exercise price: $0.00 per unit Underlying shares: 100,000 Class A shares +3 more

6 metrics

RSUs granted 100,000 units Restricted Stock Units granted on June 17, 2024

Exercise price $0.00 per unit Transaction price and conversion/exercise price for RSUs

Underlying shares 100,000 Class A shares Underlying security for the 100,000 RSUs

Holdings after grant 100,000 RSUs Total shares following transaction for this award

Vesting period start June 17, 2024 First vesting date for RSUs

Vesting period end June 17, 2029 Final vesting date for RSUs

Key Terms

Restricted Stock Units, Class A, vesting, Form 4

4 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A financial

"underlying_security_title: "Class A""

Class A denotes a specific group of a company’s shares that carry a particular set of rights—most commonly different voting power or dividend priority compared with other share classes. Think of it like different seats on a bus where some seats let you steer and others only ride: knowing whether a share is Class A tells investors how much influence they have over company decisions and how returns might be distributed, which affects control and value.

vesting financial

"The RSU vests on multiple dates between June 17, 2024 and June 17, 2029."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/08/2026 - 08:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Torpey Daniel Thomas

(Last)

(First)

(Middle)

14135 MIDWAY ROAD,

SUITE G-150

(Street)

ADDISON

TEXAS

75001

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MDB Capital Holdings, LLC [ MDBH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2024

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0.00	06/17/2024		A		100,000		⁽¹⁾	⁽¹⁾	Class A	100,000	$0.00	100,000	D

Explanation of Responses:

1. The RSU vests on multiple dates between June 17, 2024 and June 17, 2029.

	/s/ Daniel Torpey	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did MDBH director Daniel Thomas Torpey report in this Form 4?

He reported receiving 100,000 Restricted Stock Units as equity compensation. These RSUs were granted on June 17, 2024 at a price of $0.00 per unit, tied to 100,000 underlying Class A shares, and vest over several years.

How many Restricted Stock Units were granted to the MDBH director?

The director was granted 100,000 Restricted Stock Units. Each RSU corresponds to one underlying Class A share, so the grant covers 100,000 underlying shares, and all 100,000 RSUs are shown as held following the transaction.

When do Daniel Thomas Torpey’s MDBH RSUs vest?

The RSUs vest on multiple dates between June 17, 2024 and June 17, 2029. This staggered vesting schedule means the director earns portions of the award over time rather than immediately receiving all 100,000 units at once.

Did the MDBH director pay anything for these 100,000 RSUs?

No cash payment was required for this award. The reported transaction price per share and conversion or exercise price are both $0.00, indicating the 100,000 Restricted Stock Units were granted as compensation rather than purchased in the open market.

What are the underlying securities for the MDBH Restricted Stock Units?

Each Restricted Stock Unit is linked to MDB Capital Holdings Class A shares. The filing states 100,000 underlying Class A shares associated with the 100,000 RSUs, so each unit represents the right to receive one Class A share upon vesting and settlement.

How many MDBH RSUs does the director hold after this transaction?

Following this grant, the director’s reported holdings in these Restricted Stock Units total 100,000 units. This reflects the full size of the June 17, 2024 award, as indicated by the total shares following the transaction field in the filing data.