Every Form 4 that MDB Capital Holdings, LLC (MDBH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MDBH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MDBH filings page.
MDB Capital Holdings, LLC director Daniel Thomas Torpey exercised restricted stock units (RSUs) into 20,000 shares of Common Stock. The Form 4 shows this as a derivative exercise, not an open‑market purchase or sale, with total directly held Common Stock rising to 27,100 shares after the transaction.
The filing also reports 80,000 RSUs remaining after this exercise. According to the footnote, each RSU converts into Common Stock on a one‑for‑one basis, meaning these awards function as stock-based compensation rather than cash transactions in the market.
MDB Capital Holdings, LLC director Daniel Thomas Torpey received a grant of 100,000 Restricted Stock Units on June 17, 2024 as equity compensation. The RSUs have an exercise price of $0.00 and are tied to 100,000 underlying Class A shares.
The award vests on multiple dates between June 17, 2024 and June 17, 2029, meaning the director earns the shares over time rather than all at once. Following this grant, his reported holdings in these RSUs are 100,000 units.
MDB Capital Holdings, LLC co-founder and director Christopher A. Marlett reported an indirect acquisition of an employee stock option covering 100,000 Class A shares on May 1, 2026. The option was granted at $0.00 per option with an exercise price of $3.56 per share and was issued to his spouse.
The grant vests over time: 20,000 shares vest one year after the grant date, and the remaining 80,000 shares vest in equal quarterly installments of 5,000 shares following each completed subsequent quarter of Continuous Service under the 2022 Equity Performance Plan. After this award, indirect holdings in this option series total 1,000,000 underlying shares, and the option expires on May 1, 2036.
MDB Capital Holdings CFO James Jeremy William reported equity-based acquisitions of company stock. On February 9, 2026, he received 10,000 shares of Common Stock as a grant at $3.90 per share, increasing his direct holdings to 39,839 shares.
On April 20, 2026, he exercised 10,000 RSUs into 10,000 shares of Class A Common Stock at a conversion price of $0.00. Following this derivative exercise, his direct ownership rose to 50,000 shares. The filing shows only acquisitions, with no reported sales or tax-withholding dispositions.
MDB Capital Holdings, LLC director Torpey Daniel Thomas reported acquiring additional equity in the company. On April 20, 2026, he received 10,000 shares of Common Stock at a stated value of $3.90 per share as a grant or award, bringing his direct Common Stock holdings to 47,100 shares after the transaction. The same day, he also exercised 10,000 RSUs at a conversion price of $0.00 per unit into 10,000 underlying Class A shares, a derivative exercise that increased his equity exposure without any reported open-market buying or selling.
MDB Capital Holdings director Sean James Magennis increased his direct stake through compensation-related equity events. On April 20, 2026, he exercised 10,000 RSUs into Class A shares at an exercise price of $0.00 per share. Earlier, on February 9, 2026, he received a grant of 10,000 shares of common stock at a reference price of $3.90 per share. After these acquisitions, he directly owned 50,000 shares of MDB Capital Holdings common stock.
Terry Jeb Barton Sr. reported acquisition or exercise transactions in this Form 4 filing.
MDB Capital Holdings, LLC director Terry Jeb Barton Sr. received an award of 100,000 Employee Stock Options on February 1, 2026. The options are exercisable at $3.19 per share for 100,000 Class A shares and expire on February 1, 2031. Following this grant, he holds 100,000 derivative securities directly.
MDB Capital Holdings director Sean James Magennis reported acquiring additional equity in the company on February 9, 2026. He exercised 10,000 RSUs at an exercise price of $0.00, receiving the same number of Class A shares, and separately was granted or otherwise acquired 10,000 shares of common stock at $3.20 per share. Following these transactions, he directly holds 40,000 shares of common stock and 60,000 RSUs, all reported as direct ownership.
MDB Capital Holdings chief financial officer James Jeremy William reported new share-based transactions in MDBH. On February 9, 2026, he acquired 10,000 shares of Common Stock at $3.20 per share as a grant, bringing his directly held common shares to 29,839.
On the same date, he also exercised 10,000 restricted stock units (RSUs) at an exercise price of $0.00 per unit, with 60,000 RSUs reported as beneficially owned afterward. All reported holdings are listed as direct ownership.
MDB Capital Holdings director Daniel Torpey reported acquiring additional MDBH equity on February 9, 2026. He received a grant of 10,000 shares of common stock at $3.20 per share and exercised 10,000 RSUs into 10,000 Class A shares at an exercise price of $0.00. Following these transactions, he directly held 37,100 shares of common stock and 70,000 RSUs.
MDB Capital Holdings CFO James Jeremy William reported small stock sales to cover tax withholding from vested restricted stock. He sold 60 common shares at an average of $3.34 on January 23 and 3,440 shares at an average of $3.32 on January 26 through multiple trades within stated price ranges.
After these mandatory sell-to-cover transactions, he directly beneficially owned 19,839 common shares.
MDB Capital Holdings, LLC (MDBH) director Jeremy James reported an insider equity transaction. On 08/14/2025, he acquired 10,000 shares of common stock at $3.40 per share through a transaction coded "M," which typically reflects the exercise or conversion of a derivative award. Following this transaction, he held 30,000 shares of common stock directly. A related line shows 10,000 restricted stock units (RSUs) with a conversion price of $0.00 tied to 10,000 underlying Class A shares, with 70,000 derivative securities beneficially owned afterward, all held directly.