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Modiv Industrial (MDV) director converts all stock in Global Net Lease merger

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MODIV INDUSTRIAL, INC. director Christopher Raymond Gingras reported dispositions to the issuer in connection with a completed merger with Global Net Lease, Inc. All 12,938.1256 shares of Modiv Class C common stock and 2,292.3994 shares of 7.375% Series A preferred stock held directly by him were converted into merger consideration, leaving 0 shares of each class reported as held following the transactions.

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Negative

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Insider Gingras Christopher Raymond
Role Director
Type Security Shares Price Value
Disposition COMMON STOCK, CLASS C F1, F2 12,938.1256 -- --
Disposition Series A Cumulative Redeemable Perpetual Preferred Stock F3 2,292.3994 $25.2151 $58K
Holdings After Transaction: COMMON STOCK, CLASS C — 0 shares (Direct); Series A Cumulative Redeemable Perpetual Preferred Stock — 0 shares (Direct)
Footnotes (3)
  1. F1. Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026 (the "Merger Agreement"), by and among Modiv Industrial, Inc. ("Modiv"), Modiv Operating Partnership, LP (the "Modiv Operating Partnership"), Global Net Lease, Inc. ("GNL"), GNL Motion Merger Sub, LLC ("REIT Merger Sub"), Global Net Lease Operating Partnership, L.P. (the "GNL Operating Partnership") and GNL Motion OpCo Merger Sub, LLC ("OpCo Merger Sub"), Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing as the surviving entity and a wholly owned subsidiary of GNL (the "REIT Merger"), and OpCo Merger Sub merged with and into the Modiv Operating Partnership, with the Modiv Operating Partnership continuing as the surviving entity and a wholly owned subsidiary of GNL Operating Partnership (the "OpCo Merger").
  2. F2. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's Class C common stock, $0.001 par value per share (the "Modiv Common Stock"), was converted into the right to receive 1.975 shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock"), without interest, plus the right to receive cash in lieu of any fractional shares of GNL Common Stock, if any, without interest.
  3. F3. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share, was converted into the right to receive $25.215104 in cash.
Class C common shares disposed 12,938.1256 shares Disposition to issuer in connection with merger; holdings after transaction 0.0000 shares
Series A preferred shares disposed 2,292.3994 shares Disposition to issuer in connection with merger; holdings after transaction 0.0000 shares
GNL stock received per Modiv common share 1.975 shares Each Modiv Class C common share converted into right to receive GNL common stock
Cash per Series A preferred share $25.215104 per share Each Modiv 7.375% Series A preferred share converted into right to receive cash
Merger Agreement date May 3, 2026 Agreement and Plan of Merger among Modiv, GNL and related partnerships
Class C shares after transaction 0.0000 shares Total Modiv Class C common stock directly owned by reporting person after merger
Agreement and Plan of Merger regulatory
"Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
REIT Merger financial
"Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing"
OpCo Merger financial
"OpCo Merger Sub merged with and into the Modiv Operating Partnership"
Cumulative Redeemable Perpetual Preferred Stock financial
"Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock"
A cumulative redeemable perpetual preferred stock is a type of ownership share that pays fixed dividends forever unless the company stops them, and any missed dividends accumulate and must be paid later. It can be redeemed (bought back) by the issuer at specified times or prices, so it behaves partly like a long-term loan; investors care because it sits ahead of common shares for payments and can affect a company’s cash needs and perceived credit risk.
Disposition to issuer financial
"transaction_code_description": "Disposition to issuer""

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FAQ

What insider transactions did MDV director Christopher Raymond Gingras report on this Form 4?

Christopher Raymond Gingras reported issuer dispositions of 12,938.1256 Class C common shares and 2,292.3994 Series A preferred shares, both converted into merger consideration in connection with Modiv Industrial’s merger with Global Net Lease.

How many MDV Class C common shares did Christopher Raymond Gingras dispose of?

He disposed of 12,938.1256 shares of Modiv Industrial Class C common stock. These shares were converted into the right to receive GNL common stock as part of the merger, with no Modiv Class C shares reported as held afterward.

What did MDV common stockholders receive in the merger with Global Net Lease?

Each share of Modiv Class C common stock was converted into the right to receive 1.975 shares of Global Net Lease common stock, plus cash in lieu of any fractional GNL shares, all without interest, at the effective time of the REIT merger.

What consideration did MDV’s Series A preferred stockholders receive in the merger?

Each share of Modiv’s 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock was converted into the right to receive $25.215104 in cash at the effective time of the REIT merger, replacing their preferred shares with a cash payment.

Does Christopher Raymond Gingras report any remaining MDV shares after these transactions?

No. Following the merger-related dispositions, he reports 0.0000 shares of Modiv Class C common stock and 0.0000 shares of Series A preferred stock directly owned, indicating no remaining holdings in these securities.

What merger transactions led to the reported MDV share dispositions?

Under a Merger Agreement dated May 3, 2026, Modiv merged into a Global Net Lease subsidiary in a REIT merger, and Modiv’s operating partnership merged into a Global Net Lease operating partnership subsidiary in an OpCo merger, triggering conversion of the reported shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gingras Christopher Raymond

(Last)(First)(Middle)
1500 NORTH GRANT STREET, #5609

(Street)
DENVER COLORADO 80203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MODIV INDUSTRIAL, INC. [ MDV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK, CLASS C08/12/2026D12,938.1256(1)D(2)0D
Series A Cumulative Redeemable Perpetual Preferred Stock08/12/2026D2,292.3994D$25.2151(3)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026 (the "Merger Agreement"), by and among Modiv Industrial, Inc. ("Modiv"), Modiv Operating Partnership, LP (the "Modiv Operating Partnership"), Global Net Lease, Inc. ("GNL"), GNL Motion Merger Sub, LLC ("REIT Merger Sub"), Global Net Lease Operating Partnership, L.P. (the "GNL Operating Partnership") and GNL Motion OpCo Merger Sub, LLC ("OpCo Merger Sub"), Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing as the surviving entity and a wholly owned subsidiary of GNL (the "REIT Merger"), and OpCo Merger Sub merged with and into the Modiv Operating Partnership, with the Modiv Operating Partnership continuing as the surviving entity and a wholly owned subsidiary of GNL Operating Partnership (the "OpCo Merger").
2. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's Class C common stock, $0.001 par value per share (the "Modiv Common Stock"), was converted into the right to receive 1.975 shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock"), without interest, plus the right to receive cash in lieu of any fractional shares of GNL Common Stock, if any, without interest.
3. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share, was converted into the right to receive $25.215104 in cash.
/s/ John Raney, by Power of Attorney for Christopher R. Gingras08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)