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Modiv Industrial (MDV) director reports stock and preferred share conversion in GNL merger

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Form Type
4

Rhea-AI Filing Summary

MODIV INDUSTRIAL, INC. director Thomas H. Nolan Jr. reported dispositions to the issuer in connection with a merger with Global Net Lease, Inc. At the REIT Merger effective time, 30,116.5774 shares of Modiv Class C common stock were converted into the right to receive 1.975 shares of GNL common stock per Modiv share, plus cash in lieu of fractional GNL shares. In a separate transaction, 394 shares of Modiv’s 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock were converted into the right to receive $25.215104 in cash per preferred share, leaving Nolan with 0 reported Modiv common and preferred shares following these issuer dispositions.

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Insider NOLAN THOMAS H JR
Role Director
Type Security Shares Price Value
Disposition COMMON STOCK, CLASS C F1, F2 30,116.5774 -- --
Disposition Series A Cumulative Redeemable Perpetual Preferred Stock F3 394 $25.2151 $10K
Holdings After Transaction: COMMON STOCK, CLASS C — 0 shares (Direct); Series A Cumulative Redeemable Perpetual Preferred Stock — 0 shares (Direct)
Footnotes (3)
  1. F1. Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026 (the "Merger Agreement"), by and among Modiv Industrial, Inc. ("Modiv"), Modiv Operating Partnership, LP (the "Modiv Operating Partnership"), Global Net Lease, Inc. ("GNL"), GNL Motion Merger Sub, LLC ("REIT Merger Sub"), Global Net Lease Operating Partnership, L.P. (the "GNL Operating Partnership") and GNL Motion OpCo Merger Sub, LLC ("OpCo Merger Sub"), Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing as the surviving entity and a wholly owned subsidiary of GNL (the "REIT Merger"), and OpCo Merger Sub merged with and into the Modiv Operating Partnership, with the Modiv Operating Partnership continuing as the surviving entity and a wholly owned subsidiary of GNL Operating Partnership (the "OpCo Merger").
  2. F2. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's Class C common stock, $0.001 par value per share (the "Modiv Common Stock"), was converted into the right to receive 1.975 shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock"), without interest, plus the right to receive cash in lieu of any fractional shares of GNL Common Stock, if any, without interest.
  3. F3. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share, was converted into the right to receive $25.215104 in cash.
Class C common shares converted 30,116.5774 shares Modiv Class C common stock converted at REIT Merger effective time
Common stock exchange ratio 1.975 shares of GNL common stock per Modiv share Consideration for each issued and outstanding Modiv Class C common share
Series A preferred shares converted 394 shares Modiv 7.375% Series A preferred converted at REIT Merger effective time
Cash per preferred share $25.215104 per share Cash consideration for each Modiv Series A preferred share
Post-transaction Modiv common holdings 0.0000 shares Direct holdings of Modiv Class C common stock after dispositions
Post-transaction Modiv preferred holdings 0.0000 shares Direct holdings of Modiv Series A preferred stock after dispositions
Merger agreement date May 3, 2026 Date of Agreement and Plan of Merger referenced in the footnotes
Agreement and Plan of Merger regulatory
"Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
REIT Merger regulatory
"Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing as the surviving entity"
OpCo Merger regulatory
"OpCo Merger Sub merged with and into the Modiv Operating Partnership, with the Modiv Operating Partnership continuing"
Cumulative Redeemable Perpetual Preferred Stock financial
"each issued and outstanding share of Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock"
A cumulative redeemable perpetual preferred stock is a type of ownership share that pays fixed dividends forever unless the company stops them, and any missed dividends accumulate and must be paid later. It can be redeemed (bought back) by the issuer at specified times or prices, so it behaves partly like a long-term loan; investors care because it sits ahead of common shares for payments and can affect a company’s cash needs and perceived credit risk.
cash in lieu of any fractional shares financial
"plus the right to receive cash in lieu of any fractional shares of GNL Common Stock"

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FAQ

What did MODIV INDUSTRIAL (MDV) director Thomas H. Nolan Jr. report on this Form 4?

Thomas H. Nolan Jr. reported issuer dispositions tied to a merger with Global Net Lease, Inc., covering both Class C common stock and Series A preferred stock, with all reported Modiv shares reduced to zero.

How many MODIV INDUSTRIAL (MDV) Class C common shares were affected?

The Form 4 shows 30,116.5774 shares of Modiv Class C common stock were converted. Each share became the right to receive 1.975 shares of GNL common stock, plus cash in lieu of any fractional GNL shares.

What happened to the MODIV INDUSTRIAL (MDV) Series A preferred shares?

Nolan’s 394 shares of Modiv 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock were converted into the right to receive $25.215104 in cash per share at the REIT Merger effective time.

What merger transaction underlies this MODIV INDUSTRIAL (MDV) Form 4?

The Form 4 references an Agreement and Plan of Merger dated May 3, 2026 involving Modiv, its operating partnership, Global Net Lease, Inc., and related merger subsidiaries, resulting in Modiv merging into a GNL subsidiary.

Does Thomas H. Nolan Jr. report any MODIV INDUSTRIAL (MDV) shares after these transactions?

No. The Form 4 shows 0.0000 shares of Modiv Class C common stock and 0.0000 shares of Modiv Series A preferred stock reported as held directly following these issuer disposition transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NOLAN THOMAS H JR

(Last)(First)(Middle)
1500 NORTH GRANT STREET, #5609

(Street)
DENVER COLORADO 80203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MODIV INDUSTRIAL, INC. [ MDV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK, CLASS C08/12/2026D30,116.5774(1)D(2)0D
Series A Cumulative Redeemable Perpetual Preferred Stock08/12/2026D394D$25.2151(3)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to the terms of an Agreement and Plan of Merger, dated as of May 3, 2026 (the "Merger Agreement"), by and among Modiv Industrial, Inc. ("Modiv"), Modiv Operating Partnership, LP (the "Modiv Operating Partnership"), Global Net Lease, Inc. ("GNL"), GNL Motion Merger Sub, LLC ("REIT Merger Sub"), Global Net Lease Operating Partnership, L.P. (the "GNL Operating Partnership") and GNL Motion OpCo Merger Sub, LLC ("OpCo Merger Sub"), Modiv merged with and into REIT Merger Sub, with REIT Merger Sub continuing as the surviving entity and a wholly owned subsidiary of GNL (the "REIT Merger"), and OpCo Merger Sub merged with and into the Modiv Operating Partnership, with the Modiv Operating Partnership continuing as the surviving entity and a wholly owned subsidiary of GNL Operating Partnership (the "OpCo Merger").
2. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's Class C common stock, $0.001 par value per share (the "Modiv Common Stock"), was converted into the right to receive 1.975 shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock"), without interest, plus the right to receive cash in lieu of any fractional shares of GNL Common Stock, if any, without interest.
3. At the effective time of the REIT Merger, each issued and outstanding share of Modiv's 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share, was converted into the right to receive $25.215104 in cash.
/s/ John Raney, by Power of Attorney for Thomas H. Nolan, Jr.08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)