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MFA Financial (MFA) director Robin Josephs awarded 16,448 fully vested RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JOSEPHS ROBIN reported acquisition or exercise transactions in this Form 4 filing.

MFA Financial director Robin Josephs received a grant of 16,448 restricted stock units (RSUs) tied to MFA common stock. Each RSU represents the right to receive one share of common stock. The award was fully vested on the grant date and will be settled in shares.

The RSUs will be settled in an equivalent number of MFA common shares upon the earlier of Josephs’ termination of service as a director or on or about January 15, 2032. Following this grant, Josephs holds 109,238 derivative securities linked to MFA common stock directly.

Positive

  • None.

Negative

  • None.
Insider JOSEPHS ROBIN
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 16,448 $0.00 --
Holdings After Transaction: Restricted Stock Units — 109,238 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock. The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2032.
RSUs granted 16,448 units Restricted stock unit award to director on June 8, 2026
Exercise price $0.00 per unit Conversion or exercise price for RSUs
Underlying common shares 16,448 shares Each RSU equals one MFA common share
Total derivatives after grant 109,238 units Derivative securities held following this transaction
Grant date June 8, 2026 Transaction date for RSU award
Settlement deadline January 15, 2032 Latest settlement date for RSUs
Restricted Stock Units financial
"Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative securities financial
"After this grant, Josephs holds 109,238 derivative securities related to MFA common stock."
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
settled financial
"The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock."
termination of service financial
"settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2032."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOSEPHS ROBIN
(Last)(First)(Middle)
C/O MFA FINANCIAL, INC.
ONE VANDERBILT AVENUE, 48TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MFA FINANCIAL, INC. [ MFA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/08/2026A16,44801/15/2032(2)01/15/2032(2)Common Stock16,448$0109,238D
Explanation of Responses:
1. Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.
2. The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2032.
/s/ Harold E. Schwartz, by power of attorney06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did MFA (MFA) director Robin Josephs report in this Form 4?

Robin Josephs reported receiving 16,448 restricted stock units as compensation. These RSUs are linked to MFA Financial common stock and were fully vested at grant. They represent additional equity-based compensation rather than an open-market share purchase or sale.

How many restricted stock units did Robin Josephs receive from MFA (MFA)?

Robin Josephs received 16,448 restricted stock units from MFA Financial. Each RSU represents the right to receive one share of MFA common stock. The grant increases her total derivative equity holdings and reflects stock-based compensation for board service.

Are the MFA (MFA) restricted stock units granted to Robin Josephs fully vested?

Yes, the restricted stock units granted to Robin Josephs were fully vested on the grant date. Although fully vested, they will be settled in MFA common shares later, based on specific timing conditions tied to director service or a future settlement date.

When will Robin Josephs’ MFA (MFA) restricted stock units be settled into shares?

The restricted stock units will be settled in MFA common stock on the earlier of Robin Josephs’ termination of service as a director or on or about January 15, 2032. Settlement timing therefore depends on her board tenure or that specified future date.

How many MFA (MFA) derivative securities does Robin Josephs hold after this grant?

After this grant, Robin Josephs holds 109,238 derivative securities related to MFA common stock. This figure includes the newly awarded RSUs and reflects her total direct derivative equity position as reported in the Form 4 filing for this transaction.

Do the MFA (MFA) RSUs granted to Robin Josephs involve any purchase or sale in the market?

No, the RSUs granted to Robin Josephs are a compensation award, not an open-market trade. She did not buy or sell shares for cash; instead, she received stock-based compensation that will convert into MFA common shares at a later settlement date.