Welcome to our dedicated page for Mfa Financial SEC filings (Ticker: MFA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MFA Financial, Inc. files SEC reports that document its residential mortgage REIT operations, capital structure and governance. Recent 8-K filings include results of operations and financial condition disclosures, investor presentation matters, material-event reporting and company securities registered on the New York Stock Exchange.
The filing record identifies MFA common stock, Series B and Series C preferred stock, and senior notes due 2029, reflecting a capital structure that includes common equity, preferred equity and debt securities. Proxy materials cover annual meeting voting matters, board elections, auditor ratification and advisory executive compensation votes.
MFA Financial, Inc. disclosed that Senior Vice President Harold E. Schwartz received new phantom share awards tied to MFA common stock. On 01/02/2026, he acquired 32,529 phantom shares that vest, subject to forfeiture, on December 31, 2028, and are then settled in an equivalent number of MFA shares within 30 days after vesting.
He also received a performance-based grant of 50,369 phantom shares, representing the target award. The ultimate payout can range from 0% to 200% of this target based on MFA’s absolute total stockholder return (TSR) and TSR relative to a peer group over a three‑year period, with vesting expected around December 31, 2028 and settlement in shares in January 2030. Following these grants, Schwartz beneficially owns 300,061 phantom share units directly.
MFA Financial, Inc. reported new equity awards for its Senior Vice President and Chief Financial Officer on January 2, 2026. The filing shows grants of phantom shares, which each represent the right to receive one share of MFA common stock.
One grant covers 37,776 phantom shares that are scheduled to vest, subject to forfeiture, on December 31, 2028, and then be settled in an equivalent number of MFA common shares within 30 days after vesting. A second grant covers 58,492 performance-based phantom shares, representing a target award that can ultimately range from 0% to 200% of that amount depending on achievement of a pre-set performance metric.
The performance-based phantom shares are designed to vest generally on December 31, 2028, after the Compensation Committee certifies performance based on MFA’s absolute total stockholder return and its total stockholder return versus a designated peer group over a three-year period. These awards will be adjusted for dividends paid during the vesting period and are expected to be settled in MFA common stock in January 2030.
MFA Financial, Inc. reported equity awards to its President and Chief Investment Officer on 01/02/2026 in the form of phantom shares. One grant covers 100,735 phantom shares, each representing the right to receive one share of MFA common stock, scheduled to vest on December 31, 2028 and be settled in shares within 30 days after vesting. A second, performance-based grant covers a target 155,979 phantom shares, with the actual number earned ranging from 0% to 200% of target based on pre-set performance metrics. Vesting for the performance award is generally tied to MFA’s absolute total shareholder return and relative total shareholder return versus a peer group over three years, with settlement in MFA common stock in January 2030.
MFA Financial, Inc. reported stable results for the quarter ended September 30, 2025. Net income was $48.1 million, essentially flat versus $48.2 million a year earlier, with net income available to common stock of $37.3 million and basic EPS of $0.36 compared with $0.38 last year. Net interest income improved to $56.8 million from $50.6 million as interest expense declined slightly while interest income grew.
For the first nine months of 2025, net income rose to $122.5 million from $113.3 million, and basic EPS increased to $0.89 from $0.85. Comprehensive income available to common stock and participating securities was $36.7 million for the quarter and $87.7 million year to date. At September 30, 2025, total assets were $12.1 billion, including $8.8 billion of residential whole loans and $2.3 billion of securities, funded primarily by $9.8 billion of financing agreements. Stockholders’ equity stood at $1.82 billion, and 102.2 million common shares were outstanding as of October 31, 2025.
MFA Financial, Inc. furnished its quarterly results materials, announcing financial results for the quarter ended September 30, 2025. The company provided a press release and additional information as Exhibits 99.1 and 99.2 to its Form 8-K dated November 6, 2025.
The materials are being furnished, not filed, under the Securities Exchange Act, which limits their use for liability purposes. The company noted that the release includes forward-looking statements that are subject to risks and uncertainties described in its SEC filings.
MFA Financial, Inc. announced a temporary trading blackout tied to its 401(k) Savings Plan. The blackout will begin at 4:00 p.m. Eastern Time on December 1, 2025 and is expected to end after the close of business on December 5, 2025. It relates to removing the company’s Common Stock and 7.50% Series B Cumulative Redeemable Preferred Stock as plan investment options and liquidating any plan-held shares during the blackout.
During this period, plan participants cannot transact in these securities within their plan accounts or direct/diversify assets invested in them at the start of the blackout. Under Regulation BTR, directors and executive officers (and immediate family members sharing their residence) are prohibited from purchases, sales, transfers, or related derivative transactions in these securities while the blackout is in effect, subject to limited exclusions and exemptions.
Mei Lin, Sr. VP & Co-Controller of MFA Financial, Inc. (MFAO) reported a sale of 2,775 shares of MFA common stock on 09/15/2025 at a reported price of $10.10 per share. After the transaction she beneficially owned 10,778 shares in a direct capacity. The Form 4 is signed and dated 09/16/2025 and discloses a routine officer sale.
MFA Financial, Inc. disclosed material corporate actions including stock distribution agreements with a syndicate of underwriters, supplemental amendments to its articles of incorporation that introduce additional share terms, and legal opinions confirming the legality of both common and preferred shares. The filing lists a primary distribution agreement with several major broker-dealers and a separate distribution agreement with two placement agents. The company also furnished consents from its counsel and included an Inline XBRL cover page. These actions enable the company to offer shares under the newly supplemented charter provisions and provide underwriter support for an equity distribution program.
MFA Financial, Inc. is offering up to $100,000,000 of preferred stock through an “at the market” distribution agreement with BTIG and JonesTrading. The offering includes 7.50% Series B cumulative redeemable preferred stock and 6.50% Series C fixed-to-floating rate cumulative redeemable preferred stock, which will be fungible with existing series and carry the same CUSIPs. As of the supplement date there are 8,000,000 Series B and 11,000,000 Series C shares outstanding; last reported NYSE sale prices on August 14, 2025 were $21.67 (Series B) and $24.44 (Series C).
The company reported total assets of approximately $11.7 billion at June 30, 2025 with about $8.8 billion (76%) in residential whole loans and approximately $1.8 billion (16%) in securities. Proceeds will fund general corporate purposes, including additional mortgage-related investments, share repurchases and potential debt repayment. The Series C dividend is linked to Three-Month CME Term SOFR plus spreads; neither series has a credit rating. The preferred stock ranks junior to indebtedness; at June 30, 2025 approximately $9.9 billion of liabilities ranked senior to the preferred stock.
MFA Financial, Inc. has established an "at the market" distribution program to sell up to $300,000,000 of common stock through a syndicate of major broker-dealers. The company may sell shares from time to time at prevailing market or negotiated prices, and sales agents will receive 1.0% of the gross sales price as compensation. MFA's common stock trades on the NYSE under MFA and last reported sale price was $9.72 on August 14, 2025. The prospectus supplement reiterates MFA's business focus on leveraged investments in residential mortgage assets and discloses June 30, 2025 total assets of approximately $11.7 billion, including ~$8.8 billion (76%) in residential whole loans and ~$1.8 billion (16%) in securities.