Mizuho officer reports phantom stock and shares
Mizuho Financial Group executive Tsujimori Hideki filed an initial ownership report showing both stock and equity-based awards.
Rhea-AI Filing Summary
Mizuho Financial Group executive Tsujimori Hideki filed an initial ownership report showing both stock and equity-based awards. He holds 2,150 phantom stock units – retirement and 3,947 phantom stock units, each tied to one share of common stock at a conversion price of zero.
He also reports direct ownership of 2,363 common shares and an additional 503.125 common shares held indirectly through an ESOP. Certain phantom units are fully vested and settle at retirement, while others vest in three equal annual installments beginning on July 1, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Tsujimori Hideki
Role
Chief Process Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Retirement | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Retirement — 2,150 contracts (Direct);
Phantom Stock Units — 3,947 contracts (Direct);
Common Stock — 2,363 shares (Direct);
Common Stock — 503.125 shares (Indirect, By ESOP)
Footnotes (3)
- F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F3. These phantom stock units vest in three equal annual installments beginning on July 1, 2026.
Key Figures
Phantom Units - Retirement: 2,150 units
Phantom Units: 3,947 units
Direct Common Shares: 2,363 shares
+2 more
5 metrics
Phantom Units - Retirement
2,150 units
Underlying common stock exposure via phantom stock units – retirement
Phantom Units
3,947 units
Additional phantom stock units tied to common stock
Direct Common Shares
2,363 shares
Direct ownership of Mizuho Financial Group common stock
Indirect ESOP Shares
503.125 shares
Common stock held indirectly through ESOP
Conversion Price (Phantom Units)
0.0000
Exercise or conversion price for phantom stock units
Key Terms
Phantom Stock Units, Phantom Stock Units - Retirement, ESOP, Chief Process Officer
4 terms
Phantom Stock Units financial
"These phantom stock units are fully vested and settle upon the Reporting Person's retirement"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Phantom Stock Units - Retirement financial
"Security title listed as Phantom Stock Units - Retirement with underlying common stock"
ESOP financial
"Common Stock total shares following transaction 503.1250, nature of ownership By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Chief Process Officer financial
"Reporting person is an officer with the title Chief Process Officer"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Mizuho Financial Group (MFG) disclose in Tsujimori Hideki’s Form 3?
The Form 3 discloses Tsujimori Hideki’s initial holdings in Mizuho Financial Group. It details phantom stock units tied to common stock, directly held common shares, and additional shares held indirectly through an ESOP, without showing any new buy or sell transactions.
How many phantom stock units tied to common stock does Tsujimori Hideki hold at MFG?
Tsujimori Hideki holds 2,150 phantom stock units – retirement and 3,947 additional phantom stock units at Mizuho Financial Group. Each unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer’s election upon settlement.
When do Tsujimori Hideki’s MFG phantom stock units vest and settle?
Certain phantom stock units are fully vested and settle upon his retirement from the company. Another grant vests in three equal annual installments beginning on July 1, 2026, with settlement in cash or common stock at Mizuho Financial Group’s election when they are ultimately settled.
How are MFG phantom stock units settled for Tsujimori Hideki?
Each phantom stock unit represents a contingent right to receive one share of Mizuho Financial Group common stock. Upon settlement, the company may deliver either cash or common stock, at its election, matching the value represented by the phantom stock units described in the filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
