Mizuho (NYSE: MFG) CDO details phantom stock units and share holdings
Rhea-AI Filing Summary
Mizuho Financial Group’s Chief Digital Officer, Nobuhiro Kaminoyama, reported his initial equity-linked holdings. He holds phantom stock units tied to 19,340 shares of common stock that are fully vested and settle upon retirement, plus additional phantom stock grants covering 4,889, 3,949 and 2,451 underlying shares that vest in three equal annual installments beginning on July 1, 2026, July 1, 2025 and July 1, 2024. He also reports 13,722 shares of common stock held directly and 2,538.463 shares held indirectly through an ESOP.
Positive
- None.
Negative
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Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Kaminoyama Nobuhiro
Role
Chief Digital Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Retirement | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Retirement — 19,340 shares (Direct);
Phantom Stock Units — 11,289 shares (Direct);
Common Stock — 13,722 shares (Direct);
Common Stock — 2,538.463 shares (Indirect, By ESOP)
Footnotes (5)
- F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F3. These phantom stock units vest in three equal annual installments beginning on July 1, 2026.
- F4. Represents the unvested portion of a grant of phantom stock units which vest in three equal annual installments beginning on July 1, 2025.
- F5. Represents the unvested portion of a grant of phantom stock units which vest in three equal annual installments beginning on July 1, 2024.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Mizuho (MFG) Form 3 filing by Nobuhiro Kaminoyama show?
The filing shows Chief Digital Officer Nobuhiro Kaminoyama’s initial holdings in Mizuho, including phantom stock units and common shares. It details vested retirement-linked units, future vesting schedules, and both direct and ESOP-based indirect common stock positions.
How many phantom stock units tied to retirement does Mizuho’s CDO report?
He reports phantom stock units linked to 19,340 underlying shares of Mizuho common stock that are fully vested and settle upon retirement. These units represent deferred compensation whose value tracks the company’s share price at settlement.
What future vesting schedules apply to Mizuho (MFG) phantom stock units?
Kaminoyama holds phantom stock units covering 4,889, 3,949 and 2,451 underlying shares. These vest in three equal annual installments beginning on July 1, 2026, July 1, 2025 and July 1, 2024, respectively, reflecting staggered long-term incentive awards.
What is a phantom stock unit in the context of Mizuho (MFG)?
A phantom stock unit is a deferred compensation right whose value mirrors one Mizuho common share. The units may settle in cash or stock at Mizuho’s election, often upon retirement or vesting dates, aligning executive incentives with shareholder outcomes over time.