Mizuho (NYSE: MFG) CRO discloses common stock and phantom unit positions
Rhea-AI Filing Summary
Mizuho Financial Group's Chief Risk Officer, Shiraishi Shiro, has reported his initial equity-related holdings. He directly holds 7,551 shares of common stock. He also holds phantom stock units tied to common shares.
Phantom stock units – retirement represent 2,150 underlying common shares that are fully vested and will settle upon his retirement, in cash or stock at the company’s election. A separate grant of 3,947 phantom stock units will vest in three equal annual installments beginning on July 1, 2026, each unit corresponding to one share of common stock, also settled in cash or stock at the issuer’s choice.
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Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Shiraishi Shiro
Role
Chief Risk Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Retirement | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Retirement — 2,150 shares (Direct);
Phantom Stock Units — 3,947 shares (Direct);
Common Stock — 7,551 shares (Direct)
Footnotes (3)
- F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F3. These phantom stock units vest in three equal annual installments beginning on July 1, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Mizuho Financial Group (MFG) disclose in this Form 3 for Shiraishi Shiro?
Mizuho Financial Group reported Chief Risk Officer Shiraishi Shiro’s initial equity-related holdings, including common stock and phantom stock units. The filing outlines how many shares he holds and when related phantom units vest or settle, clarifying his compensation-linked exposure to Mizuho’s common stock.
What are the retirement phantom stock units reported for Mizuho (MFG) Chief Risk Officer?
The retirement phantom stock units represent 2,150 underlying Mizuho common shares that are fully vested. They will settle upon Shiraishi Shiro’s retirement, with each unit delivering the value of one share, paid either in cash or common stock at the company’s discretion.
When do the additional phantom stock units for Mizuho (MFG) vest?
The additional phantom stock units, tied to 3,947 underlying Mizuho common shares, vest in three equal annual installments beginning on July 1, 2026. Each unit corresponds to one share and will be settled in cash or common stock when paid, at the issuer’s election.
How do Mizuho (MFG) phantom stock units work for the Chief Risk Officer?
Each phantom stock unit gives a contingent right to receive the value of one Mizuho common share. Upon vesting or retirement settlement, the company can choose to deliver either cash or actual common stock, aligning executive compensation with shareholder value without immediate share issuance.