Seiji Imai (MFG) discloses Mizuho stock and phantom unit holdings
Rhea-AI Filing Summary
Mizuho Financial Group director Seiji Imai filed an initial ownership report detailing his equity-based interests in the company. He holds 49,688 shares of Common Stock directly and 9,463.572 shares indirectly through an ESOP. He also reports multiple grants of phantom stock units tied to Common Stock, including 44,060 units that are fully vested and settle upon retirement, plus additional grants of 7,208, 6,043, and 3,793 units that vest in three equal annual installments beginning on July 1, 2026, July 1, 2025, and July 1, 2024, respectively.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Imai Seiji
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Retirement | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Retirement — 44,060 shares (Direct);
Phantom Stock Units — 17,044 shares (Direct);
Common Stock — 49,688 shares (Direct);
Common Stock — 9,463.572 shares (Indirect, By ESOP)
Footnotes (5)
- F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F3. These phantom stock units vest in three equal annual installments beginning on July 1, 2026.
- F4. Represents the unvested portion of a grant of phantom stock units which vest in three equal annual installments beginning on July 1, 2025.
- F5. Represents the unvested portion of a grant of phantom stock units which vest in three equal annual installments beginning on July 1, 2024.
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FAQ
What does Seiji Imai report owning in Mizuho Financial Group (MFG) on this Form 3?
Seiji Imai reports direct ownership of 49,688 shares of Common Stock and indirect ownership of 9,463.572 shares through an ESOP. He also discloses several grants of phantom stock units linked to Mizuho Financial Group Common Stock.
How many phantom stock units tied to retirement does Seiji Imai hold in Mizuho Financial Group (MFG)?
He holds 44,060 phantom stock units labeled as Phantom Stock Units - Retirement. According to the disclosure, these units are fully vested and will settle upon his retirement from the company in either cash or Common Stock at the issuer’s election.
What are the vesting schedules for Seiji Imai’s phantom stock units in Mizuho Financial Group (MFG)?
One phantom stock unit grant of 7,208 units vests in three equal annual installments beginning on July 1, 2026. Additional grants of 6,043 and 3,793 units vest in three equal annual installments beginning on July 1, 2025 and July 1, 2024, respectively.
How are Seiji Imai’s phantom stock units in Mizuho Financial Group (MFG) settled?
Each phantom stock unit represents a contingent right to receive one share of Common Stock. They will be settled in either cash or Common Stock upon settlement, at Mizuho Financial Group’s election, as described in the disclosure language.
What indirect holdings does Seiji Imai report in Mizuho Financial Group (MFG)?
He reports indirect ownership of 9,463.572 shares of Common Stock, held by ESOP. This position is labeled as indirect ownership, indicating the shares are held through an employee stock ownership plan rather than directly in his own name.
Does this Mizuho Financial Group (MFG) Form 3 show any insider buying or selling by Seiji Imai?
The disclosure lists holding entries for Common Stock and phantom stock units, with no buy or sell transactions indicated. Transaction codes are unspecified, and the transaction summary shows no buy or sell counts, only recorded ownership positions.