Mizuho (NYSE: MFG) CFO details phantom stock and share holdings
Rhea-AI Filing Summary
Mizuho Financial Group Chief Financial Officer Yonezawa Takefumi has filed an initial statement of holdings showing a mix of phantom stock units and common stock. He holds fully vested phantom stock units tied to 4,520 shares of common stock that settle upon retirement, as well as additional phantom stock units tied to 4,427 and 3,189 shares that vest in three equal annual installments beginning on July 1, 2026 and July 1, 2025, respectively. The filing also reports direct ownership of 3,403 common shares and an indirect interest in 730.238 common shares through an ESOP, giving investors a clear view of his current equity-linked compensation and incentives.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Yonezawa Takefumi
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Retirement | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Phantom Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Retirement — 4,520 shares (Direct);
Phantom Stock Units — 7,616 shares (Direct);
Common Stock — 3,403 shares (Direct);
Common Stock — 730.238 shares (Indirect, By ESOP)
Footnotes (4)
- F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F3. These phantom stock units vest in three equal annual installments beginning on July 1, 2026.
- F4. Represents the unvested portion of a grant of phantom stock units which vest in three equal annual installments beginning on July 1, 2025.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider holdings does Mizuho (MFG) CFO Yonezawa report in this Form 3?
The CFO reports phantom stock units and common shares. He holds three phantom stock awards tied to 4,520, 4,427, and 3,189 common shares, plus 3,403 shares directly and 730.238 shares indirectly through an ESOP.
How do the phantom stock units disclosed by Mizuho (MFG) CFO work?
Each phantom stock unit represents a contingent right to one Mizuho common share. They are settled in cash or common stock at the issuer’s election, aligning the CFO’s compensation with shareholder value without immediate share issuance.
When do Mizuho (MFG) CFO Yonezawa’s phantom stock units vest and settle?
One phantom stock grant of 4,520 units is fully vested and settles upon his retirement. Other grants vest in three equal annual installments beginning on July 1, 2025 and July 1, 2026, providing staggered long-term incentives.
Does the Mizuho (MFG) Form 3 show any insider buying or selling activity?
The Form 3 records holdings only and shows no explicit insider buying or selling. All transaction entries are categorized as holdings, with no purchase or sale transaction codes or share amounts reported in this filing.