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Medallion Financial (MFIN) director awarded 12,981 RSUs in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hatch Brent O. reported acquisition or exercise transactions in this Form 4 filing.

Medallion Financial Corp director Brent O. Hatch received a compensation-related equity grant. He was awarded 12,981 Restricted Stock Units (RSUs), each representing a contingent right to receive one share of Medallion Financial common stock. Following this grant, he holds 26,859 RSUs directly. These RSUs, issued under the Medallion Financial Corp. 2018 Equity Incentive Plan, will fully vest on June 9, 2027.

Positive

  • None.

Negative

  • None.
Insider Hatch Brent O.
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,981 $0.00 --
Holdings After Transaction: Restricted Stock Units — 26,859 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027.
RSUs granted 12,981 units Restricted Stock Units awarded to Brent O. Hatch
Total RSUs after grant 26,859 units Hatch’s direct RSU holdings following the transaction
RSU-to-share ratio 1 share per RSU Each RSU represents one common share upon vesting
Vesting date June 9, 2027 RSUs issued under 2018 Equity Incentive Plan fully vest
Restricted Stock Units financial
"He was awarded 12,981 Restricted Stock Units (RSUs), each representing a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock"
2018 Equity Incentive Plan financial
"The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027"
grant/award acquisition financial
"The transaction is classified as a grant/award acquisition of 12,981 RSUs"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hatch Brent O.
(Last)(First)(Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/09/2026A12,981 (2) (2)Common Stock12,981$026,859D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027.
Remarks:
+ Power of attorney filed on May 6, 2022 as Exhibit 24 to the Form 3 of Brent O. Hatch.
By: /s/ Marisa T. Silverman as Attorney-in-Fact+06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Medallion Financial (MFIN) report for Brent O. Hatch?

Medallion Financial reported that director Brent O. Hatch received 12,981 Restricted Stock Units as a grant. These RSUs are equity compensation and not open-market purchases, each representing a contingent right to one share of common stock upon vesting.

How many Medallion Financial (MFIN) RSUs does Brent O. Hatch hold after this grant?

After the reported grant, Brent O. Hatch holds a total of 26,859 Restricted Stock Units. This figure reflects his direct RSU holdings following the award of 12,981 new RSUs under Medallion Financial Corp’s 2018 Equity Incentive Plan.

When do Brent O. Hatch’s new Medallion Financial (MFIN) RSUs vest?

The newly granted Restricted Stock Units to Brent O. Hatch will fully vest on June 9, 2027. Vesting means he will then be entitled to receive one share of Medallion Financial common stock for each RSU, subject to plan terms.

What does each RSU represent in the Medallion Financial (MFIN) Form 4 filing?

Each Restricted Stock Unit reported for Brent O. Hatch represents a contingent right to receive one share of Medallion Financial common stock. The RSUs are not shares yet; they convert into shares upon vesting according to the equity incentive plan.

Was Brent O. Hatch’s Medallion Financial (MFIN) RSU transaction a market buy or sell?

The transaction was a grant or award acquisition of 12,981 RSUs, not a market buy or sell. It is classified as a derivative grant under the company’s 2018 Equity Incentive Plan, with no purchase price and no open-market trade involved.