false
0001005101
0001005101
2026-11-06
2026-11-06
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 6, 2026
The
Marygold Companies, Inc.
(Exact
name of registrant as specified in its charter)
| Nevada |
|
001-41318 |
|
90-1133909 |
| (State or Other Jurisdiction |
|
(Commission |
|
(IRS Employer |
| of Incorporation) |
|
File Number) |
|
Identification No.) |
120
Calle Iglesia
Unit
B
San
Clemente, CA 92672
(Address
of Principal Executive Offices and Zip Code)
(949)
218-8542
(Registrant’s
telephone number, including area code)
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common Stock, $0.001 par
value |
|
MGLD |
|
NYSE American LLC |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section
5 – Corporate Governance and Management
Item
5.07 Submission of Matters to a Vote of Security Holders.
On
November 6, 2026, The Marygold Companies, Inc., a Nevada corporation (“Company”), held its 2026 Annual Meeting of Stockholders
(“Annual Meeting”). At the close of business on September 8, 2026, the record date for the determination of stockholders
entitled to vote at the Meeting, there were 42,712,250 shares of the Company’s Common Stock and 13,302 shares of Series B Preferred
Stock. Each share of Common Stock is entitled to one vote and each share of Series B Preferred Stock is entitled to 20 votes constituting
all of the outstanding voting securities of the Company. An aggregate of 42,978,290 votes may be cast at the Annual Meeting by stockholders.
1.
Election of Directors. The individuals listed below were elected to serve as directors of the Company for a term of one year or
until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. At the Meeting, the
holders of 39,404,217 shares of the Company’s Common Stock were represented in person or by proxy constituting a quorum. The vote
totals for each of these individuals is set forth below:
| Directors |
|
For |
|
Against |
|
Abstained |
|
Broker
Non-Votes |
| Nicholas
D Gerber |
|
35,892,851 |
|
25,987 |
|
0 |
|
3,485,379 |
| David
W. Neibert |
|
35,915,369 |
|
3,469 |
|
0 |
|
3,485,379 |
| Scott
Schoenberger |
|
35,867,215 |
|
51,623 |
|
0 |
|
3,485,379 |
| James
Alexander |
|
35,918,381 |
|
457 |
|
0 |
|
3,485,379 |
| Matt
Gonzalez |
|
35,885,074 |
|
33,764 |
|
0 |
|
3,485,379 |
| Erin
Grogan |
|
35,915,365 |
|
3,473 |
|
0 |
|
3,485,379 |
| Joya
Delgado Harris |
|
35,860,017 |
|
58,821 |
|
0 |
|
3,485,379 |
| Derek
Mullins |
|
35,915,370 |
|
3,468 |
|
0 |
|
3,485,379 |
2.
To ratify the appointment of BPM, LLP as the Company’s independent registered public accounting firm for the fiscal year ending
June 30, 2027. At the Meeting, the vote on a proposal to ratify the appointment of BPM LLP as Company’s independent registered
public accounting firm for the fiscal year ending June 30, 2027 was as follows
| For |
|
Against |
|
Abstained |
| 39,246,081 |
|
11 |
|
158,125 |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Date: November 6, 2026 |
THE MARYGOLD COMPANIES, INC. |
| |
|
|
| |
By: |
/s/ Nicholas
D. Gerber |
| |
|
Nicholas D. Gerber |
| |
|
Chief Executive Officer (Principal Executive Officer) |
