STOCK TITAN

MGP Ingredients (MGPI) CEO withholds 1,994 shares for award obligations

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MGP Ingredients President & CEO Julie Maria Francis reported that 1,994 shares of common stock were withheld on 2026-08-04 at $17.11 per share as payment of exercise price or tax liability related to equity awards. After this, she directly holds 107,836 shares, including 44,294 RSUs and 58,674 PSUs subject to time-based vesting.

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Insider Francis Julie Maria
Role President & CEO
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock F1 1,994 $17.11 $34K
Holdings After Transaction: Common Stock — 107,836 shares (Direct)
Footnotes (1)
  1. F1. Includes 44,294 restricted stock units and 58,674 performance stock units which remain subject to a time-based vesting requirement as the Issuer's Human Resources and Compensation Committee has certified the achievement of the performance goals for these performance stock units.
Shares withheld for exercise price or tax liability 1,994 shares Common stock withheld on 2026-08-04 under transaction code F
Price per share $17.11 per share Value assigned to the 1,994 withheld shares
Shares held after transaction 107,836 shares Direct common stock holdings following the 2026-08-04 withholding
Restricted stock units 44,294 units RSUs included within the CEO’s direct holdings, subject to time-based vesting
Performance stock units 58,674 units PSUs with performance goals certified, remaining subject to time-based vesting
restricted stock units financial
"Includes 44,294 restricted stock units and 58,674 performance stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance stock units financial
"Includes 44,294 restricted stock units and 58,674 performance stock units"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
time-based vesting requirement financial
"which remain subject to a time-based vesting requirement as the Issuer's"
Human Resources and Compensation Committee regulatory
"as the Issuer's Human Resources and Compensation Committee has certified"
A board-level committee that oversees a company’s pay and personnel policies, including executive compensation, employee benefits, hiring, leadership development and succession planning. It matters to investors because the committee shapes incentives, labor costs and management continuity—factors that affect performance, risk and shareholder value—like a coach setting rules and pay that influence how a team performs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did MGPI’s CEO Julie Maria Francis report?

Julie Maria Francis had 1,994 shares of MGPI common stock withheld on 2026-08-04 at $17.11 per share. The shares were used as payment of exercise price or tax liability connected to her equity awards, not as an open-market sale.

How many MGPI shares does the CEO hold after this Form 4 transaction?

Following the withholding, Julie Maria Francis directly holds 107,836 MGPI shares. This total includes both currently owned common stock and significant equity-award positions in the form of restricted stock units and performance stock units that are still vesting.

What portion of the MGPI CEO’s holdings are restricted or performance stock units?

Her direct holdings include 44,294 restricted stock units (RSUs) and 58,674 performance stock units (PSUs). These awards remain subject to a time-based vesting requirement, even though the company’s Human Resources and Compensation Committee has certified achievement of the applicable performance goals.

Was the MGPI CEO’s Form 4 transaction a typical stock sale?

No. The Form 4 identifies the transaction under code F, meaning shares were delivered or withheld as payment of exercise price or tax liability tied to equity awards, rather than sold in a discretionary open-market transaction for portfolio reasons.

What does the Human Resources and Compensation Committee’s certification mean for MGPI PSUs?

The committee has certified that performance goals for 58,674 PSUs were achieved, so those units now remain subject only to a time-based vesting requirement. They are not yet fully vested shares but will vest over time if continued service conditions are met.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Francis Julie Maria

(Last)(First)(Middle)
100 COMMERCIAL ST

(Street)
ATCHISON KANSAS 66002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MGP INGREDIENTS INC [ MGPI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026F1,994D$17.11107,836(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 44,294 restricted stock units and 58,674 performance stock units which remain subject to a time-based vesting requirement as the Issuer's Human Resources and Compensation Committee has certified the achievement of the performance goals for these performance stock units.
Remarks:
/s/ Zoe Vantzos, Attorney-in-fact for Julie Francis08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)